RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Advisor Group, Llc$225,576$16,813,201,387$6,427,227$16,819,628,614
2Pathstone Federal Street$1,773,216$3,195,256,339$5,353,417,264$8,548,673,603
4Massey, Quick & Co.$4,790,723$1,876,909,842$1,150,826,986$3,027,736,828
5Modera Wealth Management$453,740$2,372,252,389$13,966,911$2,386,219,300
6Circle Wealth Management$2,585,066$713,931,794$935,340,327$1,649,272,121
7Round Table Wealth Management$1,289,751$878,301,374$144,470,769$1,022,772,143
8Condor Capital Wealth Management$371,600$899,146,435$106,775,746$1,005,922,181
9Meyer Capital Group$464,780$814,470,382$89,061,066$903,531,448
10Sax Wealth Advisors, LLC$477,256$852,718,334$42,613,605$895,331,939
11Aepg Wealth Strategies$608,860$664,780,395$225,981,510$890,761,905
12Robustwealth Inc.$182,731$41,453,457$825,604,501$867,057,958
13Signet Financial Management, LLC$436,612$819,958,172$0$819,958,172
14Tradition Capital Management LLC$2,011,748$634,842,209$20,987,750$655,829,959
15CRA Financial Services$303,799$24,937,841$616,685,817$641,623,658
16Delta Financial Group, Inc.$226,835$554,110,040$60,159,679$614,269,719
17Traphagen Financial Group$515,138$574,243,153$6,317,620$580,560,773
18Black Coral Financial Advisors$301,075$270,000,000$290,000,000$560,000,000
19Roundview Capital, LLC$461,152$553,858,629$4,135,351$557,993,980
20Lassus Wherley$1,589,425$546,762,352$0$546,762,352
21Global Wealth Management, LLC$1,850,768$509,789,550$12,126,965$521,916,515
22Gateway Advisory$237,383$487,110,150$0$487,110,150
23Quadrant Capital Management$789,859$477,336,050$1,318,638$478,654,688
24Princeton Portfolio Strategies Group LLC$1,033,283$451,052,012$3,592,484$454,644,496
25Wealth Health$423,301$419,773,440$6,067,806$425,841,246
26Traust Sollus Wealth Management$508,043$392,375,194$18,123,868$410,499,062
27Hamel Associates,Inc.$1,710,274$371,226,029$28,978,011$400,204,040
28McRae Capital Management Inc.$619,034$391,201,338$1,885,403$393,086,741
29Withum Wealth Management$890,918$378,640,000$0$378,640,000
30Point View Wealth Management, Inc.$497,560$332,370,168$0$332,370,168
31Chatham Wealth Management$445,598$316,725,000$7,670,000$324,395,000
32Lighthouse Financial Advisors, Inc.$225,563$2,737,620$307,637,665$310,375,285
33Parsons Capital Management, LLC$245,407$300,377,889$0$300,377,889
34Wechter Feldman Wealth Management, Inc.$411,519$259,304,515$35,343,078$294,647,593
35Beacon Wealth Management$296,857$281,298,096$3,684,392$284,982,488
36Ridgewood Investments$467,541$224,042,369$47,599,187$271,641,556
37Asset Advisory Group Inc$605,728$2,075,400$262,021,853$264,097,253
38Regency Wealth Management$327,965$243,493,533$12,647,374$256,140,907
39Haymarket Wealth Management LLC$1,810,468$59,074,624$196,201,392$255,276,016
40Red Hook Management$1,115,445$199,629,303$43,537,799$243,167,102
415C Capital Management, LLC$264,181$230,172,000$12,346,000$242,518,000
42The Hogan-Knotts Financial Group, Inc.$345,960$242,172,201$0$242,172,201
43Covenant Asset Management$621,872$240,042,450$0$240,042,450
44LWS Wealth Advisors, Inc.$421,905$225,370,207$7,521,275$232,891,482
45Baron Financial Group$290,792$223,878,728$7,592,079$231,470,807
46Financial Life Focus$447,291$0$226,776,497$226,776,497
47Private Wealth Management Group$403,032$200,774,297$19,281,128$220,055,425
48Highland Financial Advisors, LLC$294,421$213,750,000$0$213,750,000
49NCM Capital Management, LLC$391,466$206,000,000$5,000,000$211,000,000
50Lucas Capital Management, LLC$395,387$202,952,330$1,067,304$204,019,634
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


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