RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
52Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
53Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
54Red Hook Management LLC$1,604,743$388,347,904$388,347,904
55Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
56Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
57Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
58ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
59Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
60RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
61S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
62Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
63Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
64Signet Financial Management, LLC$468,518$809,599,511$809,599,511
65Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
66Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
67Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
68Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
69Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
70Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
71The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
72The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
73THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
74Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
75Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
76Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
77WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
78WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
79Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
80Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
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Showing 51 to 80 of 80 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.