RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Life Focus, Llc$446,980$242,710,000$242,710,000
2Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
3Breton Co$3,587,502$136,325,085$136,325,085
4Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
5Asset Advisory Group Inc$617,409$17,221,630$289,013,476$306,235,106
6Lighthouse Financial Advisors, Inc.$245,331$25,247,587$373,905,904$399,153,491
7Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
8Haymarket Wealth Management Llc$2,229,673$65,822,414$264,169,252$329,991,666
9Cypress Financial Planning$146,026$78,962,713$72,028,613$150,991,326
10Next Horizon Advisors Llc$472,165$101,214,908$300,627$101,515,535
11The Investment Advisor Alliance Llc$127,302$109,352,394$109,352,394
12Robustwealth, Inc.$156,102$109,964,667$734,390,627$844,355,294
13Locker Financial Services, Llc$329,688$111,032,917$72,100$111,105,017
14Accretive Wealth Partners, Llc$491,914$115,291,688$3,259,496$118,551,184
15Waterstone Wealth Advisors, Llc$257,839$119,955,256$12,058,153$132,013,409
16Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
17S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
18Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
19Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
20Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
21Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
22Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
23Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
24Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
25Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
26Wealth Cmt$205,609$196,150,677$196,150,677
27National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
28The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
29Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
30Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
31Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
32Mullooly Asset Management, Inc.$150,140$248,793,256$1,941,204$250,734,460
33Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
34Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
35Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
36Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
37The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
385C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
39Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
40Cra Financial Services, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
41Chatham Wealth Management$516,144$369,042,770$369,042,770
42Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
43Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
44Black Coral Financial Advisors, Llc$391,573$407,671,000$169,507,000$577,178,000
45Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
46Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
47Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
48Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
49Withum Wealth Management$909,702$579,480,000$579,480,000
50Lassus Wherley$348,891$579,857,338$579,857,338
Next Page »

Showing 1 to 50 of 65 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.