RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
2Mindful Asset Planning LLC$202,415$281,964,467$281,964,467
3BPS Capital Management, Inc.$48,489,655$3,879,172,415$3,879,172,415
4THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
5Phillip James Consulting Co.$158,001$110,284,896$110,284,896
6GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
7Kowalski Financial Inc.$192,306$113,845,000$113,845,000
8MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
9Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
10Vestment Financial LLC$216,375$120,953,555$120,953,555
11Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
12Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
13Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
14Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
15CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
16Intelligent Financial Strategies, LLC$375,513$135,028,530$14,801,008$149,829,538
17Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
18Northland Capital Management, LLC$293,677$137,734,400$137,734,400
19Perceptive Edge Investment Management, Inc.$2,078,265$137,888,285$192,555,791$330,444,076
20GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
21Cordis Financial, LLC$306,036$141,082,772$141,082,772
22Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
23FFP Wealth Management, LLC$223,012$155,548,756$3,904,971$159,453,727
24Lifestage Wealth Management LLC$147,795$161,306,873$2,154,030$163,460,903
25KP Financial Management, LLC Dba Caissa Wealth Strategies$396,934$168,623,564$7,218,204$175,841,768
26LPWM LLC$208,316$195,399,864$2,500,000$197,899,864
27Pitzl Financial, LLC$175,356$203,062,743$203,062,743
28Fure Financial Corporation$197,156$216,280,478$216,280,478
29Laurel Wealth Planning LLC$373,947$261,613,314$149,828$261,763,142
30All Terrain Financial Advisors, LLC$935,559$317,050,307$178,796,054$495,846,361
31Modus Advisors, LLC$367,536$325,491,792$12,273,518$337,765,310
32Cornerstone Wealth Advisors, Inc.$295,371$337,181,371$35,872,684$373,054,055
33Allodium Investment Consultants, LLC$587,465$340,141,956$340,141,956
34High Note Wealth, LLC$394,886$347,499,796$347,499,796
35Gen Financial Management Inc.$858,505$361,388,000$36,100,000$397,488,000
36Waypoint Capital Advisors, LLC$1,082,723$361,629,588$361,629,588
37EPIQ Partners, LLC$1,150,766$365,788,799$43,884,062$409,672,861
38BGM Wealth Partners, LLC$615,155$374,451,436$15,556,968$390,008,404
39Tealwood Asset Management Inc$424,131$374,674,211$257,550$374,931,761
40Nicollet Investment Management, Inc.$594,813$393,766,229$393,766,229
41C. C. Dunnavan & Co., Inc.$835,690$401,131,134$401,131,134
42All Star Financial Inc$291,896$424,417,300$424,417,300
43Schwarz Dygos Wheeler Investment Advisors LLC$276,168$428,346,284$14,627,825$442,974,109
44White Oaks Wealth Advisors, Inc.$1,826,530$460,285,619$460,285,619
45Trunorth Wealth Partners, LLC$505,329$463,355,860$14,180,426$477,536,286
46Ulland Investment Advisors, LLC$996,404$466,057,219$2,252,500$468,309,719
47Bond & Devick Financial Network, Inc.$437,720$470,325,310$4,601,125$474,926,435
48Birchwood Financial Partners, Inc.$362,361$487,428,313$19,514,107$506,942,420
49Navpoint Financial, Inc.$2,278,266$534,820,724$23,354,481$558,175,205
50Quantitative Advantage, LLC$346,494$599,780,339$599,780,339
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Showing 1 to 50 of 62 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.