RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
2Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
3Omega Capital Management,LLC$189,130$104,400,000$104,400,000
4Financial Life Focus, LLC$469,457$254,445,818$254,445,818
5Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
6ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
7Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
8WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
9Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
10Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
11THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
12Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
13Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
14WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
15Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
16Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
17NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
18AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
19Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
20S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
21FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
22HFM Investment Advisors, LLC$170,125$148,349,165$148,349,165
23Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
24Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
25Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
26Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
27Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
28Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
29Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
30RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
31Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
32Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
33Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
34LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
35Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
36Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
37National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
38NCM Capital Management, LLC$530,786$256,369,665$256,369,665
39Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
40Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
41The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
42Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
43Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
44Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
45HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
46Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
47Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
485C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
49The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
50Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
Next Page »

Showing 1 to 50 of 80 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.