RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Brown Wealth Management, LLC$217,778$93,599,644$14,200,306$107,799,950
2Excelsior Investors$389,301$101,595,258$16,362,961$117,958,219
3Heritage Wealth Architects, Inc.$272,972$104,332,085$23,418,820$127,750,905
4Somerset Group LLC$578,397$131,277,086$19,016$131,296,102
5Lifestage Wealth Management$117,952$130,925,631$2,124,221$133,049,852
6Capital Formation Strategies Inc$291,837$137,455,376$137,455,376
7Pitzl Financial$160,951$142,441,957$142,441,957
8Guardian Wealth Advisors$291,943$84,306,000$65,169,000$149,475,000
9EPIQ Partners, LLC$552,150$131,548,472$21,949,361$153,497,833
10Laurel Wealth Planning$250,356$152,153,031$9,326,712$161,479,743
11GS Investment Inc$918,961$164,871,364$1,460,543$166,331,907
12CTB Financial Services, Ltd..$201,716$176,905,231$176,905,231
13Mindful Asset Planning$143,503$177,943,503$177,943,503
14Silveroak Wealth Management Llc$750,959$183,985,067$183,985,067
15Waypoint Capital Advisors, LLC$957,726$190,761,166$2,699,481$193,460,647
16Fure Financial Corporation$170,405$200,907,925$200,907,925
17Modus Advisors, LLC$307,484$204,636,319$9,679,857$214,316,176
18Nepsis Capital Management, Inc.$120,480$222,514,104$4,109,165$226,623,269
19Cornerstone Wealth Advisors, Inc.$225,867$205,200,000$35,800,000$241,000,000
20GEN Financial Management Inc.$550,006$244,820,800$3,781,700$248,602,500
21Allodium Investment Consultants, LLC$470,514$255,489,316$255,489,316
22Nicollet Investment Management, Inc.$433,882$260,329,115$260,329,115
23All Terrain Financial Advisors$404,240$260,288,116$6,510,214$266,798,330
24Schwarz Dygos Wheeler Investment Advisors LLC$197,821$264,120,980$7,289,110$271,410,090
25Access Financial Services, Inc.$373,229$273,179,938$396,692$273,576,630
26Ulland Investment Advisors$660,410$297,844,687$297,844,687
27Ballast Advisors, LLC$140,337$333,498,419$7,521,091$341,019,510
28Birchwood Financial Partners$266,610$349,283,811$21,037,288$370,321,099
29Tealwood Asset Management$413,798$388,142,909$388,142,909
30White Oaks Wealth Advisors$1,473,581$393,819,894$2,573,476$396,393,370
31Trunorth Wealth Partners$462,173$388,711,134$13,841,498$402,552,632
32BGM Wealth Partners$769,748$402,446,942$5,519,410$407,966,352
33Quantitative Advantage, LLC$241,672$408,908,546$408,908,546
34The Johnston Group, LLC$404,110$403,000,000$10,000,000$413,000,000
35Navpoint Financial, Inc.$1,826,307$399,796,256$20,254,259$420,050,515
36All Star Financial Inc$421,390$531,794,135$531,794,135
37Prairieview Partners, LLC$1,738,712$530,649,585$3,134,939$533,784,524
38Cahill Financial Advisors, Inc.$236,934$485,869,173$106,467,055$592,336,228
39Marquette Asset Management$1,832,987$705,700,000$705,700,000
40Silveroak Wealth Management$602,039$703,387,493$56,987,302$760,374,795
41Palisade Asset Management$1,877,747$809,133,457$48,997,031$858,130,488
42JNBA Financial Advocates$276,380$859,342,186$25,903,671$885,245,857
43Punch & Associates Investment Management, Inc.$686,051$1,164,228,679$1,164,228,679
44Stonebridge Capital Advisors LLC$702,732$1,191,591,997$36,080,667$1,227,672,664
45Envoi$1,672,257$1,690,652,000$1,690,652,000
46Accredited Investors Wealth Management$511,598$1,791,269,253$78,108,609$1,869,377,862
47Fiduciary Counselling Inc$3,867,596$2,473,741,111$3,277,374,544$5,751,115,655

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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