RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
2Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
3AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
4Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
5Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
6Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
7Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
8Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
9Red Hook Management LLC$1,604,743$388,347,904$388,347,904
10HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
11Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
12Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
13Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
14ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
15Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
16Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
17Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
18Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
19McRae Capital Management Inc.$753,095$561,809,123$561,809,123
20Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
21RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
22Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
23LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
24George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
25Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
26Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
27Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
28ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
29Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
30Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
31NCM Capital Management, LLC$530,786$256,369,665$256,369,665
32Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
33Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
34POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
35NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
36LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
37The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
38Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
39Financial Life Focus, LLC$469,457$254,445,818$254,445,818
40Signet Financial Management, LLC$468,518$809,599,511$809,599,511
41Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
42Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
43The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
44Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
45S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
46WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
47Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
48National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
49Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
50Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
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Showing 1 to 50 of 80 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.