RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
2THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
3LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
4TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
5ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
6WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
7HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
8S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
9NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
10WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
11WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
12NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
13FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
14MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
15CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
16BRETON CO$3,981,816$151,309,020$151,309,020
17SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
18SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
19TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
20SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
21KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
22RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
23WEALTH CMT$205,609$196,150,677$196,150,677
24NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
25LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
26NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
27HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
28FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
29BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
30MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
31HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
32NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
33THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
34MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
35THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
36REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
37COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
38ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
395C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
40WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
41HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
42RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
43RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
44CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
45POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
46LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
47HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
48MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
49PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
50GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
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Showing 1 to 50 of 69 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.