RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Advisor Group, Llc$238,446$19,360,330,580$38,481,254$19,398,811,834
2Pathstone$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
3Regentatlantic$2,555,279$4,546,356,930$42,924,998$4,589,281,928
4Massey Quick Simon & Co., Llc$3,593,665$1,997,544,311$978,010,595$2,975,554,906
5Modera Wealth Management, Llc$410,619$2,377,507,353$13,937,103$2,391,444,456
6Circle Wealth Management, Llc$3,187,017$903,194,125$840,104,078$1,743,298,203
7Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
8Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
9Sax Wealth Advisors, Llc$456,984$818,495,257$34,694,781$853,190,038
10Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
11Robustwealth Inc.$145,765$110,657,991$717,284,806$827,942,797
12Signet Financial Management, Llc$402,419$718,720,365$718,720,365
13Cra Financial Services, L.L.C.$283,884$158,394,630$475,235,370$633,630,000
14Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
15Tradition Capital Management Llc$1,899,375$596,000,824$15,597,973$611,598,797
16Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
17Roundview Capital, Llc$441,984$584,085,899$9,056,887$593,142,786
18Global Wealth Management, Llc$1,325,758$509,013,550$29,244,028$538,257,578
19Black Coral Financial Advisors, Llc$377,289$331,000,000$184,000,000$515,000,000
20Lassus Wherley$300,945$509,801,111$509,801,111
21Gateway Advisory, Llc$229,696$489,481,899$489,481,899
22Withum Wealth Management$862,246$484,582,000$484,582,000
23Quadrant Capital Management, Llc$764,524$477,404,795$1,187,023$478,591,818
24Mcrae Capital Management Inc.$1,722,390$423,707,914$423,707,914
25Princeton Portfolio Strategies Group Llc$892,885$394,551,992$5,460,266$400,012,258
26Wealth Health, Llc$1,905,741$383,053,894$383,053,894
27Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
28Chatham Wealth Management$436,007$333,109,000$333,109,000
29Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
30Haymarket Wealth Management Llc$2,208,037$60,159,107$248,966,009$309,125,116
31Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
32Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
33Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
34Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
355C Capital Management, Llc$275,750$275,358,773$8,112,651$283,471,424
36Lws Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
37Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
38Financial Life Focus, Llc$494,321$258,530,074$258,530,074
39Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
40Covenant Asset Management, Llc$595,320$240,509,407$240,509,407
41The Genwealth Group, Inc.$406,486$235,761,682$235,761,682
42The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
43Novi Wealth Partners$339,008$188,384,851$24,172,865$212,557,716
44Hillcrest Wealth Advisors - Ny, Llc$4,072,406$207,692,685$207,692,685
45Maltin Wealth Management, Inc.$231,964$203,146,000$1,910,000$205,056,000
46Baron Financial Group Llc$253,008$199,018,259$4,400,333$203,418,592
47Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
48Highland Financial Advisors, Llc$293,835$196,575,420$196,575,420
49Ncm Capital Management, Llc$353,791$192,000,000$4,000,000$196,000,000
50Lucas Capital Management, L.L.C.$564,378$181,350,000$944,000$182,294,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.