RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
2HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
3FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
4BRETON CO$3,981,816$151,309,020$151,309,020
5ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
6HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
7HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
8CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
9WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
10THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
11LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
12TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
13ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
14WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
15WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
16S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
17NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
18NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
19FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
20MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
21SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
22SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
23TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
24KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
25RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
26WEALTH CMT$205,609$196,150,677$196,150,677
27NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
28LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
29NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
30BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
31HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
32NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
33MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
34HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
35MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
36THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
37RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
38REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
39RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
40WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
41THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
425C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
43COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
44CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
45CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
46POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
47LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
48BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
49HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
50MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
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Showing 1 to 50 of 69 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.