RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Advisor Group, Llc$215,573$16,466,519,857$35,630,351$16,502,150,208
2Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
3Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
4Massey, Quick & Co.$3,593,665$1,997,544,311$978,010,595$2,975,554,906
5Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
6Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
7Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
8Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
9Aepg Wealth Strategies$535,684$657,941,512$254,864,783$912,806,295
10Sax Wealth Advisors, LLC$456,984$818,495,257$34,694,781$853,190,038
11Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
12Robustwealth Inc.$145,765$110,657,991$717,284,806$827,942,797
13Signet Financial Management, LLC$402,419$718,720,365$718,720,365
14CRA Financial Services$283,884$158,394,630$475,235,370$633,630,000
15Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
16Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
17Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
18Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
19Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
20Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
21Lassus Wherley$300,945$509,801,111$509,801,111
22Gateway Advisory$229,696$489,481,899$489,481,899
23Withum Wealth Management$862,246$484,582,000$484,582,000
24Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
25Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
26McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
27Wealth Health$1,905,741$383,053,894$383,053,894
28Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
29Quadrant Capital Management, Llc$186,361$354,831,297$354,831,297
30Chatham Wealth Management$436,007$333,109,000$333,109,000
31Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
32Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
33Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
34Parsons Capital Management, LLC$229,610$300,788,604$300,788,604
35Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
36Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
37Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
38LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
39Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
405C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
41Financial Life Focus$494,321$258,530,074$258,530,074
42Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
43Covenant Asset Management$595,320$240,509,407$240,509,407
44The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
45Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
46Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
47Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
48Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
49Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
50NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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