RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Next Horizon Advisors Llc | $472,165 | $101,214,908 | $300,627 | $101,515,535 |
| 2 | Halberstadt Financial Consultants Inc | $314,370 | $50,745,000 | $56,455,000 | $107,200,000 |
| 3 | The Investment Advisor Alliance Llc | $127,302 | $109,352,394 | — | $109,352,394 |
| 4 | Locker Financial Services, Llc | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 5 | Accretive Wealth Partners, Llc | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 6 | Westfield Financial Planning | $285,847 | $122,521,749 | $106,522 | $122,628,271 |
| 7 | Heritage Financial Counselors, Llc | $370,797 | — | $127,925,000 | $127,925,000 |
| 8 | S.F. Ehrlich Associates, Inc. | $398,462 | $129,101,562 | — | $129,101,562 |
| 9 | Noyes Capital Management, Llc | $510,246 | $130,622,999 | — | $130,622,999 |
| 10 | Waterstone Wealth Advisors, Llc | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 11 | Breton Co | $3,587,502 | — | $136,325,085 | $136,325,085 |
| 12 | Friedenthal Financial, Llc | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 13 | Cypress Financial Planning | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 14 | Summit Place Financial Advisors, Llc | $725,081 | $154,442,286 | — | $154,442,286 |
| 15 | Salvus Wealth Management, Llc | $336,137 | $155,631,278 | — | $155,631,278 |
| 16 | Stonegate Wealth Management, Llc | $1,103,834 | $157,325,000 | $2,731,000 | $160,056,000 |
| 17 | Tandem Capital Management, Inc. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
| 18 | Spoor Behrins Campbell & Young Securities Corp | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 19 | Kevin M. Gibney And Company, Llc | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 20 | Rrbb Asset Management, Llc | $725,503 | $188,630,780 | — | $188,630,780 |
| 21 | Wealth Cmt | $205,609 | $196,150,677 | — | $196,150,677 |
| 22 | National Wealth Management, Llc | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 23 | The Hogan-Knotts Financial Group, Inc. | $324,647 | $224,315,044 | $2,613,307 | $226,928,351 |
| 24 | Highland Financial Advisors, Llc | $327,455 | $239,696,900 | — | $239,696,900 |
| 25 | Financial Life Focus, Llc | $446,980 | — | $242,710,000 | $242,710,000 |
| 26 | Baron Financial Group Llc | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 27 | Mullooly Asset Management, Inc. | $150,140 | $248,793,256 | $1,941,204 | $250,734,460 |
| 28 | Hillcrest Wealth Advisors - Ny, Llc | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 29 | Novi Wealth Partners | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 30 | The Genwealth Group, Inc. | $515,346 | $295,293,225 | — | $295,293,225 |
| 31 | Regency Wealth Management | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 32 | Covenant Asset Management, Llc | $681,474 | $305,300,304 | — | $305,300,304 |
| 33 | Asset Advisory Group Inc | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 34 | 5C Capital Management, Llc | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 35 | Haymarket Wealth Management Llc | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 36 | Ridgewood Investments | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 37 | Red Hook Management | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 38 | Chatham Wealth Management | $516,144 | $369,042,770 | — | $369,042,770 |
| 39 | Point View Wealth Management, Inc. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 40 | Lws Wealth Advisors, Inc. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 41 | Lighthouse Financial Advisors, Inc. | $245,331 | $25,247,587 | $373,905,904 | $399,153,491 |
| 42 | Hamel Associates,Inc. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 43 | Mcrae Capital Management Inc. | $756,028 | $474,029,652 | — | $474,029,652 |
| 44 | Princeton Portfolio Strategies Group Llc | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 45 | Black Coral Financial Advisors, Llc | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 46 | Withum Wealth Management | $909,702 | $579,480,000 | — | $579,480,000 |
| 47 | Lassus Wherley | $348,891 | $579,857,338 | — | $579,857,338 |
| 48 | Global Wealth Management, Llc | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 49 | Delta Financial Group, Inc. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 50 | Cra Financial Services, L.L.C. | $911,092 | $333,335,656 | $431,070,135 | $764,405,791 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
