RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hollingsworth Avent Averre & Purvis, Pa$374,801$101,945,833$101,945,833
2Private Wealth Management Of North Carolina LLC$165,213$101,505,511$1,917,574$103,423,085
3Park Ridge Asset Management$262,208$99,191,202$4,643,013$103,834,215
4Bull City Advisors, LLC$1,887,909$105,722,902$105,722,902
5Camden Financial Management, Inc.$590,029$110,335,502$110,335,502
6Hayden Harper Advisory, LLC$455,448$110,673,873$110,673,873
7Frazier Financial Consultants, LLC$372,535$112,505,650$112,505,650
8Financial Planning Services, Inc.$1,007,839$112,877,931$112,877,931
9Penland Legacy Advisors$253,649$100,720,042$12,914,916$113,634,958
10First Financial Group$176,385$121,000,000$121,000,000
11Lumina Wealth Management, LLC$305,684$117,270,432$4,697,344$121,967,776
12Kenneth Frenke & Co$198,114$129,764,381$129,764,381
13Auctus Advisors LLC$372,182$131,752,471$131,752,471
14Altamont Capital Management$460,208$133,000,000$133,000,000
15Beacon Wealthcare, Inc.$191,304$134,127,133$4,568,344$138,695,477
16Omnistar Financial Group, Inc.$166,070$149,629,006$149,629,006
17Wrenn Financial Strategies, Inc.$307,574$120,286,080$30,424,938$150,711,018
18Keatley Wealth Management, LLC$448,324$152,878,636$152,878,636
19Beacon Financial Strategies Corp.$317,424$152,301,999$2,918,211$155,220,210
20Defender Capital$416,062$159,900,000$700,000$160,600,000
21Capital Management$482,129$136,195,850$52,316,403$188,512,253
22Old Peak Finance$561,714$204,463,975$204,463,975
23Arjuna Capital, LLC$806,618$211,333,852$211,333,852
24Strathmore Capital Advisors$322,957$213,474,305$213,474,305
25Zuraw Financial Advisors$392,675$214,007,931$214,007,931
26Whitener Capital Management, Inc$234,329$170,025,000$50,479,000$220,504,000
27ALPha Financial Advisors$194,654$214,258,691$8,814,758$223,073,449
28Hilltop Wealth Advisors, LLC$620,879$240,900,910$240,900,910
29Townsend Asset Management Corp.$837,720$249,999,813$7,180,260$257,180,073
30Carolina Capital Consulting, Inc.$510,051$284,098,580$284,098,580
31Collegiate Capital Management, Inc.$189,786$260,406,739$37,746,889$298,153,628
32Kingfisher Capital, LLC$548,968$319,499,095$319,499,095
33Woodward Financial Advisors, Inc.$410,659$324,420,238$324,420,238
34Kuhn Advisors, Inc.$399,462$331,953,061$331,953,061
35Altrius Capital Management, Inc.$937,445$352,680,110$736,640$353,416,750
36Greerwalker Wealth Management LLC$708,038$407,121,620$407,121,620
37Financial Symmetry Inc.$149,547$6,738,064$406,909,875$413,647,939
38Bluesky Wealth Advisors$345,845$426,080,912$426,080,912
39Sapere Wealth Management, LLC$1,772,936$436,142,152$436,142,152
40Hamilton Point Investment Advisors$941,463$460,375,636$460,375,636
41Rinehart Wealth & Investment Advisory$1,564,356$474,000,000$474,000,000
42Altavista Wealth Management, Inc.$526,842$469,480,873$18,375,197$487,856,070
43Arbor Investment Advisors$584,687$509,791,633$21,104,137$530,895,770
44Ironsides Asset Advisors$1,778,582$416,436,846$166,937,895$583,374,741
45Triad Financial Advisors, Inc.$311,158$608,368,411$19,547,852$627,916,263
46Willingdon Wealth Management Inc.$317,279$638,410,857$5,030,279$643,441,136
47Sheets Smith Wealth Management$890,115$724,553,284$724,553,284
48Delegate Advisors, LLC$1,337,693$147,404,496$647,185,282$794,589,778
49Novare Capital Management$757,163$977,011,765$2,000,000$979,011,765
50Capital Management Llc$7,202,969$864,661,760$122,144,946$986,806,706
Next Page »

Showing 1 to 50 of 56 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.