RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
2ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
3ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
4BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
5BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
6BRETON CO$3,981,816$151,309,020$151,309,020
7CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
8CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
9CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
10COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
11CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
12CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
13DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
14FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
15FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
16GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
17GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
18HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
19HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
20HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
21HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
22HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
23HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
24KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
25LASSUS WHERLEY$348,891$579,857,338$579,857,338
26LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
27LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
28LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
29MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
30MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
31MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
32MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
33MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
34MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
35NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
36NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
37NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
38NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
39NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
40PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
41POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
42PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
43RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
44REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
45REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
46RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
47ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
48ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
49RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
50S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
Next Page »

Showing 1 to 50 of 69 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.