RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
2Cypress Financial Planning$124,166$64,362,794$49,124,853$113,487,647
3Robustwealth Inc.$145,765$110,657,991$717,284,806$827,942,797
4Wealth CMT$160,789$145,835,675$145,835,675
5Morris Retirement Advisors, LLC$162,655$127,196,313$127,196,313
6Quadrant Capital Management, Llc$186,361$354,831,297$354,831,297
7Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
8Private Advisor Group, Llc$215,573$16,466,519,857$35,630,351$16,502,150,208
9Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
10Parsons Capital Management, LLC$229,610$300,788,604$300,788,604
11Gateway Advisory$229,696$489,481,899$489,481,899
12Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
13Waterstone Wealth Advisors, LLC$233,610$103,353,506$6,910,547$110,264,053
14Stonegate Wealth Management$239,117$127,000,230$2,123,000$129,123,230
15Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356
16Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
17Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
185C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
19CRA Financial Services$283,884$158,394,630$475,235,370$633,630,000
20Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
21Lassus Wherley$300,945$509,801,111$509,801,111
22Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
23The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
24Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
25Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
26Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
27National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
28NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
29Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
30Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
31S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
32Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
33Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
34Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
35Signet Financial Management, LLC$402,419$718,720,365$718,720,365
36Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
37Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
38Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
39Chatham Wealth Management$436,007$333,109,000$333,109,000
40Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
41Sax Wealth Advisors, LLC$456,984$818,495,257$34,694,781$853,190,038
42Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
43LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
44Financial Life Focus$494,321$258,530,074$258,530,074
45Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
46Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
47Aepg Wealth Strategies$535,684$657,941,512$254,864,783$912,806,295
48Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
49Lucas Capital Management, LLC$564,378$181,350,000$944,000$182,294,000
50Covenant Asset Management$595,320$240,509,407$240,509,407
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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