RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SIMON QUICK ADVISORS, LLC$5,560,782$2,525,957,973$877,240,660$3,403,198,633
2BRETON CO$3,981,816$151,309,020$151,309,020
3CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
4REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
5HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
6HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
7PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
8SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
9GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
10RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
11HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
12PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
13ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
14CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
15WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
16TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
17MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
18RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
19SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
20LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
21COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
22ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
23TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
24RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
25ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
26POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
27CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
28THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
29NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
30LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
31MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
32ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
33SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
34MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
35NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
36SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
37WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
38FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
39NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
40CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
41NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
42S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
43BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
44WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
45THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
46HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
47FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
48LASSUS WHERLEY$348,891$579,857,338$579,857,338
49SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
50LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
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Showing 1 to 50 of 69 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.