RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
2Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
3Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
4HFM Investment Advisors, LLC$170,125$148,349,165$148,349,165
5Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
6Omega Capital Management,LLC$189,130$104,400,000$104,400,000
7Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
8Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
9WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
10Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
11Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
12Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
13Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
14Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
15Gateway Advisory, LLC$318,050$684,442,727$684,442,727
16Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
175C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
18Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
19Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
20Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
21Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
22Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
23LASSUS WHERLEY$348,891$579,857,338$579,857,338
24Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
25Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
26FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
27Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
28Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
29CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
30Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
31Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
32Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
33National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
34Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
35WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
36S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
37Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
38The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
39Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
40Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
41Signet Financial Management, LLC$468,518$809,599,511$809,599,511
42Financial Life Focus, LLC$469,457$254,445,818$254,445,818
43Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
44The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
45LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
46NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
47POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
48Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
49Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
50NCM Capital Management, LLC$530,786$256,369,665$256,369,665
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.