RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Private Advisor Group, Llc | $238,446 | $19,360,330,580 | $38,481,254 | $19,398,811,834 |
| 2 | Pathstone | $1,024,044 | $3,734,864,641 | $4,799,514,947 | $8,534,379,588 |
| 3 | Regentatlantic | $2,555,279 | $4,546,356,930 | $42,924,998 | $4,589,281,928 |
| 4 | Massey Quick Simon & Co., Llc | $3,593,665 | $1,997,544,311 | $978,010,595 | $2,975,554,906 |
| 5 | Modera Wealth Management, Llc | $410,619 | $2,377,507,353 | $13,937,103 | $2,391,444,456 |
| 6 | Circle Wealth Management, Llc | $3,187,017 | $903,194,125 | $840,104,078 | $1,743,298,203 |
| 7 | Round Table Wealth Management | $1,109,829 | $881,889,776 | $130,274,187 | $1,012,163,963 |
| 8 | Condor Capital Wealth Management | $347,065 | $856,634,100 | $104,042,260 | $960,676,360 |
| 9 | Sax Wealth Advisors, Llc | $456,984 | $818,495,257 | $34,694,781 | $853,190,038 |
| 10 | Meyer Capital Group | $428,728 | $779,051,172 | $68,115,858 | $847,167,030 |
| 11 | Robustwealth Inc. | $145,765 | $110,657,991 | $717,284,806 | $827,942,797 |
| 12 | Signet Financial Management, Llc | $402,419 | $718,720,365 | — | $718,720,365 |
| 13 | Cra Financial Services, L.L.C. | $283,884 | $158,394,630 | $475,235,370 | $633,630,000 |
| 14 | Delta Financial Group, Inc. | $219,706 | $556,655,272 | $62,038,112 | $618,693,384 |
| 15 | Tradition Capital Management Llc | $1,899,375 | $596,000,824 | $15,597,973 | $611,598,797 |
| 16 | Traphagen Financial Group | $503,025 | $603,425,946 | $6,743,919 | $610,169,865 |
| 17 | Roundview Capital, Llc | $441,984 | $584,085,899 | $9,056,887 | $593,142,786 |
| 18 | Global Wealth Management, Llc | $1,325,758 | $509,013,550 | $29,244,028 | $538,257,578 |
| 19 | Black Coral Financial Advisors, Llc | $377,289 | $331,000,000 | $184,000,000 | $515,000,000 |
| 20 | Lassus Wherley | $300,945 | $509,801,111 | — | $509,801,111 |
| 21 | Gateway Advisory, Llc | $229,696 | $489,481,899 | — | $489,481,899 |
| 22 | Withum Wealth Management | $862,246 | $484,582,000 | — | $484,582,000 |
| 23 | Quadrant Capital Management, Llc | $764,524 | $477,404,795 | $1,187,023 | $478,591,818 |
| 24 | Mcrae Capital Management Inc. | $1,722,390 | $423,707,914 | — | $423,707,914 |
| 25 | Princeton Portfolio Strategies Group Llc | $892,885 | $394,551,992 | $5,460,266 | $400,012,258 |
| 26 | Wealth Health, Llc | $1,905,741 | $383,053,894 | — | $383,053,894 |
| 27 | Hamel Associates,Inc. | $1,663,809 | $350,650,089 | $28,698,307 | $379,348,396 |
| 28 | Chatham Wealth Management | $436,007 | $333,109,000 | — | $333,109,000 |
| 29 | Lighthouse Financial Advisors, Inc. | $210,281 | $7,924,157 | $304,764,193 | $312,688,350 |
| 30 | Haymarket Wealth Management Llc | $2,208,037 | $60,159,107 | $248,966,009 | $309,125,116 |
| 31 | Point View Wealth Management, Inc. | $430,873 | $304,571,186 | $2,210,639 | $306,781,825 |
| 32 | Red Hook Management | $1,278,948 | $284,595,200 | $15,957,681 | $300,552,881 |
| 33 | Regency Wealth Management | $364,170 | $286,953,520 | $9,845,361 | $296,798,881 |
| 34 | Ridgewood Investments | $517,744 | $251,143,056 | $45,524,444 | $296,667,500 |
| 35 | 5C Capital Management, Llc | $275,750 | $275,358,773 | $8,112,651 | $283,471,424 |
| 36 | Lws Wealth Advisors, Inc. | $461,654 | $275,293,701 | $7,238,279 | $282,531,980 |
| 37 | Wechter Feldman Wealth Management, Inc. | $386,306 | $246,936,529 | $27,726,794 | $274,663,323 |
| 38 | Financial Life Focus, Llc | $494,321 | — | $258,530,074 | $258,530,074 |
| 39 | Asset Advisory Group Inc | $550,649 | $1,565,032 | $252,834,810 | $254,399,842 |
| 40 | Covenant Asset Management, Llc | $595,320 | $240,509,407 | — | $240,509,407 |
| 41 | The Genwealth Group, Inc. | $406,486 | $235,761,682 | — | $235,761,682 |
| 42 | The Hogan-Knotts Financial Group, Inc. | $324,647 | $224,315,044 | $2,613,307 | $226,928,351 |
| 43 | Novi Wealth Partners | $339,008 | $188,384,851 | $24,172,865 | $212,557,716 |
| 44 | Hillcrest Wealth Advisors - Ny, Llc | $4,072,406 | $207,692,685 | — | $207,692,685 |
| 45 | Maltin Wealth Management, Inc. | $231,964 | $203,146,000 | $1,910,000 | $205,056,000 |
| 46 | Baron Financial Group Llc | $253,008 | $199,018,259 | $4,400,333 | $203,418,592 |
| 47 | Mullooly Asset Management, Inc. | $120,238 | $197,946,199 | $1,528,880 | $199,475,079 |
| 48 | Highland Financial Advisors, Llc | $293,835 | $196,575,420 | — | $196,575,420 |
| 49 | Ncm Capital Management, Llc | $353,791 | $192,000,000 | $4,000,000 | $196,000,000 |
| 50 | Lucas Capital Management, L.L.C. | $564,378 | $181,350,000 | $944,000 | $182,294,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
