RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
3Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
4Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
5Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
6Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
7Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
8ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
9Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
10Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
11Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
12George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
13Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
14Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
15Signet Financial Management, LLC$468,518$809,599,511$809,599,511
16Gateway Advisory, LLC$318,050$684,442,727$684,442,727
17Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
18LASSUS WHERLEY$348,891$579,857,338$579,857,338
19Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
20McRae Capital Management Inc.$753,095$561,809,123$561,809,123
21Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
22CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
23Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
24Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
25Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
26Red Hook Management LLC$1,604,743$388,347,904$388,347,904
27Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
28LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
29POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
30Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
31Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
32The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
335C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
34Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
35Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
36HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
37Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
38Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
39Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
40The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
41Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
42Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
43NCM Capital Management, LLC$530,786$256,369,665$256,369,665
44National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
45Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
46Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
47LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
48Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
49Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
50Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.