RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | PATHSTONE | $1,811,205 | $6,162,652,784 | $4,088,769,023 | $10,251,421,807 |
| 2 | REGENTATLANTIC | $2,647,628 | $4,851,335,814 | $49,424,441 | $4,900,760,255 |
| 3 | SIMON QUICK ADVISORS, LLC | $5,560,782 | $2,525,957,973 | $877,240,660 | $3,403,198,633 |
| 4 | MODERA WEALTH MANAGEMENT, LLC | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 5 | CIRCLE WEALTH MANAGEMENT, LLC | $3,471,910 | $1,192,653,808 | $727,312,698 | $1,919,966,506 |
| 6 | CONDOR CAPITAL WEALTH MANAGEMENT | $416,122 | $1,034,825,468 | $131,979,911 | $1,166,805,379 |
| 7 | ROUND TABLE WEALTH MANAGEMENT | $1,062,530 | $993,753,493 | $136,778,401 | $1,130,531,894 |
| 8 | MEYER CAPITAL GROUP | $503,532 | $898,495,140 | $107,058,484 | $1,005,553,624 |
| 9 | SAX WEALTH ADVISORS, LLC | $486,904 | $959,833,241 | $44,162,194 | $1,003,995,435 |
| 10 | STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. | $289,844 | $692,587,511 | $134,338,509 | $826,926,020 |
| 11 | SIGNET FINANCIAL MANAGEMENT, LLC | $459,278 | $805,114,804 | — | $805,114,804 |
| 12 | TRAPHAGEN FINANCIAL GROUP | $602,452 | $772,809,199 | $11,583,863 | $784,393,062 |
| 13 | ROUNDVIEW CAPITAL, LLC | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
| 14 | CRA FINANCIAL SERVICES, L.L.C. | $911,092 | $333,335,656 | $431,070,135 | $764,405,791 |
| 15 | DELTA FINANCIAL GROUP, INC. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 16 | GLOBAL WEALTH MANAGEMENT, LLC | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 17 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 18 | WITHUM WEALTH MANAGEMENT | $909,702 | $579,480,000 | — | $579,480,000 |
| 19 | BLACK CORAL FINANCIAL ADVISORS, LLC | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 20 | GATEWAY ADVISORY, LLC | $277,537 | $570,061,723 | — | $570,061,723 |
| 21 | PRINCETON PORTFOLIO STRATEGIES GROUP LLC | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 22 | MCRAE CAPITAL MANAGEMENT INC. | $756,028 | $474,029,652 | — | $474,029,652 |
| 23 | HAMEL ASSOCIATES,INC. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 24 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 25 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 26 | CHATHAM WEALTH MANAGEMENT | $516,144 | $369,042,770 | — | $369,042,770 |
| 27 | RED HOOK MANAGEMENT | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 28 | RIDGEWOOD INVESTMENTS | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 29 | HAYMARKET WEALTH MANAGEMENT LLC | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 30 | WECHTER FELDMAN WEALTH MANAGEMENT, INC. | $456,362 | $291,255,618 | $34,130,290 | $325,385,908 |
| 31 | 5C CAPITAL MANAGEMENT, LLC | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 32 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 33 | COVENANT ASSET MANAGEMENT, LLC | $681,474 | $305,300,304 | — | $305,300,304 |
| 34 | REGENCY WEALTH MANAGEMENT | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 35 | THE GENWEALTH GROUP, INC. | $515,346 | $295,293,225 | — | $295,293,225 |
| 36 | MALTIN WEALTH MANAGEMENT, INC. | $282,928 | $260,644,074 | $2,478,883 | $263,122,957 |
| 37 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. | $386,616 | $262,512,075 | — | $262,512,075 |
| 38 | NOVI WEALTH PARTNERS | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 39 | HILLCREST WEALTH ADVISORS - NY, LLC | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 40 | MULLOOLY ASSET MANAGEMENT, INC. | $150,140 | $248,793,256 | $1,941,204 | $250,734,460 |
| 41 | BARON FINANCIAL GROUP LLC | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 42 | FINANCIAL LIFE FOCUS, LLC | $446,980 | — | $242,710,000 | $242,710,000 |
| 43 | HIGHLAND FINANCIAL ADVISORS, LLC | $327,455 | $239,696,900 | — | $239,696,900 |
| 44 | NCM CAPITAL MANAGEMENT, LLC | $474,160 | $220,500,000 | $5,200,000 | $225,700,000 |
| 45 | LUCAS CAPITAL MANAGEMENT, L.L.C. | $689,703 | $217,502,000 | $1,134,000 | $218,636,000 |
| 46 | NATIONAL WEALTH MANAGEMENT, LLC | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 47 | WEALTH CMT | $205,609 | $196,150,677 | — | $196,150,677 |
| 48 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 49 | KEVIN M. GIBNEY AND COMPANY, LLC | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 50 | SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP | $1,450,316 | — | $176,938,575 | $176,938,575 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
