RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
2Aepg Wealth Strategies$535,684$657,941,512$254,864,783$912,806,295
3Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
4Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
5Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
6Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
7Breton Co$3,587,502$136,325,085$136,325,085
8Chatham Wealth Management$436,007$333,109,000$333,109,000
9Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
10Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
11Covenant Asset Management$595,320$240,509,407$240,509,407
12CRA Financial Services$283,884$158,394,630$475,235,370$633,630,000
13Cypress Financial Planning$124,166$64,362,794$49,124,853$113,487,647
14Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
15Financial Life Focus$494,321$258,530,074$258,530,074
16Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
17Gateway Advisory$229,696$489,481,899$489,481,899
18Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
19Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
20Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
21Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
22Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
23Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
24Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
25Lassus Wherley$300,945$509,801,111$509,801,111
26Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
27Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356
28Lucas Capital Management, LLC$564,378$181,350,000$944,000$182,294,000
29LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
30Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
31Massey, Quick & Co.$3,593,665$1,997,544,311$978,010,595$2,975,554,906
32McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
33Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
34Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
35Morris Retirement Advisors, LLC$162,655$127,196,313$127,196,313
36Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
37National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
38NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
39Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
40Parsons Capital Management, LLC$229,610$300,788,604$300,788,604
41Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
42Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
43Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
44Private Advisor Group, Llc$215,573$16,466,519,857$35,630,351$16,502,150,208
45Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
46Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
47Quadrant Capital Management, Llc$186,361$354,831,297$354,831,297
48Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
49Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
50Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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