RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
2SIMON QUICK ADVISORS, LLC$5,560,782$2,525,957,973$877,240,660$3,403,198,633
3CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
4CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
5ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
6HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
7FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
8SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
9BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
10BRETON CO$3,981,816$151,309,020$151,309,020
11ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
12STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
13CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
14HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
15MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
16RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
17CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
18DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
19HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
20RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
21REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
22WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
23GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
24SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
25HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
26WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
27REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
28MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
29NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
305C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
31WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
32TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
33ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
34KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
35LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
36PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
37NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
38BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
39ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
40POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
41TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
42MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
43MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
44NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
45FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
46LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
47WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
48LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
49TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
50MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
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Showing 1 to 50 of 69 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.