RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Massey, Quick & Co.$3,593,665$1,997,544,311$978,010,595$2,975,554,906
2Breton Co$3,587,502$136,325,085$136,325,085
3Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
4Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
5Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
6Wealth Health$1,905,741$383,053,894$383,053,894
7Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
8Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
9McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
10Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
11Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
12Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
13Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
14Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
15Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
16Withum Wealth Management$862,246$484,582,000$484,582,000
17Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
18Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
19Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
20RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
21Summit Place Financial Advisors$666,515$108,641,993$108,641,993
22Covenant Asset Management$595,320$240,509,407$240,509,407
23Lucas Capital Management, LLC$564,378$181,350,000$944,000$182,294,000
24Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
25Aepg Wealth Strategies$535,684$657,941,512$254,864,783$912,806,295
26Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
27Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
28Financial Life Focus$494,321$258,530,074$258,530,074
29LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
30Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
31Sax Wealth Advisors, LLC$456,984$818,495,257$34,694,781$853,190,038
32Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
33Chatham Wealth Management$436,007$333,109,000$333,109,000
34Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
35Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
36Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
37Signet Financial Management, LLC$402,419$718,720,365$718,720,365
38Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
39Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
40Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
41S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
42Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
43Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
44NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
45National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
46Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
47Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
48Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
49The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
50Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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