RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
3Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
4Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
5CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
6Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
7ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
8Financial Life Focus, LLC$469,457$254,445,818$254,445,818
9Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
10Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
11Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
12Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
13Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
14ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
15Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
16Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
17Omega Capital Management,LLC$189,130$104,400,000$104,400,000
18Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
19Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
20George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
21Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
22Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
23Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
24Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
25WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
26Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
27Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
28Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
29Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
305C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
31Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
32Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
33Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
34Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
35WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
36Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
37Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
38LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
39Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
40Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
41Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
42Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
43POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
44Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
45National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
46FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
47LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
48Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
49Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
50Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.