RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Zuraw Financial Advisors, LLC$450,407$269,793,947$269,793,947
2Wrenn Financial Strategies, Inc.$477,531$186,988,231$38,406,313$225,394,544
3Woodward Financial Advisors, Inc.$596,112$470,928,308$470,928,308
4Whitener Capital Management, Inc$302,277$275,189,229$39,783,869$314,973,098
5Wealth Management Group, Inc.$215,374$29,341,833$91,698,632$121,040,465
6Verum Partners LLC$463,526$168,308,322$92,193,142$260,501,464
7Veratis Advisors, Inc.$521,411$120,330,715$15,757,548$136,088,263
8Triad Financial Advisors, Inc.$379,526$782,406,629$19,911,829$802,318,458
9Transitus Wealth Partners LLC$325,422$131,470,468$131,470,468
10Townsend Asset Management Corp.$339,667$284,898,023$15,027,856$299,925,879
11Timonier Family Office, Ltd.$537,473$258,216,230$78,779,453$336,995,683
12Tassel Capital Management, Inc.$196,453$116,299,910$116,299,910
13Strathmore Capital Advisors, Inc.$388,401$297,903,343$297,903,343
14STONEGATE WEALTH MANAGEMENT, LLC$1,103,834$157,325,000$2,731,000$160,056,000
15STEARNS FINANCIAL GROUP$625,790$1,439,316,947$1,439,316,947
16Spartan Planning & Wealth Management, LLC$197,464$106,920,917$75,930,321$182,851,238
17Smith, Salley & Associates, LLC$1,299,959$2,025,980,505$654,840$2,026,635,345
18Smith Partners Wealth Management, LLC$598,676$127,518,014$127,518,014
19Sjbenen Advisory, LLC$1,348,168$133,468,672$133,468,672
20Sherclar, Inc$296,086$124,356,000$124,356,000
21Sheets Smith Wealth Management$1,190,246$998,616,543$998,616,543
22Sapere Wealth Management, LLC$1,201,469$267,927,650$267,927,650
23Salem Investment Counselors Inc$1,030,874$1,969,210,901$26,562,068$1,995,772,969
24Reliant Investment Partners, LLC$222,329$172,304,737$172,304,737
25Reichard Capital, LLC$1,878,303$308,041,716$308,041,716
26Private Wealth Management Of North Carolina LLC$176,505$116,610,080$765,776$117,375,856
27Powell Financial, Inc.$593,162$156,001,580$156,001,580
28Parsec Financial Management Inc$592,022$3,227,398,811$200,407,546$3,427,806,357
29Park Ridge Asset Management LLC$333,163$154,947,882$4,637,193$159,585,075
30Omnistar Financial Group, Inc.$217,624$216,528,747$14,805,376$231,334,123
31Old Peak Finance LLC$721,760$327,679,141$327,679,141
32Novare Capital Management$2,104,274$1,221,876,662$2,810,878$1,224,687,540
33MCSHANE PARTNERS$1,646,154$535,000,000$535,000,000
34Lumina Wealth Management, LLC$307,626$132,140,106$4,753,297$136,893,403
35Live Oak Private Wealth, LLC$698,592$592,405,648$592,405,648
36Kure Advisory, LLC$151,511$100,300,000$100,300,000
37Kuhn Advisors, Inc.$452,562$511,395,178$511,395,178
38Kingfisher Capital, LLC$1,721,898$494,184,812$494,184,812
39Kenneth Frenke & Co., Inc.$657,801$155,241,009$155,241,009
40Ironsides Asset Advisors, LLC$1,688,391$386,633,541$236,382,865$623,016,406
41Investor Advisory Group, LLC$323,956$141,568,794$141,568,794
42Horizons Wealth Management, Inc.$269,299$122,530,878$122,530,878
43Hollingsworth Avent Averre & Purvis, Pa$812,109$127,501,078$127,501,078
44Hilltop Wealth Advisors, LLC$259,568$335,361,704$335,361,704
45Hayden Harper Wealth Advisory, LLC$537,129$140,727,707$140,727,707
46Harbor Capital Management Inc$527,111$224,420,822$69,706,903$294,127,725
47Hamilton Point Investment Advisors, LLC$1,106,118$639,336,306$639,336,306
48Guardian Wealth Advisors, LLC$315,288$131,827,631$17,619,035$149,446,666
49GREERWALKER WEALTH MANAGEMENT LLC$1,799,116$309,447,871$309,447,871
50Gragg & Gragg, L.L.P.$820,202$140,254,507$140,254,507
Next Page »

Showing 1 to 50 of 84 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.