RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | 5C CAPITAL MANAGEMENT, LLC | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 2 | ACCRETIVE WEALTH PARTNERS, LLC | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 3 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 4 | BARON FINANCIAL GROUP LLC | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 5 | BLACK CORAL FINANCIAL ADVISORS, LLC | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 6 | BRETON CO | $3,981,816 | — | $151,309,020 | $151,309,020 |
| 7 | CHATHAM WEALTH MANAGEMENT | $516,144 | $369,042,770 | — | $369,042,770 |
| 8 | CIRCLE WEALTH MANAGEMENT, LLC | $3,471,910 | $1,192,653,808 | $727,312,698 | $1,919,966,506 |
| 9 | CONDOR CAPITAL WEALTH MANAGEMENT | $416,122 | $1,034,825,468 | $131,979,911 | $1,166,805,379 |
| 10 | COVENANT ASSET MANAGEMENT, LLC | $681,474 | $305,300,304 | — | $305,300,304 |
| 11 | CRA FINANCIAL SERVICES, L.L.C. | $911,092 | $333,335,656 | $431,070,135 | $764,405,791 |
| 12 | CYPRESS FINANCIAL PLANNING | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 13 | DELTA FINANCIAL GROUP, INC. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 14 | FINANCIAL LIFE FOCUS, LLC | $446,980 | — | $242,710,000 | $242,710,000 |
| 15 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 16 | GATEWAY ADVISORY, LLC | $277,537 | $570,061,723 | — | $570,061,723 |
| 17 | GLOBAL WEALTH MANAGEMENT, LLC | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 18 | HALBERSTADT FINANCIAL CONSULTANTS INC | $310,149 | $50,239,619 | $54,590,807 | $104,830,426 |
| 19 | HAMEL ASSOCIATES,INC. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 20 | HAYMARKET WEALTH MANAGEMENT LLC | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 21 | HERITAGE FINANCIAL COUNSELORS, LLC | $370,797 | — | $127,925,000 | $127,925,000 |
| 22 | HIGHLAND FINANCIAL ADVISORS, LLC | $327,455 | $239,696,900 | — | $239,696,900 |
| 23 | HILLCREST WEALTH ADVISORS - NY, LLC | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 24 | KEVIN M. GIBNEY AND COMPANY, LLC | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 25 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 26 | LOCKER FINANCIAL SERVICES, LLC | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 27 | LUCAS CAPITAL MANAGEMENT, L.L.C. | $689,703 | $217,502,000 | $1,134,000 | $218,636,000 |
| 28 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 29 | MALTIN WEALTH MANAGEMENT, INC. | $282,928 | $260,644,074 | $2,478,883 | $263,122,957 |
| 30 | MCRAE CAPITAL MANAGEMENT INC. | $756,028 | $474,029,652 | — | $474,029,652 |
| 31 | MEYER CAPITAL GROUP | $503,532 | $898,495,140 | $107,058,484 | $1,005,553,624 |
| 32 | MODERA WEALTH MANAGEMENT, LLC | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 33 | MRA ADVISORY GROUP | $160,404 | $141,476,697 | — | $141,476,697 |
| 34 | MULLOOLY ASSET MANAGEMENT, INC. | $150,140 | $248,793,256 | $1,941,204 | $250,734,460 |
| 35 | NATIONAL WEALTH MANAGEMENT, LLC | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 36 | NCM CAPITAL MANAGEMENT, LLC | $474,160 | $220,500,000 | $5,200,000 | $225,700,000 |
| 37 | NORTHSTAR ADVISORY GROUP, LLC | $295,614 | $134,208,806 | — | $134,208,806 |
| 38 | NOVI WEALTH PARTNERS | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 39 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 40 | PATHSTONE | $1,811,205 | $6,162,652,784 | $4,088,769,023 | $10,251,421,807 |
| 41 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 42 | PRINCETON PORTFOLIO STRATEGIES GROUP LLC | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 43 | RED HOOK MANAGEMENT | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 44 | REGENCY WEALTH MANAGEMENT | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 45 | REGENTATLANTIC | $2,647,628 | $4,851,335,814 | $49,424,441 | $4,900,760,255 |
| 46 | RIDGEWOOD INVESTMENTS | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 47 | ROUND TABLE WEALTH MANAGEMENT | $1,062,530 | $993,753,493 | $136,778,401 | $1,130,531,894 |
| 48 | ROUNDVIEW CAPITAL, LLC | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
| 49 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 50 | S.F. EHRLICH ASSOCIATES, INC. | $398,462 | $129,101,562 | — | $129,101,562 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
