RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | True North Management Group, Llc | $126,183,714 | $757,102,281 | — | $757,102,281 |
| 2 | Wealthstream Advisors, Inc. | $675,787 | $744,717,268 | — | $744,717,268 |
| 3 | J.J. Burns & Company | $366,490 | $471,306,376 | — | $471,306,376 |
| 4 | United Financial Planning Group Llc | $281,023 | $104,259,396 | — | $104,259,396 |
| 5 | Professional Financial | $372,648 | $162,102,083 | — | $162,102,083 |
| 6 | Canty Financial Management, Inc. | $281,797 | $101,446,824 | — | $101,446,824 |
| 7 | Paolino, William | $209,751 | $131,513,916 | — | $131,513,916 |
| 8 | Pinnacle Associates, Ltd. | $1,413,867 | $6,245,050,417 | — | $6,245,050,417 |
| 9 | Hfh Planning Inc. | $312,610 | $129,108,017 | — | $129,108,017 |
| 10 | Two Point Capital Management, Inc. | $1,914,509 | $156,989,715 | — | $156,989,715 |
| 11 | Excomp Asset Management Ltd | $324,193 | $128,056,401 | — | $128,056,401 |
| 12 | Bck Partners, Inc. | $283,223 | $128,016,983 | — | $128,016,983 |
| 13 | Landmark Wealth Management, Llc | $301,630 | $155,942,710 | — | $155,942,710 |
| 14 | Clearmark Partners, Llc | $107,870,250 | $431,481,000 | — | $431,481,000 |
| 15 | Kelleher Financial Advisors. Llc | $703,890 | $426,557,427 | — | $426,557,427 |
| 16 | Kore Private Wealth, Llc | $1,172,034 | $3,571,188,631 | — | $3,571,188,631 |
| 17 | Clear Point Advisors, Inc. | $1,028,100 | $152,158,739 | — | $152,158,739 |
| 18 | Alesco Advisors Llc | $2,803,349 | $3,540,629,605 | — | $3,540,629,605 |
| 19 | Karpus Investment Management | $1,539,301 | $3,443,416,125 | — | $3,443,416,125 |
| 20 | Pine Ridge Advisers Llc | $87,790,881 | $1,053,490,569 | — | $1,053,490,569 |
| 21 | Level Financial Advisors, Inc. | $250,868 | $409,668,111 | — | $409,668,111 |
| 22 | Eagle Bay Advisors Llc | $12,235,247 | $403,763,162 | — | $403,763,162 |
| 23 | Ogorek Wealth Management, Llc | $762,714 | $402,713,044 | — | $402,713,044 |
| 24 | Atlas Private Wealth Management, Llc | $249,092 | $1,002,344,503 | — | $1,002,344,503 |
| 25 | Downtown Investment Advisory | $972,263 | $146,811,754 | — | $146,811,754 |
| 26 | Ellevest | $12,174 | $580,661,339 | — | $580,661,339 |
| 27 | Weber Asset Management, Inc. | $608,383 | $384,497,955 | — | $384,497,955 |
| 28 | Edge Wealth Management, Llc | $1,148,359 | $933,616,108 | — | $933,616,108 |
| 29 | Piermont Wealth Management Inc. | $473,744 | $220,290,782 | — | $220,290,782 |
| 30 | Socha Financial Group, Llc | $391,398 | $275,935,290 | — | $275,935,290 |
| 31 | Estabrook Capital Management Llc | $863,426 | $851,337,741 | — | $851,337,741 |
| 32 | Arista Wealth Advisors, Ltd | $325,192 | $172,026,597 | — | $172,026,597 |
| 33 | Matrix Asset Advisors Inc | $1,654,750 | $814,137,000 | — | $814,137,000 |
| 34 | American Financial & Tax Strategies, Inc. | $271,367 | $171,232,825 | — | $171,232,825 |
| 35 | Blue Spark Capital Advisors | $545,755 | $139,713,327 | — | $139,713,327 |
| 36 | Cherrydale Wealth Management, Llc | $460,401 | $110,956,549 | — | $110,956,549 |
| 37 | Sicart Associates, Llc | $1,961,216 | $509,916,036 | — | $509,916,036 |
| 38 | Capital Financial Advisors Of New York, Llc | $306,667 | $138,000,000 | — | $138,000,000 |
| 39 | Prato Capital Management | $282,713 | $137,964,134 | — | $137,964,134 |
| 40 | Mccollum Christoferson Group, Llc | $486,725 | $355,309,324 | — | $355,309,324 |
| 41 | Burns Matteson Capital Management, Llc | $282,163 | $266,361,529 | — | $266,361,529 |
| 42 | Otto & Associates, Inc. | $316,010 | $166,853,519 | — | $166,853,519 |
| 43 | Bridgewater Advisors Inc. | $675,755 | $1,656,274,752 | — | $1,656,274,752 |
| 44 | S.E.E.D. Planning Group, Llc | $188,887 | $166,032,000 | — | $166,032,000 |
| 45 | Altium Wealth Management Llc | $619,818 | $1,614,006,942 | — | $1,614,006,942 |
| 46 | Lenox Wealth Advisors, Llc | $676,354 | $1,591,459,926 | — | $1,591,459,926 |
| 47 | Infiniti Wealth Management | $214,522 | $107,260,806 | — | $107,260,806 |
| 48 | Golden Bay Advisors Llc | $766,019 | $135,585,381 | — | $135,585,381 |
| 49 | Florian Financial Group Llc | $372,884 | $107,017,678 | — | $107,017,678 |
| 50 | Brewster Financial Planning Llc | $213,320 | $126,490,229 | $221,697 | $126,711,926 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
