RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C Capital Management, Llc$275,750$275,358,773$8,112,651$283,471,424
2Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
3Baron Financial Group Llc$253,008$199,018,259$4,400,333$203,418,592
4Black Coral Financial Advisors, Llc$377,289$331,000,000$184,000,000$515,000,000
5Blue Blaze Financial Advisors, Llc$355,353$172,195,154$1,572,279$173,767,433
6Breton Co$3,587,502$136,325,085$136,325,085
7Chatham Wealth Management$436,007$333,109,000$333,109,000
8Circle Wealth Management, Llc$3,187,017$903,194,125$840,104,078$1,743,298,203
9Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
10Covenant Asset Management, Llc$595,320$240,509,407$240,509,407
11Cra Financial Services, L.L.C.$283,884$158,394,630$475,235,370$633,630,000
12Cypress Financial Planning$124,166$64,362,794$49,124,853$113,487,647
13Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
14Financial Life Focus, Llc$494,321$258,530,074$258,530,074
15Friedenthal Financial, Llc$348,602$112,250,000$112,250,000
16Gateway Advisory, Llc$229,696$489,481,899$489,481,899
17Global Wealth Management, Llc$1,325,758$509,013,550$29,244,028$538,257,578
18Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
19Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
20Haymarket Wealth Management Llc$2,208,037$60,159,107$248,966,009$309,125,116
21Heritage Financial Counselors, Llc$837,795$106,400,000$106,400,000
22Highland Financial Advisors, Llc$293,835$196,575,420$196,575,420
23Hillcrest Wealth Advisors - Ny, Llc$4,072,406$207,692,685$207,692,685
24Kevin M. Gibney And Company, Llc$399,196$160,573,639$8,685,330$169,258,969
25Lassus Wherley$300,945$509,801,111$509,801,111
26Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
27Lucas Capital Management, L.L.C.$564,378$181,350,000$944,000$182,294,000
28Lws Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
29Maltin Wealth Management, Inc.$231,964$203,146,000$1,910,000$205,056,000
30Massey Quick Simon & Co., Llc$3,593,665$1,997,544,311$978,010,595$2,975,554,906
31Mcrae Capital Management Inc.$1,722,390$423,707,914$423,707,914
32Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
33Modera Wealth Management, Llc$410,619$2,377,507,353$13,937,103$2,391,444,456
34Mra Advisory Group$162,655$127,196,313$127,196,313
35Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
36National Wealth Management, Llc$349,884$173,443,394$1,148,608$174,592,002
37Ncm Capital Management, Llc$353,791$192,000,000$4,000,000$196,000,000
38Novi Wealth Partners$339,008$188,384,851$24,172,865$212,557,716
39Noyes Capital Management, Llc$461,619$109,865,351$109,865,351
40Pathstone$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
41Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
42Princeton Portfolio Strategies Group Llc$892,885$394,551,992$5,460,266$400,012,258
43Private Advisor Group, Llc$238,446$19,360,330,580$38,481,254$19,398,811,834
44Quadrant Capital Management, Llc$764,524$477,404,795$1,187,023$478,591,818
45Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
46Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
47Regentatlantic$2,555,279$4,546,356,930$42,924,998$4,589,281,928
48Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
49Robustwealth Inc.$145,765$110,657,991$717,284,806$827,942,797
50Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.