RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
2REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
3SIMON QUICK ADVISORS, LLC$5,560,782$2,525,957,973$877,240,660$3,403,198,633
4MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
5CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
6CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
7ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
8MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
9SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
10STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
11SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
12TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
13ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
14CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
15DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
16GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
17LASSUS WHERLEY$348,891$579,857,338$579,857,338
18WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
19BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
20GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
21PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
22MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
23HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
24LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
25POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
26CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
27RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
28RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
29HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
30WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
315C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
32ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
33COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
34REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
35THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
36MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
37THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
38NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
39HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
40MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
41BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
42FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
43HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
44NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
45LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
46NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
47WEALTH CMT$205,609$196,150,677$196,150,677
48RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
49KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
50SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.