RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
2CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
3MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
4MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
5WEALTH CMT$205,609$196,150,677$196,150,677
6WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
7DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
8GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
9MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
10WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
11STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
125C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
13NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
14HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
15BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
16TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
17HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
18REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
19KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
20LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
21SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
22LASSUS WHERLEY$348,891$579,857,338$579,857,338
23FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
24HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
25THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
26WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
27BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
28S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
29NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
30CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
31NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
32FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
33WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
34SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
35NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
36MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
37SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
38ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
39MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
40LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
41NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
42THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
43CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
44POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
45ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
46RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
47TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
48ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
49COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
50LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.