RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Private Advisor Group, Llc | $225,576 | $16,813,201,387 | $6,427,227 | $16,819,628,614 |
| 2 | Pathstone Federal Street | $1,773,216 | $3,195,256,339 | $5,353,417,264 | $8,548,673,603 |
| 3 | Regentatlantic | $2,371,787 | $3,670,234,954 | $96,163,143 | $3,766,398,097 |
| 4 | Massey, Quick & Co. | $4,790,723 | $1,876,909,842 | $1,150,826,986 | $3,027,736,828 |
| 5 | Modera Wealth Management | $453,740 | $2,372,252,389 | $13,966,911 | $2,386,219,300 |
| 6 | Circle Wealth Management | $2,585,066 | $713,931,794 | $935,340,327 | $1,649,272,121 |
| 7 | Round Table Wealth Management | $1,289,751 | $878,301,374 | $144,470,769 | $1,022,772,143 |
| 8 | Condor Capital Wealth Management | $371,600 | $899,146,435 | $106,775,746 | $1,005,922,181 |
| 9 | Meyer Capital Group | $464,780 | $814,470,382 | $89,061,066 | $903,531,448 |
| 10 | Sax Wealth Advisors, LLC | $477,256 | $852,718,334 | $42,613,605 | $895,331,939 |
| 11 | Aepg Wealth Strategies | $608,860 | $664,780,395 | $225,981,510 | $890,761,905 |
| 12 | Robustwealth Inc. | $182,731 | $41,453,457 | $825,604,501 | $867,057,958 |
| 13 | Signet Financial Management, LLC | $436,612 | $819,958,172 | $0 | $819,958,172 |
| 14 | Tradition Capital Management LLC | $2,011,748 | $634,842,209 | $20,987,750 | $655,829,959 |
| 15 | CRA Financial Services | $303,799 | $24,937,841 | $616,685,817 | $641,623,658 |
| 16 | Delta Financial Group, Inc. | $226,835 | $554,110,040 | $60,159,679 | $614,269,719 |
| 17 | Traphagen Financial Group | $515,138 | $574,243,153 | $6,317,620 | $580,560,773 |
| 18 | Black Coral Financial Advisors | $301,075 | $270,000,000 | $290,000,000 | $560,000,000 |
| 19 | Roundview Capital, LLC | $461,152 | $553,858,629 | $4,135,351 | $557,993,980 |
| 20 | Lassus Wherley | $1,589,425 | $546,762,352 | $0 | $546,762,352 |
| 21 | Global Wealth Management, LLC | $1,850,768 | $509,789,550 | $12,126,965 | $521,916,515 |
| 22 | Gateway Advisory | $237,383 | $487,110,150 | $0 | $487,110,150 |
| 23 | Quadrant Capital Management | $789,859 | $477,336,050 | $1,318,638 | $478,654,688 |
| 24 | Princeton Portfolio Strategies Group LLC | $1,033,283 | $451,052,012 | $3,592,484 | $454,644,496 |
| 25 | Wealth Health | $423,301 | $419,773,440 | $6,067,806 | $425,841,246 |
| 26 | Traust Sollus Wealth Management | $508,043 | $392,375,194 | $18,123,868 | $410,499,062 |
| 27 | Hamel Associates,Inc. | $1,710,274 | $371,226,029 | $28,978,011 | $400,204,040 |
| 28 | McRae Capital Management Inc. | $619,034 | $391,201,338 | $1,885,403 | $393,086,741 |
| 29 | Withum Wealth Management | $890,918 | $378,640,000 | $0 | $378,640,000 |
| 30 | Point View Wealth Management, Inc. | $497,560 | $332,370,168 | $0 | $332,370,168 |
| 31 | Chatham Wealth Management | $445,598 | $316,725,000 | $7,670,000 | $324,395,000 |
| 32 | Lighthouse Financial Advisors, Inc. | $225,563 | $2,737,620 | $307,637,665 | $310,375,285 |
| 33 | Parsons Capital Management, LLC | $245,407 | $300,377,889 | $0 | $300,377,889 |
| 34 | Wechter Feldman Wealth Management, Inc. | $411,519 | $259,304,515 | $35,343,078 | $294,647,593 |
| 35 | Beacon Wealth Management | $296,857 | $281,298,096 | $3,684,392 | $284,982,488 |
| 36 | Ridgewood Investments | $467,541 | $224,042,369 | $47,599,187 | $271,641,556 |
| 37 | Asset Advisory Group Inc | $605,728 | $2,075,400 | $262,021,853 | $264,097,253 |
| 38 | Regency Wealth Management | $327,965 | $243,493,533 | $12,647,374 | $256,140,907 |
| 39 | Haymarket Wealth Management LLC | $1,810,468 | $59,074,624 | $196,201,392 | $255,276,016 |
| 40 | Red Hook Management | $1,115,445 | $199,629,303 | $43,537,799 | $243,167,102 |
| 41 | 5C Capital Management, LLC | $264,181 | $230,172,000 | $12,346,000 | $242,518,000 |
| 42 | The Hogan-Knotts Financial Group, Inc. | $345,960 | $242,172,201 | $0 | $242,172,201 |
| 43 | Covenant Asset Management | $621,872 | $240,042,450 | $0 | $240,042,450 |
| 44 | LWS Wealth Advisors, Inc. | $421,905 | $225,370,207 | $7,521,275 | $232,891,482 |
| 45 | Baron Financial Group | $290,792 | $223,878,728 | $7,592,079 | $231,470,807 |
| 46 | Financial Life Focus | $447,291 | $0 | $226,776,497 | $226,776,497 |
| 47 | Private Wealth Management Group | $403,032 | $200,774,297 | $19,281,128 | $220,055,425 |
| 48 | Highland Financial Advisors, LLC | $294,421 | $213,750,000 | $0 | $213,750,000 |
| 49 | NCM Capital Management, LLC | $391,466 | $206,000,000 | $5,000,000 | $211,000,000 |
| 50 | Lucas Capital Management, LLC | $395,387 | $202,952,330 | $1,067,304 | $204,019,634 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
