RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hillcrest Wealth Advisors - Ny, Llc$4,072,406$207,692,685$207,692,685
2Massey Quick Simon & Co., Llc$3,593,665$1,997,544,311$978,010,595$2,975,554,906
3Breton Co$3,587,502$136,325,085$136,325,085
4Circle Wealth Management, Llc$3,187,017$903,194,125$840,104,078$1,743,298,203
6Haymarket Wealth Management Llc$2,208,037$60,159,107$248,966,009$309,125,116
7Wealth Health, Llc$1,905,741$383,053,894$383,053,894
8Tradition Capital Management Llc$1,899,375$596,000,824$15,597,973$611,598,797
9Mcrae Capital Management Inc.$1,722,390$423,707,914$423,707,914
10Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
11Global Wealth Management, Llc$1,325,758$509,013,550$29,244,028$538,257,578
12Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
13Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
14Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
16Princeton Portfolio Strategies Group Llc$892,885$394,551,992$5,460,266$400,012,258
17Withum Wealth Management$862,246$484,582,000$484,582,000
18Heritage Financial Counselors, Llc$837,795$106,400,000$106,400,000
19Quadrant Capital Management, Llc$764,524$477,404,795$1,187,023$478,591,818
20Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
21Rrbb Asset Management, Llc$677,102$169,952,486$169,952,486
22Summit Place Financial Advisors, Llc$666,515$108,641,993$108,641,993
23Covenant Asset Management, Llc$595,320$240,509,407$240,509,407
24Lucas Capital Management, L.L.C.$564,378$181,350,000$944,000$182,294,000
25Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
26Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
27Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
28Financial Life Focus, Llc$494,321$258,530,074$258,530,074
29Lws Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
30Noyes Capital Management, Llc$461,619$109,865,351$109,865,351
31Sax Wealth Advisors, Llc$456,984$818,495,257$34,694,781$853,190,038
32Roundview Capital, Llc$441,984$584,085,899$9,056,887$593,142,786
33Chatham Wealth Management$436,007$333,109,000$333,109,000
34Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
35Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
36Modera Wealth Management, Llc$410,619$2,377,507,353$13,937,103$2,391,444,456
37The Genwealth Group, Inc.$406,486$235,761,682$235,761,682
38Signet Financial Management, Llc$402,419$718,720,365$718,720,365
39Kevin M. Gibney And Company, Llc$399,196$160,573,639$8,685,330$169,258,969
40Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
41Black Coral Financial Advisors, Llc$377,289$331,000,000$184,000,000$515,000,000
42S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
43Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
44Blue Blaze Financial Advisors, Llc$355,353$172,195,154$1,572,279$173,767,433
45Ncm Capital Management, Llc$353,791$192,000,000$4,000,000$196,000,000
46National Wealth Management, Llc$349,884$173,443,394$1,148,608$174,592,002
47Friedenthal Financial, Llc$348,602$112,250,000$112,250,000
48Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
49Novi Wealth Partners$339,008$188,384,851$24,172,865$212,557,716
50The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.