RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1LIFESTAGE WEALTH MANAGEMENT LLC$136,579$145,028,845$1,929,857$146,958,702
2SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC$164,317$237,673,811$5,022,611$242,696,422
3MINDFUL ASSET PLANNING$166,724$226,411,666$226,411,666
4PITZL FINANCIAL$169,467$177,939,930$177,939,930
5FURE FINANCIAL CORPORATION$181,150$220,640,928$220,640,928
6FFP WEALTH MANAGEMENT, LLC$183,154$121,302,564$3,059,261$124,361,825
7LOGAN PARK WEALTH MANAGEMENT$191,439$164,626,622$2,500,000$167,126,622
8CTB FINANCIAL SERVICES, LTD.$207,850$193,508,407$193,508,407
9NORTHLAND CAPITAL MANAGEMENT$239,103$120,268,679$120,268,679
10CORNERSTONE WEALTH ADVISORS, INC.$252,104$251,078,000$38,590,000$289,668,000
11BROWN WEALTH MANAGEMENT, LLC$256,518$99,425,256$17,547,000$116,972,256
12CORDIS FINANCIAL, LLC$264,991$116,861,108$116,861,108
13HIGH NOTE WEALTH, LLC$269,249$181,473,513$181,473,513
14GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
15HERITAGE WEALTH ARCHITECTS, INC.$291,339$120,620,906$25,048,388$145,669,294
16ALL STAR FINANCIAL INC$291,896$424,417,300$424,417,300
17LAUREL WEALTH PLANNING$299,734$208,118,499$196,842$208,315,341
18CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
19QUANTITATIVE ADVANTAGE, LLC$310,326$516,693,145$516,693,145
20CAISSA WEALTH STRATEGIES$312,511$128,437,646$12,817,162$141,254,808
21JNBA FINANCIAL ADVISORS INC$314,515$1,038,327,332$29,765,698$1,068,093,030
22BIRCHWOOD FINANCIAL PARTNERS, INC.$314,952$427,260,197$19,026,858$446,287,055
23ECHO WEALTH MANAGEMENT, LLC$319,459$103,748,386$4,867,707$108,616,093
24THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
25TEALWOOD ASSET MANAGEMENT$439,266$412,909,911$412,909,911
26EXCELSIOR INVESTORS$443,163$117,491,706$17,229,837$134,721,543
27ENSPYRE WEALTH ADVISORS, INC.$455,443$112,494,389$112,494,389
28TRUNORTH WEALTH PARTNERS$496,665$453,185,193$18,149,760$471,334,953
29NICOLLET INVESTMENT MANAGEMENT, INC.$530,300$342,574,114$342,574,114
30ALLODIUM INVESTMENT CONSULTANTS, LLC$543,265$312,920,885$312,920,885
31ACCREDITED INVESTORS WEALTH MANAGEMENT$580,037$2,209,844,931$87,681,787$2,297,526,718
32SILVEROAK WEALTH MANAGEMENT LLC$685,863$884,516,155$66,090,099$950,606,254
33BGM WEALTH PARTNERS$698,320$370,221,873$8,965,747$379,187,620
34EPIQ PARTNERS, LLC$730,719$178,926,800$29,328,207$208,255,007
35GEN FINANCIAL MANAGEMENT INC.$739,154$328,324,900$10,946,800$339,271,700
36ALL TERRAIN FINANCIAL ADVISORS$747,084$273,572,291$150,771,487$424,343,778
37ULLAND INVESTMENT ADVISORS, LLC$788,787$359,686,894$359,686,894
38PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$793,183$1,433,282,568$1,433,282,568
39WAYPOINT CAPITAL ADVISORS, LLC$904,987$235,507,665$3,408,895$238,916,560
40CAHILL FINANCIAL ADVISORS, INC.$948,671$598,228,133$129,402,351$727,630,484
41GS INVESTMENT INC$989,687$191,183,926$1,805,035$192,988,961
42MODUS ADVISORS, LLC$1,092,644$271,982,002$11,012,881$282,994,883
43WHITE OAKS WEALTH ADVISORS, INC.$1,761,055$452,591,100$452,591,100
44ENVOI LLC$1,768,252$2,065,317,982$2,065,317,982
45PALISADE ASSET MANAGEMENT, LLC$1,847,814$862,239,731$69,058,352$931,298,083
46PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.$1,980,385$104,757,438$184,378,808$289,136,246
47MARQUETTE WEALTH MANAGEMENT$2,014,455$801,753,000$801,753,000
48PRAIRIEVIEW PARTNERS, LLC$2,038,736$656,484,087$4,066,419$660,550,506
49NAVPOINT FINANCIAL, INC.$2,093,983$465,087,163$22,810,811$487,897,974
50SOMERSET GROUP LLC$2,302,356$138,121,923$19,416$138,141,339
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.