RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1The Wealth Consulting Group$125,053$1,664,008,800$297,199,202$1,961,208,002
2The Wealth Consulting Group$125,053$1,664,008,800$297,199,202$1,961,208,002
3Sage Financial Advisors Inc$317,941$167,794,394$1,032,014$168,826,408
4Redrock Wealth Management, Llc$353,234$132,000,000$10,000,000$142,000,000
5Capstone Capital$375,989$237,624,882$237,624,882
6Schultz Financial Group Incorporated$391,242$179,188,919$179,188,919
7Open Window Financial Solutions, Ltd.$506,335$130,634,441$130,634,441
8Buckley Wealth Management, Llc$800,185$463,307,169$463,307,169
9Kamichu Wealth Management Llc$3,419,852$196,263,073$5,508,196$201,771,269
10Raamps, Llc$350,000,000$350,000,000$350,000,000

Showing 1 to 10 of 10 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.