RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
3Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
4Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
5Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
6Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
7Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
8ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
9Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
10George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
11Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
12Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
13Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
14Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
15CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
16Signet Financial Management, LLC$468,518$809,599,511$809,599,511
17Gateway Advisory, LLC$318,050$684,442,727$684,442,727
18Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
19Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
20LASSUS WHERLEY$348,891$579,857,338$579,857,338
21Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
22McRae Capital Management Inc.$753,095$561,809,123$561,809,123
23Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
24Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
25Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
26Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
27Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
28LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
29Red Hook Management LLC$1,604,743$388,347,904$388,347,904
30Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
31POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
32Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
33Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
345C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
35Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
36Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
37The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
38Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
39ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
40HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
41Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
42Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
43Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
44The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
45Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
46NCM Capital Management, LLC$530,786$256,369,665$256,369,665
47Financial Life Focus, LLC$469,457$254,445,818$254,445,818
48National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
49Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
50LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.