RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1KORE PRIVATE WEALTH, LLC$1,172,034$3,571,188,631$3,571,188,631
2HFH PLANNING INC.$312,610$129,108,017$129,108,017
3MERIT FINANCIAL PARTNERS LLC$409,258$119,503,212$119,503,212
4MATRIX ASSET ADVISORS INC$1,654,750$814,137,000$814,137,000
5ESTABROOK CAPITAL MANAGEMENT LLC$863,426$851,337,741$851,337,741
6AMERICAN FINANCIAL & TAX STRATEGIES, INC.$271,367$171,232,825$171,232,825
7INFINITI WEALTH MANAGEMENT$214,522$107,260,806$107,260,806
8PROFESSIONAL FINANCIAL$372,648$162,102,083$162,102,083
9EDGE WEALTH MANAGEMENT, LLC$1,148,359$933,616,108$933,616,108
10SOCHA FINANCIAL GROUP, LLC$391,398$275,935,290$275,935,290
11SICART ASSOCIATES, LLC$1,961,216$509,916,036$509,916,036
12OTTO & ASSOCIATES, INC.$316,010$166,853,519$166,853,519
13PAOLINO, WILLIAM$209,751$131,513,916$131,513,916
14WEBER ASSET MANAGEMENT, INC.$608,383$384,497,955$384,497,955
15LEVEL FINANCIAL ADVISORS, INC.$249,332$423,366,261$423,366,261
16EAGLE BAY ADVISORS LLC$12,235,247$403,763,162$403,763,162
17MCCOLLUM CHRISTOFERSON GROUP, LLC$486,725$355,309,324$355,309,324
18CLEAR POINT ADVISORS, INC.$1,135,150$186,164,640$186,164,640
19S.E.E.D. PLANNING GROUP, LLC$188,887$166,032,000$166,032,000
20J.J. BURNS & COMPANY$366,490$471,306,376$471,306,376
21UNITED FINANCIAL PLANNING GROUP LLC$281,023$104,259,396$104,259,396
22CHERRYDALE WEALTH MANAGEMENT, LLC$460,401$110,956,549$110,956,549
23PINNACLE ASSOCIATES, LTD.$1,413,867$6,245,050,417$6,245,050,417
24ARCADIA WEALTH MANAGEMENT$255,840$177,552,824$177,552,824
25SCHNALL ADVISORY SERVICES, INC$617,040$119,088,788$119,088,788
26CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$306,667$138,000,000$138,000,000
27CARSWELL INVESTMENTS, LLC$426,942$189,562,250$189,562,250
28BLUE SPARK CAPITAL ADVISORS$545,755$139,713,327$139,713,327
29TWO POINT CAPITAL MANAGEMENT, INC.$1,914,509$156,989,715$156,989,715
30GOLDEN BAY ADVISORS LLC$766,019$135,585,381$135,585,381
31BRIDGEWATER ADVISORS INC.$675,755$1,656,274,752$1,656,274,752
32OGOREK WEALTH MANAGEMENT, LLC$762,714$402,713,044$402,713,044
33PIERMONT WEALTH MANAGEMENT INC.$473,744$220,290,782$220,290,782
34WEALTHSTREAM ADVISORS, INC.$675,787$744,717,268$744,717,268
35CANTY FINANCIAL MANAGEMENT, INC.$281,797$101,446,824$101,446,824
36PINE RIDGE ADVISERS LLC$87,790,881$1,053,490,569$1,053,490,569
37FLORIAN FINANCIAL GROUP LLC$372,884$107,017,678$107,017,678
38LANDMARK WEALTH MANAGEMENT, LLC$301,630$155,942,710$155,942,710
39ALESCO ADVISORS LLC$2,803,349$3,540,629,605$3,540,629,605
40EXCOMP ASSET MANAGEMENT LTD$315,654$122,473,740$122,473,740
41PRATO CAPITAL MANAGEMENT$282,713$137,964,134$137,964,134
42BCK PARTNERS, INC.$283,223$128,016,983$128,016,983
43ARISTA WEALTH ADVISORS, LTD$325,192$172,026,597$172,026,597
45BURNS MATTESON CAPITAL MANAGEMENT, LLC$282,163$266,361,529$266,361,529
46BREWSTER FINANCIAL PLANNING LLC$213,320$126,490,229$221,697$126,711,926
47FINANCIAL DECISIONS, LLC$605,665$273,529,071$231,720$273,760,791
48INDEPENDENT FAMILY OFFICE, LLC$4,068,762$475,547,399$497,714$476,045,113
49FORTERIS WEALTH MANAGEMENT, INC.$314,485$112,300,000$600,000$112,900,000
50FAGAN ASSOCIATES INC$323,884$458,832,094$759,712$459,591,806
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Showing 1 to 50 of 135 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.