RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1KEYSTONE WEALTH ADVISORS, INCORPORATED$1,429,443$100,061,000$100,061,000
2WINTER & ASSOCIATES, INC.$233,773$98,784,760$2,672,723$101,457,483
3GREAT RIVER FINANCIAL$338,808$108,290,774$6,226,345$114,517,119
4MICHAEL TRAXLER WEALTH MANAGEMENT, LLC$169,852$128,748,000$128,748,000
5JOSH ARNOLD INVESTMENT CONSULTANT, LLC$371,525$132,263,000$132,263,000
6ROSSJOHNSON & ASSOCIATES, LLC$336,658$133,989,797$133,989,797
7MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.$166,040$138,185,843$4,276,276$142,462,119
8FORTRESS FINANCIAL GROUP, LLC$281,363$130,091,782$17,060,909$147,152,691
9KOWALSKI FINANCIAL INC.$240,385$150,000,000$150,000,000
10PHILLIP JAMES FINANCIAL CO.$244,422$151,053,028$151,053,028
11NORTHLAND CAPITAL MANAGEMENT$303,160$151,883,044$151,883,044
12MD FINANCIAL / VESTMENT FINANCIAL$62,276$152,390,327$152,390,327
13ENSPYRE WEALTH ADVISORS, INC.$563,308$157,726,332$157,726,332
14ECHO WEALTH MANAGEMENT, LLC$424,072$157,237,705$4,757,708$161,995,413
15BROWN WEALTH MANAGEMENT, LLC$296,638$140,869,000$22,282,000$163,151,000
16CORDIS FINANCIAL, LLC$339,842$164,143,690$164,143,690
17TOTAL WEALTH ADVISORS, LLC$500,468$171,660,636$171,660,636
18SOMERSET GROUP LLC$3,233,362$174,581,733$19,827$174,601,560
19EXCELSIOR INVESTORS$428,389$162,116,131$13,523,238$175,639,369
20FFP WEALTH MANAGEMENT, LLC$248,610$184,877,031$5,060,903$189,937,934
21QUARRY HILL ADVISORS$299,567$174,930,218$19,189,057$194,119,275
22ABBEY STREET$518,906$207,562,522$207,562,522
23HERITAGE WEALTH ARCHITECTS, INC.$379,612$167,561,997$43,502,047$211,064,044
24CAISSA WEALTH STRATEGIES$480,899$236,417,921$2,588,760$239,006,681
25GS INVESTMENT INC$1,407,583$237,770,304$7,149,105$244,919,409
26CTB FINANCIAL SERVICES, LTD.$239,727$251,233,943$251,233,943
27LOGAN PARK WEALTH MANAGEMENT$246,121$260,641,850$260,641,850
28ALL TERRAIN FINANCIAL ADVISORS$507,602$255,635,947$10,347,667$265,983,614
29KURE ADVISORY, LLC$161,981$275,367,057$275,367,057
30FURE FINANCIAL CORPORATION$263,356$275,997,269$275,997,269
31PITZL FINANCIAL$218,856$278,384,301$278,384,301
32EPIQ PARTNERS, LLC$969,367$304,674,510$16,185,843$320,860,353
33LAUREL WEALTH PLANNING$437,627$329,277,851$12,508,683$341,786,534
34TEALWOOD ASSET MANAGEMENT$434,752$364,054,288$267,470$364,321,758
35MINDFUL ASSET PLANNING$214,153$368,342,616$368,342,616
36ALLODIUM INVESTMENT CONSULTANTS, LLC$619,257$374,650,372$374,650,372
37MODUS ADVISORS, LLC$460,999$386,191,573$12,111,974$398,303,547
38THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES$235,006$417,300,000$4,300,000$421,600,000
39PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.$2,304,125$204,191,792$217,462,997$421,654,789
40DUNNAVAN & CO.$783,634$426,296,663$426,296,663
41HIGH NOTE WEALTH, LLC$442,107$433,933,998$214,749$434,148,747
42NICOLLET INVESTMENT MANAGEMENT, INC.$646,260$447,211,747$447,211,747
43CORNERSTONE WEALTH ADVISORS, INC.$333,388$419,376,648$35,364,613$454,741,261
44GEN FINANCIAL MANAGEMENT INC.$1,023,116$419,333,000$38,000,000$457,333,000
45SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC$272,742$461,504,590$14,430,187$475,934,777
46BGM WEALTH PARTNERS$691,010$479,859,106$3,847,694$483,706,800
47WHITE OAKS WEALTH ADVISORS, INC.$2,055,423$503,578,561$503,578,561
48TRUNORTH WEALTH PARTNERS$502,953$504,694,800$13,849,910$518,544,710
49WAYPOINT CAPITAL ADVISORS, LLC$988,289$527,123,649$622,662$527,746,311
50BOND & DEVICK WEALTH PARTNERS$496,038$545,522,935$6,071,798$551,594,733
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Showing 1 to 50 of 72 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.