RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
2Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
3AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
4ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
5Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
6Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
7Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
8Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
9Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
10Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
11Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
12CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
13Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
14Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
15Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
16Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
17Financial Life Focus, LLC$469,457$254,445,818$254,445,818
18FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
19Gateway Advisory, LLC$318,050$684,442,727$684,442,727
20George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
21Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
22Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
23Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
24Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
25Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
26HFM Investment Advisors, LLC$170,125$148,349,165$148,349,165
27Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
28HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
29Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
30Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
31LASSUS WHERLEY$348,891$579,857,338$579,857,338
32Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
33LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
34LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
35Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
36McRae Capital Management Inc.$753,095$561,809,123$561,809,123
37Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
38Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
39Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
40Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
41National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
42NCM Capital Management, LLC$530,786$256,369,665$256,369,665
43Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
44NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
45Omega Capital Management,LLC$189,130$104,400,000$104,400,000
46Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
47Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
48Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
49POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
50Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.