RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Schultz Financial Group Incorporated$368,717$154,492,585$154,492,585
2Arista Wealth Management, LLC$456,102$314,801,298$131,266,367$446,067,665
3Proquility Private Wealth Partners, LLC$531,583$249,089,665$24,675,590$273,765,255
4GW Financial, Inc.$445,671$105,312,779$14,572,640$119,885,419
5Redrock Wealth Management LLC$897,143$145,300,000$11,700,000$157,000,000
6Sage Financial Advisors Inc$392,967$204,052,421$3,041,236$207,093,657
7Kamichu Wealth Management LLC$3,993,528$336,531,091$2,918,750$339,449,841
8Wealth Advisors, Inc.$1,192,448$256,376,242$256,376,242
9Capstone Capital Group, Inc.$366,789$285,362,000$285,362,000
10Open Window Financial Solutions, Ltd.$565,985$143,760,163$143,760,163
11Buckley Wealth Management, LLC$776,665$484,638,756$484,638,756

Showing 1 to 11 of 11 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.