RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Omega Capital Management,LLC$189,130$104,400,000$104,400,000
2THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
3Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
4Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
5Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
6Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
7Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
8NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
9AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
10WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
11WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
12Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
13S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
14FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
15Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
16HFM Investment Advisors, LLC$170,125$148,349,165$148,349,165
17Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
18Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
19Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
20Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
21Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
22Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
23Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
24Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
25RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
26Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
27Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
28Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
29Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
30Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
31LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
32Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
33National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
34Financial Life Focus, LLC$469,457$254,445,818$254,445,818
35NCM Capital Management, LLC$530,786$256,369,665$256,369,665
36Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
37The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
38Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
39Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
40Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
41HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
42ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
43Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
44The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
45Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
46Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
475C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
48Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
49Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
50POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.