RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
2Phillip James Consulting Co.$158,001$110,284,896$110,284,896
3Kowalski Financial Inc.$192,306$113,845,000$113,845,000
4MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
5Vestment Financial LLC$216,375$120,953,555$120,953,555
6Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
7Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
8Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
9Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
10CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
11Northland Capital Management, LLC$293,677$137,734,400$137,734,400
12Cordis Financial, LLC$306,036$141,082,772$141,082,772
13Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
14GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
15Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
16GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
17Intelligent Financial Strategies, LLC$375,513$135,028,530$14,801,008$149,829,538
18FFP Wealth Management, LLC$223,012$155,548,756$3,904,971$159,453,727
19Lifestage Wealth Management LLC$147,795$161,306,873$2,154,030$163,460,903
20KP Financial Management, LLC Dba Caissa Wealth Strategies$396,934$168,623,564$7,218,204$175,841,768
21Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
22LPWM LLC$208,316$195,399,864$2,500,000$197,899,864
23Pitzl Financial, LLC$175,356$203,062,743$203,062,743
24CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
25Fure Financial Corporation$197,156$216,280,478$216,280,478
26Laurel Wealth Planning LLC$373,947$261,613,314$149,828$261,763,142
27Mindful Asset Planning LLC$202,415$281,964,467$281,964,467
28Perceptive Edge Investment Management, Inc.$2,078,265$137,888,285$192,555,791$330,444,076
29Modus Advisors, LLC$367,536$325,491,792$12,273,518$337,765,310
30Allodium Investment Consultants, LLC$587,465$340,141,956$340,141,956
31High Note Wealth, LLC$394,886$347,499,796$347,499,796
32Waypoint Capital Advisors, LLC$1,082,723$361,629,588$361,629,588
33Cornerstone Wealth Advisors, Inc.$295,371$337,181,371$35,872,684$373,054,055
34Tealwood Asset Management Inc$424,131$374,674,211$257,550$374,931,761
35BGM Wealth Partners, LLC$615,155$374,451,436$15,556,968$390,008,404
36Nicollet Investment Management, Inc.$594,813$393,766,229$393,766,229
37Gen Financial Management Inc.$858,505$361,388,000$36,100,000$397,488,000
38C. C. Dunnavan & Co., Inc.$835,690$401,131,134$401,131,134
39EPIQ Partners, LLC$1,150,766$365,788,799$43,884,062$409,672,861
40All Star Financial Inc$291,896$424,417,300$424,417,300
41Schwarz Dygos Wheeler Investment Advisors LLC$276,168$428,346,284$14,627,825$442,974,109
42White Oaks Wealth Advisors, Inc.$1,826,530$460,285,619$460,285,619
43Ulland Investment Advisors, LLC$996,404$466,057,219$2,252,500$468,309,719
44Bond & Devick Financial Network, Inc.$437,720$470,325,310$4,601,125$474,926,435
45Trunorth Wealth Partners, LLC$505,329$463,355,860$14,180,426$477,536,286
46All Terrain Financial Advisors, LLC$935,559$317,050,307$178,796,054$495,846,361
47Birchwood Financial Partners, Inc.$362,361$487,428,313$19,514,107$506,942,420
48Navpoint Financial, Inc.$2,278,266$534,820,724$23,354,481$558,175,205
49Quantitative Advantage, LLC$346,494$599,780,339$599,780,339
50Prairieview Partners, LLC$356,014$740,305,825$5,187,527$745,493,352
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Showing 1 to 50 of 62 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.