RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
3Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
4Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
5Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
6Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
7Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
8ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
9Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
10George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
11Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
12Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
13Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
14CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
15Signet Financial Management, LLC$468,518$809,599,511$809,599,511
16Gateway Advisory, LLC$318,050$684,442,727$684,442,727
17Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
18Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
19LASSUS WHERLEY$348,891$579,857,338$579,857,338
20Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
21McRae Capital Management Inc.$753,095$561,809,123$561,809,123
22Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
23Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
24Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
25Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
26Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
27LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
28Red Hook Management LLC$1,604,743$388,347,904$388,347,904
29Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
30POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
31Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
32Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
335C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
34Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
35Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
36The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
37ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
38HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
39Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
40Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
41Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
42The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
43Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
44NCM Capital Management, LLC$530,786$256,369,665$256,369,665
45Financial Life Focus, LLC$469,457$254,445,818$254,445,818
46National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
47Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
48Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
49Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
50Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.