RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Life Focus$494,321$258,530,074$258,530,074
2Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
3Breton Co$3,587,502$136,325,085$136,325,085
4Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
5Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
6Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
7Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
8Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
9Cypress Financial Planning$124,166$64,362,794$49,124,853$113,487,647
10Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356
11Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
12Waterstone Wealth Advisors, LLC$233,610$103,353,506$6,910,547$110,264,053
13Summit Place Financial Advisors$666,515$108,641,993$108,641,993
14Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
15Robustwealth Inc.$145,765$110,657,991$717,284,806$827,942,797
16Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
17S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
18Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
19Stonegate Wealth Management$239,117$127,000,230$2,123,000$129,123,230
20Morris Retirement Advisors, LLC$162,655$127,196,313$127,196,313
21Wealth CMT$160,789$145,835,675$145,835,675
22CRA Financial Services$283,884$158,394,630$475,235,370$633,630,000
23Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
24RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
25Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
26National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
27Lucas Capital Management, LLC$564,378$181,350,000$944,000$182,294,000
28Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
29NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
30Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
31Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
32Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
33Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
34The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
35Covenant Asset Management$595,320$240,509,407$240,509,407
36Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
37Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
385C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
39LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
40Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
41Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
42Parsons Capital Management, LLC$229,610$300,788,604$300,788,604
43Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
44Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
45Chatham Wealth Management$436,007$333,109,000$333,109,000
46Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
47Quadrant Capital Management, Llc$186,361$354,831,297$354,831,297
48Wealth Health$1,905,741$383,053,894$383,053,894
49McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
50Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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