RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Next Horizon Advisors Llc$472,165$101,214,908$300,627$101,515,535
2Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
3The Investment Advisor Alliance Llc$127,302$109,352,394$109,352,394
4Locker Financial Services, Llc$329,688$111,032,917$72,100$111,105,017
5Accretive Wealth Partners, Llc$491,914$115,291,688$3,259,496$118,551,184
6Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
7Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
8S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
9Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
10Waterstone Wealth Advisors, Llc$257,839$119,955,256$12,058,153$132,013,409
11Breton Co$3,587,502$136,325,085$136,325,085
12Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
13Cypress Financial Planning$146,026$78,962,713$72,028,613$150,991,326
14Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
15Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
16Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
17Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
18Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
19Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
20Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
21Wealth Cmt$205,609$196,150,677$196,150,677
22National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
23The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
24Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
25Financial Life Focus, Llc$446,980$242,710,000$242,710,000
26Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
27Mullooly Asset Management, Inc.$150,140$248,793,256$1,941,204$250,734,460
28Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
29Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
30The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
31Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
32Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
33Asset Advisory Group Inc$617,409$17,221,630$289,013,476$306,235,106
345C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
35Haymarket Wealth Management Llc$2,229,673$65,822,414$264,169,252$329,991,666
36Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
37Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
38Chatham Wealth Management$516,144$369,042,770$369,042,770
39Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
40Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
41Lighthouse Financial Advisors, Inc.$245,331$25,247,587$373,905,904$399,153,491
42Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
43Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
44Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
45Black Coral Financial Advisors, Llc$391,573$407,671,000$169,507,000$577,178,000
46Withum Wealth Management$909,702$579,480,000$579,480,000
47Lassus Wherley$348,891$579,857,338$579,857,338
48Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
49Delta Financial Group, Inc.$264,799$680,246,504$70,989,401$751,235,905
50Cra Financial Services, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
Next Page »

Showing 1 to 50 of 65 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.