RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Old Peak Finance$561,714$204,463,975$204,463,975
2Financial Symmetry Inc.$149,547$6,738,064$406,909,875$413,647,939
3Park Ridge Asset Management$262,208$99,191,202$4,643,013$103,834,215
4Penland Legacy Advisors$253,649$100,720,042$12,914,916$113,634,958
5Private Wealth Management Of North Carolina LLC$165,213$101,505,511$1,917,574$103,423,085
6Hollingsworth Avent Averre & Purvis, Pa$374,801$101,945,833$101,945,833
7Bull City Advisors, LLC$1,887,909$105,722,902$105,722,902
8Camden Financial Management, Inc.$590,029$110,335,502$110,335,502
9Hayden Harper Advisory, LLC$455,448$110,673,873$110,673,873
10Frazier Financial Consultants, LLC$372,535$112,505,650$112,505,650
11Financial Planning Services, Inc.$1,007,839$112,877,931$112,877,931
12Lumina Wealth Management, LLC$305,684$117,270,432$4,697,344$121,967,776
13Wrenn Financial Strategies, Inc.$307,574$120,286,080$30,424,938$150,711,018
14First Financial Group$176,385$121,000,000$121,000,000
15Kenneth Frenke & Co$198,114$129,764,381$129,764,381
16Auctus Advisors LLC$372,182$131,752,471$131,752,471
17Altamont Capital Management$460,208$133,000,000$133,000,000
18Beacon Wealthcare, Inc.$191,304$134,127,133$4,568,344$138,695,477
19Capital Management$482,129$136,195,850$52,316,403$188,512,253
20Delegate Advisors, LLC$1,337,693$147,404,496$647,185,282$794,589,778
21Omnistar Financial Group, Inc.$166,070$149,629,006$149,629,006
22Beacon Financial Strategies Corp.$317,424$152,301,999$2,918,211$155,220,210
23Keatley Wealth Management, LLC$448,324$152,878,636$152,878,636
24Defender Capital$416,062$159,900,000$700,000$160,600,000
25Whitener Capital Management, Inc$234,329$170,025,000$50,479,000$220,504,000
26Arjuna Capital, LLC$806,618$211,333,852$211,333,852
27Strathmore Capital Advisors$322,957$213,474,305$213,474,305
28Zuraw Financial Advisors$392,675$214,007,931$214,007,931
29ALPha Financial Advisors$194,654$214,258,691$8,814,758$223,073,449
30Hilltop Wealth Advisors, LLC$620,879$240,900,910$240,900,910
31Townsend Asset Management Corp.$837,720$249,999,813$7,180,260$257,180,073
32Collegiate Capital Management, Inc.$189,786$260,406,739$37,746,889$298,153,628
33Carolina Capital Consulting, Inc.$510,051$284,098,580$284,098,580
34Kingfisher Capital, LLC$548,968$319,499,095$319,499,095
35Woodward Financial Advisors, Inc.$410,659$324,420,238$324,420,238
36Kuhn Advisors, Inc.$399,462$331,953,061$331,953,061
37Altrius Capital Management, Inc.$937,445$352,680,110$736,640$353,416,750
38Greerwalker Wealth Management LLC$708,038$407,121,620$407,121,620
39Ironsides Asset Advisors$1,778,582$416,436,846$166,937,895$583,374,741
40Bluesky Wealth Advisors$345,845$426,080,912$426,080,912
41Sapere Wealth Management, LLC$1,772,936$436,142,152$436,142,152
42Hamilton Point Investment Advisors$941,463$460,375,636$460,375,636
43Altavista Wealth Management, Inc.$526,842$469,480,873$18,375,197$487,856,070
44Rinehart Wealth & Investment Advisory$1,564,356$474,000,000$474,000,000
45Arbor Investment Advisors$584,687$509,791,633$21,104,137$530,895,770
46Triad Financial Advisors, Inc.$311,158$608,368,411$19,547,852$627,916,263
47Willingdon Wealth Management Inc.$317,279$638,410,857$5,030,279$643,441,136
48Sheets Smith Wealth Management$890,115$724,553,284$724,553,284
49Capital Management Llc$7,202,969$864,661,760$122,144,946$986,806,706
50Biltmore Family Office, LLC$2,263,571$887,552,705$696,947,068$1,584,499,773
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Showing 1 to 50 of 56 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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