RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Omega Capital Management,LLC | $189,130 | — | $104,400,000 | $104,400,000 |
| 2 | THE INVESTMENT ADVISOR ALLIANCE LLC | $127,302 | $109,352,394 | — | $109,352,394 |
| 3 | Personal Financial Solutions, LLC | $1,107,435 | $111,850,980 | — | $111,850,980 |
| 4 | Beckerman Institutional, LLC | $323,897 | $103,014,825 | $16,503,078 | $119,517,903 |
| 5 | Tranquilli Financial Advisor, LLC | $342,102 | $125,893,452 | — | $125,893,452 |
| 6 | Halberstadt Financial Consultants, Inc. | $373,013 | $54,495,219 | $73,075,387 | $127,570,606 |
| 7 | Locker Financial Services, LLC | $366,981 | $128,023,749 | $52,543 | $128,076,292 |
| 8 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 9 | AEM Asset Management, LLC | $2,841,691 | $130,717,795 | — | $130,717,795 |
| 10 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 11 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 12 | Financial Futures Limited Liability Company | $270,020 | $134,200,000 | — | $134,200,000 |
| 13 | S.F. Ehrlich Associates, Inc. | $398,276 | $134,219,000 | — | $134,219,000 |
| 14 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 15 | Heritage Financial Counselors, LLC | $386,703 | — | $140,760,000 | $140,760,000 |
| 16 | HFM Investment Advisors, LLC | $170,125 | $148,349,165 | — | $148,349,165 |
| 17 | Prospect Capital Services, Inc. | $320,491 | $155,239,178 | $198,775 | $155,437,953 |
| 18 | Breton Financial, Inc. | $4,451,472 | — | $160,252,982 | $160,252,982 |
| 19 | Salvus Wealth Management, LLC | $349,259 | $165,897,992 | — | $165,897,992 |
| 20 | Morris Retirement Advisors, LLC | $155,818 | $169,062,384 | — | $169,062,384 |
| 21 | Northstar Advisory Group, LLC | $341,802 | $170,217,177 | — | $170,217,177 |
| 22 | Mezzasalma Advisors, LLC | $375,587 | $177,698,781 | $329,547 | $178,028,328 |
| 23 | Summit Place Financial Advisors,LLC | $777,989 | $179,715,532 | — | $179,715,532 |
| 24 | Tandem Capital Management Corp | $915,458 | $184,663,533 | $2,089,869 | $186,753,402 |
| 25 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 26 | Stern Capital Management, Inc. | $316,930 | $189,311,437 | $212,650 | $189,524,087 |
| 27 | Accretive Wealth Partners, LLC | $572,155 | $189,615,961 | $3,200,355 | $192,816,316 |
| 28 | Cypress Financial Planning, LLC | $169,618 | $113,871,184 | $84,751,394 | $198,622,578 |
| 29 | Spoor Behrins Campbell & Young Securities Corp | $1,159,246 | — | $199,390,345 | $199,390,345 |
| 30 | Kevin M. Gibney And Company, LLC | $344,854 | $189,873,513 | $9,797,020 | $199,670,533 |
| 31 | LUCAS CAPITAL MANAGEMENT, L.L.C. | $689,703 | $217,502,000 | $1,134,000 | $218,636,000 |
| 32 | Wealth Creation Management & Transfer, LLC | $218,551 | $236,253,120 | — | $236,253,120 |
| 33 | National Wealth Management, LLC | $378,686 | $252,680,944 | $1,417,121 | $254,098,065 |
| 34 | Financial Life Focus, LLC | $469,457 | — | $254,445,818 | $254,445,818 |
| 35 | NCM Capital Management, LLC | $530,786 | $256,369,665 | — | $256,369,665 |
| 36 | Maltin Wealth Management, Inc. | $300,580 | $259,395,305 | $10,525,815 | $269,921,120 |
| 37 | The Hogan-Knotts Financial Group, Inc. | $422,649 | $276,835,200 | — | $276,835,200 |
| 38 | Global Wealth Management, LLC | $736,366 | $232,458,086 | $53,252,038 | $285,710,124 |
| 39 | Baron Financial Group LLC | $350,760 | $284,432,608 | $4,242,930 | $288,675,538 |
| 40 | Private Wealth Management Group LLC | $459,922 | $287,970,925 | $7,758,620 | $295,729,545 |
| 41 | HiLLCrest Wealth Advisors - Ny, LLC | $1,300,620 | $299,142,655 | — | $299,142,655 |
| 42 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 43 | Mullooly Asset Management, Inc. | $182,189 | $315,655,344 | $624,608 | $316,279,952 |
| 44 | The Genwealth Group, Inc. | $488,158 | $333,900,000 | — | $333,900,000 |
| 45 | Wechter Feldman Wealth Management, Inc. | $483,781 | $315,024,939 | $34,749,048 | $349,773,987 |
| 46 | Ridgewood Investments LLC | $630,613 | $297,434,701 | $55,708,845 | $353,143,546 |
| 47 | 5C Capital Management, LLC | $320,966 | $330,267,648 | $23,757,562 | $354,025,210 |
| 48 | Highland Financial Advisors, LLC | $362,400 | $363,124,346 | — | $363,124,346 |
| 49 | Hudson Capital Management LLC | $416,386 | $356,980,528 | $21,514,346 | $378,494,874 |
| 50 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
