RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | SIMON QUICK ADVISORS, LLC | $5,560,782 | $2,525,957,973 | $877,240,660 | $3,403,198,633 |
| 2 | BRETON CO | $3,981,816 | — | $151,309,020 | $151,309,020 |
| 3 | CIRCLE WEALTH MANAGEMENT, LLC | $3,471,910 | $1,192,653,808 | $727,312,698 | $1,919,966,506 |
| 4 | REGENTATLANTIC | $2,647,628 | $4,851,335,814 | $49,424,441 | $4,900,760,255 |
| 5 | HAYMARKET WEALTH MANAGEMENT LLC | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 6 | HAMEL ASSOCIATES,INC. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 7 | PATHSTONE | $1,811,205 | $6,162,652,784 | $4,088,769,023 | $10,251,421,807 |
| 8 | SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 9 | GLOBAL WEALTH MANAGEMENT, LLC | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 10 | RED HOOK MANAGEMENT | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 11 | HILLCREST WEALTH ADVISORS - NY, LLC | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 12 | PRINCETON PORTFOLIO STRATEGIES GROUP LLC | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 13 | ROUND TABLE WEALTH MANAGEMENT | $1,062,530 | $993,753,493 | $136,778,401 | $1,130,531,894 |
| 14 | CRA FINANCIAL SERVICES, L.L.C. | $911,092 | $333,335,656 | $431,070,135 | $764,405,791 |
| 15 | WITHUM WEALTH MANAGEMENT | $909,702 | $579,480,000 | — | $579,480,000 |
| 16 | TANDEM CAPITAL MANAGEMENT, INC. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
| 17 | MCRAE CAPITAL MANAGEMENT INC. | $756,028 | $474,029,652 | — | $474,029,652 |
| 18 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 19 | SUMMIT PLACE FINANCIAL ADVISORS, LLC | $725,081 | $154,442,286 | — | $154,442,286 |
| 20 | LUCAS CAPITAL MANAGEMENT, L.L.C. | $689,703 | $217,502,000 | $1,134,000 | $218,636,000 |
| 21 | COVENANT ASSET MANAGEMENT, LLC | $681,474 | $305,300,304 | — | $305,300,304 |
| 22 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 23 | TRAPHAGEN FINANCIAL GROUP | $602,452 | $772,809,199 | $11,583,863 | $784,393,062 |
| 24 | RIDGEWOOD INVESTMENTS | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 25 | ROUNDVIEW CAPITAL, LLC | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
| 26 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 27 | CHATHAM WEALTH MANAGEMENT | $516,144 | $369,042,770 | — | $369,042,770 |
| 28 | THE GENWEALTH GROUP, INC. | $515,346 | $295,293,225 | — | $295,293,225 |
| 29 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 30 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 31 | MEYER CAPITAL GROUP | $503,532 | $898,495,140 | $107,058,484 | $1,005,553,624 |
| 32 | ACCRETIVE WEALTH PARTNERS, LLC | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 33 | SAX WEALTH ADVISORS, LLC | $486,904 | $959,833,241 | $44,162,194 | $1,003,995,435 |
| 34 | MODERA WEALTH MANAGEMENT, LLC | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 35 | NCM CAPITAL MANAGEMENT, LLC | $474,160 | $220,500,000 | $5,200,000 | $225,700,000 |
| 36 | SIGNET FINANCIAL MANAGEMENT, LLC | $459,278 | $805,114,804 | — | $805,114,804 |
| 37 | WECHTER FELDMAN WEALTH MANAGEMENT, INC. | $456,362 | $291,255,618 | $34,130,290 | $325,385,908 |
| 38 | FINANCIAL LIFE FOCUS, LLC | $446,980 | — | $242,710,000 | $242,710,000 |
| 39 | NOVI WEALTH PARTNERS | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 40 | CONDOR CAPITAL WEALTH MANAGEMENT | $416,122 | $1,034,825,468 | $131,979,911 | $1,166,805,379 |
| 41 | NATIONAL WEALTH MANAGEMENT, LLC | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 42 | S.F. EHRLICH ASSOCIATES, INC. | $398,462 | $129,101,562 | — | $129,101,562 |
| 43 | BLACK CORAL FINANCIAL ADVISORS, LLC | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 44 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 45 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. | $386,616 | $262,512,075 | — | $262,512,075 |
| 46 | HERITAGE FINANCIAL COUNSELORS, LLC | $370,797 | — | $127,925,000 | $127,925,000 |
| 47 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 48 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 49 | SALVUS WEALTH MANAGEMENT, LLC | $336,137 | $155,631,278 | — | $155,631,278 |
| 50 | LOCKER FINANCIAL SERVICES, LLC | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
