RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Breton Financial, Inc. | $4,451,472 | — | $160,252,982 | $160,252,982 |
| 2 | Simon Quick Advisors, LLC | $3,330,063 | $3,089,162,908 | $770,379,744 | $3,859,542,652 |
| 3 | AEM Asset Management, LLC | $2,841,691 | $130,717,795 | — | $130,717,795 |
| 4 | Circle Wealth Management, LLC | $2,724,827 | $1,369,426,769 | $1,401,722,150 | $2,771,148,919 |
| 5 | Regentatlantic Capital, LLC | $2,552,638 | $5,103,473,534 | $52,855,748 | $5,156,329,282 |
| 6 | Haymarket Wealth Management LLC | $2,172,723 | $97,638,295 | $304,315,509 | $401,953,804 |
| 7 | Hamel Associates Inc | $2,131,466 | $424,659,918 | $37,868,259 | $462,528,177 |
| 8 | Pathstone Family Office, LLC | $1,710,578 | $13,510,659,488 | $6,087,428,804 | $19,598,088,292 |
| 9 | Red Hook Management LLC | $1,604,743 | $388,347,904 | — | $388,347,904 |
| 10 | HiLLCrest Wealth Advisors - Ny, LLC | $1,300,620 | $299,142,655 | — | $299,142,655 |
| 11 | Princeton Portfolio Strategies Group LLC | $1,246,406 | $562,855,490 | $7,998,274 | $570,853,764 |
| 12 | Spoor Behrins Campbell & Young Securities Corp | $1,159,246 | — | $199,390,345 | $199,390,345 |
| 13 | Personal Financial Solutions, LLC | $1,107,435 | $111,850,980 | — | $111,850,980 |
| 14 | ROUND TABLE WEALTH MANAGEMENT | $1,062,530 | $993,753,493 | $136,778,401 | $1,130,531,894 |
| 15 | Tandem Capital Management Corp | $915,458 | $184,663,533 | $2,089,869 | $186,753,402 |
| 16 | Pinnacle Wealth Management Advisory Group, LLC | $903,634 | $683,147,223 | — | $683,147,223 |
| 17 | Covenant Asset Management, LLC | $875,311 | $410,520,820 | — | $410,520,820 |
| 18 | Summit Place Financial Advisors,LLC | $777,989 | $179,715,532 | — | $179,715,532 |
| 19 | McRae Capital Management Inc. | $753,095 | $561,809,123 | — | $561,809,123 |
| 20 | Global Wealth Management, LLC | $736,366 | $232,458,086 | $53,252,038 | $285,710,124 |
| 21 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 22 | Roundview Capital, LLC | $694,782 | $924,121,623 | $13,833,540 | $937,955,163 |
| 23 | LUCAS CAPITAL MANAGEMENT, L.L.C. | $689,703 | $217,502,000 | $1,134,000 | $218,636,000 |
| 24 | George Mckelvey Co., Inc. | $688,403 | $888,362,913 | $70,581,940 | $958,944,853 |
| 25 | Traphagen Investment Advisors LLC | $647,661 | $900,878,346 | $21,391,410 | $922,269,756 |
| 26 | Financial Architects Inc | $634,316 | $916,840,378 | $409,515,373 | $1,326,355,751 |
| 27 | Ridgewood Investments LLC | $630,613 | $297,434,701 | $55,708,845 | $353,143,546 |
| 28 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 29 | Modera Wealth Management, LLC | $595,421 | $4,930,249,559 | $27,224,550 | $4,957,474,109 |
| 30 | Accretive Wealth Partners, LLC | $572,155 | $189,615,961 | $3,200,355 | $192,816,316 |
| 31 | NCM Capital Management, LLC | $530,786 | $256,369,665 | — | $256,369,665 |
| 32 | Raab & Moskowitz Asset Management LLC | $527,671 | $385,200,000 | — | $385,200,000 |
| 33 | Sax Wealth Advisors, LLC | $526,356 | $1,048,331,966 | $44,910,020 | $1,093,241,986 |
| 34 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 35 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 36 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 37 | The Genwealth Group, Inc. | $488,158 | $333,900,000 | — | $333,900,000 |
| 38 | Wechter Feldman Wealth Management, Inc. | $483,781 | $315,024,939 | $34,749,048 | $349,773,987 |
| 39 | Financial Life Focus, LLC | $469,457 | — | $254,445,818 | $254,445,818 |
| 40 | Signet Financial Management, LLC | $468,518 | $809,599,511 | — | $809,599,511 |
| 41 | Condor Capital Management | $461,223 | $1,160,606,866 | $190,315,884 | $1,350,922,750 |
| 42 | Private Wealth Management Group LLC | $459,922 | $287,970,925 | $7,758,620 | $295,729,545 |
| 43 | The Hogan-Knotts Financial Group, Inc. | $422,649 | $276,835,200 | — | $276,835,200 |
| 44 | Hudson Capital Management LLC | $416,386 | $356,980,528 | $21,514,346 | $378,494,874 |
| 45 | S.F. Ehrlich Associates, Inc. | $398,276 | $134,219,000 | — | $134,219,000 |
| 46 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 47 | Heritage Financial Counselors, LLC | $386,703 | — | $140,760,000 | $140,760,000 |
| 48 | National Wealth Management, LLC | $378,686 | $252,680,944 | $1,417,121 | $254,098,065 |
| 49 | Mezzasalma Advisors, LLC | $375,587 | $177,698,781 | $329,547 | $178,028,328 |
| 50 | Halberstadt Financial Consultants, Inc. | $373,013 | $54,495,219 | $73,075,387 | $127,570,606 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
