RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
2REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
3MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
4SIMON QUICK ADVISORS, LLC$5,560,782$2,525,957,973$877,240,660$3,403,198,633
5CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
6CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
7ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
8SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
9MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
10SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
11TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
12ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
13STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
14DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
15LASSUS WHERLEY$348,891$579,857,338$579,857,338
16WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
17GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
18GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
19PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
20MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
21HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
22BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
23LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
24POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
25CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
26CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
27COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
285C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
29THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
30WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
31RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
32REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
33RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
34THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
35MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
36HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
37MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
38NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
39HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
40BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
41NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
42LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
43NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
44WEALTH CMT$205,609$196,150,677$196,150,677
45RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
46KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
47TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
48SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
49SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
50MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.