RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Massey, Quick & Co. | $3,593,665 | $1,997,544,311 | $978,010,595 | $2,975,554,906 |
| 2 | Breton Co | $3,587,502 | — | $136,325,085 | $136,325,085 |
| 3 | Circle Wealth Management | $3,187,017 | $903,194,125 | $840,104,078 | $1,743,298,203 |
| 4 | Haymarket Wealth Management LLC | $2,208,037 | $60,159,107 | $248,966,009 | $309,125,116 |
| 5 | Regentatlantic | $2,162,134 | $3,557,130,360 | $40,660,407 | $3,597,790,767 |
| 6 | Wealth Health | $1,905,741 | $383,053,894 | — | $383,053,894 |
| 7 | Tradition Capital Management LLC | $1,899,375 | $596,000,824 | $15,597,973 | $611,598,797 |
| 8 | Hamel Associates,Inc. | $1,663,809 | $350,650,089 | $28,698,307 | $379,348,396 |
| 9 | McRae Capital Management Inc. | $1,582,984 | $388,677,809 | $736,315 | $389,414,124 |
| 10 | Global Wealth Management, LLC | $1,325,758 | $509,013,550 | $29,244,028 | $538,257,578 |
| 11 | Red Hook Management | $1,278,948 | $284,595,200 | $15,957,681 | $300,552,881 |
| 12 | Spoor Behrins Campbell & Young Securities Corp | $1,267,504 | — | $148,297,946 | $148,297,946 |
| 13 | Round Table Wealth Management | $1,109,829 | $881,889,776 | $130,274,187 | $1,012,163,963 |
| 14 | Pathstone Federal Street | $1,024,044 | $3,734,864,641 | $4,799,514,947 | $8,534,379,588 |
| 15 | Princeton Portfolio Strategies Group LLC | $892,885 | $394,551,992 | $5,460,266 | $400,012,258 |
| 16 | Withum Wealth Management | $862,246 | $484,582,000 | — | $484,582,000 |
| 17 | Heritage Financial Counselors, LLC | $837,795 | — | $106,400,000 | $106,400,000 |
| 18 | Quadrant Capital Management | $764,524 | $477,404,795 | $1,187,023 | $478,591,818 |
| 19 | Tandem Capital Management, Inc. | $683,877 | $126,494,415 | $2,074,447 | $128,568,862 |
| 20 | RRBB Asset Management, LLC | $677,102 | $169,952,486 | — | $169,952,486 |
| 21 | Summit Place Financial Advisors | $666,515 | $108,641,993 | — | $108,641,993 |
| 22 | Covenant Asset Management | $595,320 | $240,509,407 | — | $240,509,407 |
| 23 | Lucas Capital Management, LLC | $564,378 | $181,350,000 | $944,000 | $182,294,000 |
| 24 | Asset Advisory Group Inc | $550,649 | $1,565,032 | $252,834,810 | $254,399,842 |
| 25 | Aepg Wealth Strategies | $535,684 | $657,941,512 | $254,864,783 | $912,806,295 |
| 26 | Ridgewood Investments | $517,744 | $251,143,056 | $45,524,444 | $296,667,500 |
| 27 | Traphagen Financial Group | $503,025 | $603,425,946 | $6,743,919 | $610,169,865 |
| 28 | Financial Life Focus | $494,321 | — | $258,530,074 | $258,530,074 |
| 29 | LWS Wealth Advisors, Inc. | $461,654 | $275,293,701 | $7,238,279 | $282,531,980 |
| 30 | Noyes Capital Management, LLC | $461,619 | $109,865,351 | — | $109,865,351 |
| 31 | Sax Wealth Advisors, LLC | $456,984 | $818,495,257 | $34,694,781 | $853,190,038 |
| 32 | Roundview Capital, LLC | $441,984 | $584,085,899 | $9,056,887 | $593,142,786 |
| 33 | Chatham Wealth Management | $436,007 | $333,109,000 | — | $333,109,000 |
| 34 | Point View Wealth Management, Inc. | $430,873 | $304,571,186 | $2,210,639 | $306,781,825 |
| 35 | Meyer Capital Group | $428,728 | $779,051,172 | $68,115,858 | $847,167,030 |
| 36 | Modera Wealth Management | $410,619 | $2,377,507,353 | $13,937,103 | $2,391,444,456 |
| 37 | Signet Financial Management, LLC | $402,419 | $718,720,365 | — | $718,720,365 |
| 38 | Kevin M. Gibney And Company | $399,196 | $160,573,639 | $8,685,330 | $169,258,969 |
| 39 | Wechter Feldman Wealth Management, Inc. | $386,306 | $246,936,529 | $27,726,794 | $274,663,323 |
| 40 | Black Coral Financial Advisors | $377,289 | $331,000,000 | $184,000,000 | $515,000,000 |
| 41 | S.F. Ehrlich Associates, Inc. | $366,551 | $112,531,075 | — | $112,531,075 |
| 42 | Regency Wealth Management | $364,170 | $286,953,520 | $9,845,361 | $296,798,881 |
| 43 | Blue Blaze Financial Advisors, LLC | $355,353 | $172,195,154 | $1,572,279 | $173,767,433 |
| 44 | NCM Capital Management, LLC | $353,791 | $192,000,000 | $4,000,000 | $196,000,000 |
| 45 | National Wealth Management | $349,884 | $173,443,394 | $1,148,608 | $174,592,002 |
| 46 | Friedenthal Financial, LLC | $348,602 | $112,250,000 | — | $112,250,000 |
| 47 | Condor Capital Wealth Management | $347,065 | $856,634,100 | $104,042,260 | $960,676,360 |
| 48 | Private Wealth Management Group | $339,008 | $188,384,851 | $24,172,865 | $212,557,716 |
| 49 | The Hogan-Knotts Financial Group, Inc. | $324,647 | $224,315,044 | $2,613,307 | $226,928,351 |
| 50 | Halberstadt Financial Consultants Inc | $314,370 | $50,745,000 | $56,455,000 | $107,200,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
