RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Lifestage Wealth Management$117,952$130,925,631$2,124,221$133,049,852
2Nepsis Capital Management, Inc.$120,480$222,514,104$4,109,165$226,623,269
3Ballast Advisors, LLC$140,337$333,498,419$7,521,091$341,019,510
4Mindful Asset Planning$143,503$177,943,503$177,943,503
5Pitzl Financial$160,951$142,441,957$142,441,957
6Fure Financial Corporation$170,405$200,907,925$200,907,925
7Schwarz Dygos Wheeler Investment Advisors LLC$197,821$264,120,980$7,289,110$271,410,090
8CTB Financial Services, Ltd..$201,716$176,905,231$176,905,231
9Brown Wealth Management, LLC$217,778$93,599,644$14,200,306$107,799,950
10Cornerstone Wealth Advisors, Inc.$225,867$205,200,000$35,800,000$241,000,000
11Cahill Financial Advisors, Inc.$236,934$485,869,173$106,467,055$592,336,228
12Quantitative Advantage, LLC$241,672$408,908,546$408,908,546
13Laurel Wealth Planning$250,356$152,153,031$9,326,712$161,479,743
14Birchwood Financial Partners$266,610$349,283,811$21,037,288$370,321,099
15Heritage Wealth Architects, Inc.$272,972$104,332,085$23,418,820$127,750,905
16JNBA Financial Advocates$276,380$859,342,186$25,903,671$885,245,857
17Capital Formation Strategies Inc$291,837$137,455,376$137,455,376
18Guardian Wealth Advisors$291,943$84,306,000$65,169,000$149,475,000
19Modus Advisors, LLC$307,484$204,636,319$9,679,857$214,316,176
20Access Financial Services, Inc.$373,229$273,179,938$396,692$273,576,630
21Excelsior Investors$389,301$101,595,258$16,362,961$117,958,219
22The Johnston Group, LLC$404,110$403,000,000$10,000,000$413,000,000
23All Terrain Financial Advisors$404,240$260,288,116$6,510,214$266,798,330
24Tealwood Asset Management$413,798$388,142,909$388,142,909
25All Star Financial Inc$421,390$531,794,135$531,794,135
26Nicollet Investment Management, Inc.$433,882$260,329,115$260,329,115
27Trunorth Wealth Partners$462,173$388,711,134$13,841,498$402,552,632
28Allodium Investment Consultants, LLC$470,514$255,489,316$255,489,316
29Accredited Investors Wealth Management$511,598$1,791,269,253$78,108,609$1,869,377,862
30GEN Financial Management Inc.$550,006$244,820,800$3,781,700$248,602,500
31EPIQ Partners, LLC$552,150$131,548,472$21,949,361$153,497,833
32Somerset Group LLC$578,397$131,277,086$19,016$131,296,102
33Silveroak Wealth Management$602,039$703,387,493$56,987,302$760,374,795
34Ulland Investment Advisors$660,410$297,844,687$297,844,687
35Punch & Associates Investment Management, Inc.$686,051$1,164,228,679$1,164,228,679
36Stonebridge Capital Advisors LLC$702,732$1,191,591,997$36,080,667$1,227,672,664
37Silveroak Wealth Management Llc$750,959$183,985,067$183,985,067
38BGM Wealth Partners$769,748$402,446,942$5,519,410$407,966,352
39GS Investment Inc$918,961$164,871,364$1,460,543$166,331,907
40Waypoint Capital Advisors, LLC$957,726$190,761,166$2,699,481$193,460,647
41White Oaks Wealth Advisors$1,473,581$393,819,894$2,573,476$396,393,370
42Envoi$1,672,257$1,690,652,000$1,690,652,000
43Prairieview Partners, LLC$1,738,712$530,649,585$3,134,939$533,784,524
44Navpoint Financial, Inc.$1,826,307$399,796,256$20,254,259$420,050,515
45Marquette Asset Management$1,832,987$705,700,000$705,700,000
46Palisade Asset Management$1,877,747$809,133,457$48,997,031$858,130,488
47Fiduciary Counselling Inc$3,867,596$2,473,741,111$3,277,374,544$5,751,115,655

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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