RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ELLEVEST$12,438$634,326,573$634,326,573
2S.E.E.D. PLANNING GROUP, LLC$188,887$166,032,000$166,032,000
3ARISTA ADVISORY GROUP, LLC$201,915$166,770,047$2,838,208$169,608,255
4PAOLINO, WILLIAM$209,751$131,513,916$131,513,916
5BREWSTER FINANCIAL PLANNING LLC$213,320$126,490,229$221,697$126,711,926
6INFINITI WEALTH MANAGEMENT$214,522$107,260,806$107,260,806
7PAYNE CAPITAL MANAGEMENT, LLC$224,005$211,942,894$612,173,119$824,116,013
8CONTINUUM WEALTH ADVISORS, LLC$240,031$129,424,000$2,353,000$131,777,000
9MILESTONES PRIVATE INVESTMENT ADVISORS LLC$248,973$75,543,353$59,648,774$135,192,127
10LEVEL FINANCIAL ADVISORS, INC.$249,332$423,366,261$423,366,261
11SAFRAN WEALTH ADVISORS, LLC$252,246$92,080,939$11,339,931$103,420,870
12ARCADIA WEALTH MANAGEMENT$255,840$177,552,824$177,552,824
13AMERICAN FINANCIAL & TAX STRATEGIES, INC.$271,367$171,232,825$171,232,825
14UNITED FINANCIAL PLANNING GROUP LLC$281,023$104,259,396$104,259,396
15CANTY FINANCIAL MANAGEMENT, INC.$281,797$101,446,824$101,446,824
16BURNS MATTESON CAPITAL MANAGEMENT, LLC$282,163$266,361,529$266,361,529
17PRATO CAPITAL MANAGEMENT$282,713$137,964,134$137,964,134
18BCK PARTNERS, INC.$283,223$128,016,983$128,016,983
19THE DAVID J. YVARS GROUP, INC.$290,704$178,953,863$61,458,245$240,412,108
20ROCKBRIDGE INVESTMENT MANAGEMENT, LLC$295,523$848,292,348$30,887,168$879,179,516
21PRATT COLLARD BUCK ADVISORY GROUP$297,201$231,980,001$1,916,800$233,896,801
22HERON WEALTH$300,312$223,733,264$118,622,692$342,355,956
23LANDMARK WEALTH MANAGEMENT, LLC$301,630$155,942,710$155,942,710
24CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$306,667$138,000,000$138,000,000
25SAMALIN INVESTMENT COUNSEL, LLC$307,850$176,829,102$32,816,564$209,645,666
26HFH PLANNING INC.$312,610$129,108,017$129,108,017
27FORTERIS WEALTH MANAGEMENT, INC.$314,485$112,300,000$600,000$112,900,000
28EXCOMP ASSET MANAGEMENT LTD$315,654$122,473,740$122,473,740
29OTTO & ASSOCIATES, INC.$316,010$166,853,519$166,853,519
30FLOWER CITY CAPITAL LLC$317,839$91,933,716$17,084,945$109,018,661
31CANDACE SHIRA ASSOCIATES, LLC$319,804$304,187,921$4,743,048$308,930,969
32FAGAN ASSOCIATES INC$323,884$458,832,094$759,712$459,591,806
33ARISTA WEALTH ADVISORS, LTD$325,192$172,026,597$172,026,597
34LONG ISLAND WEALTH MANAGEMENT, INC.$329,545$101,441,704$12,251,205$113,692,909
35COLLEY ASSET MANAGEMENT, INC.$329,621$130,976,072$19,001,430$149,977,502
36FINANCIAL ASSET MANAGEMENT CORP$363,237$207,516,459$39,121,489$246,637,948
37J.J. BURNS & COMPANY$366,490$471,306,376$471,306,376
38FRISCH FINANCIAL GROUP, INC.$367,390$431,230,441$49,682,951$480,913,392
39KING WEALTH MANAGEMENT GROUP, LLC$368,765$536,798,544$17,455,220$554,253,764
40PROFESSIONAL FINANCIAL$372,648$162,102,083$162,102,083
41FLORIAN FINANCIAL GROUP LLC$372,884$107,017,678$107,017,678
42R.W. ROGE & COMPANY, INC$375,157$259,860,168$13,254,122$273,114,290
43SOCHA FINANCIAL GROUP, LLC$391,398$275,935,290$275,935,290
44MERIT FINANCIAL PARTNERS LLC$409,258$119,503,212$119,503,212
45CORNELL POCHILY INVESTMENT ADVISORS, INC.$417,242$362,025,034$135,327,652$497,352,686
46HUDSON ADVISOR SERVICES, INC.$423,313$205,791,404$26,607,357$232,398,761
47CARSWELL INVESTMENTS, LLC$426,942$189,562,250$189,562,250
48BRITE ADVISORS USA, INC.$442,744$384,744,795$384,744,795
49ALTFEST PERSONAL WEALTH MANAGEMENT$447,279$1,300,000,000$15,000,000$1,315,000,000
50FRANCIS FINANCIAL$456,228$269,596,970$36,988,341$306,585,311
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Showing 1 to 50 of 135 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.