RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Private Advisor Group, Llc$247,642$21,180,500,841$38,481,253$21,218,982,094
2Pathstone Federal Street$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
3Regentatlantic$2,647,628$4,851,335,814$49,424,441$4,900,760,255
4Modera Wealth Management, Llc$480,854$2,729,239,147$16,917,721$2,746,156,868
5Simon Quick Advisors, Llc$5,560,782$2,525,957,973$877,240,660$3,403,198,633
6Circle Wealth Management, Llc$3,471,911$1,192,653,808$727,312,698$1,919,966,506
7Condor Capital Wealth Management$416,122$1,034,825,468$131,979,911$1,166,805,379
8Round Table Wealth Management$1,062,530$993,753,493$136,778,401$1,130,531,894
9Sax Wealth Advisors, Llc$486,904$959,833,241$44,162,194$1,003,995,435
10Meyer Capital Group$503,532$898,495,140$107,058,484$1,005,553,624
11Signet Financial Management, Llc$459,278$805,114,804$805,114,804
12Traphagen Financial Group$602,452$772,809,199$11,583,863$784,393,062
13Roundview Capital, Llc$558,280$761,877,329$10,782,359$772,659,688
14Strategic Family Wealth Counselors, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
15Delta Financial Group, Inc.$264,799$680,246,504$70,989,401$751,235,905
16Lassus Wherley$348,891$579,857,338$579,857,338
17Withum Wealth Management$909,702$579,480,000$579,480,000
18Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
19Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
20Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
21Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
22Black Coral Financial Advisors, Llc$391,573$407,671,000$169,507,000$577,178,000
23Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
24Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
25Chatham Wealth Management$516,144$369,042,770$369,042,770
26Cra Financial Services, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
27Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
285C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
29The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
30Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
31Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
32Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
33Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
34Mullooly Asset Management, Inc.$150,140$248,793,256$1,941,204$250,734,460
35Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
36Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
37Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
38The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
39National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
40Wealth Cmt$205,609$196,150,677$196,150,677
41Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
42Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
43Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
44Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
45Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
46Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
47Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
48Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
49S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
50Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
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Showing 1 to 50 of 65 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.