RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 51 | Socha Financial Group, LLC | $423,082 | $304,618,768 | — | $304,618,768 |
| 52 | Hudson Advisor Services, Inc. | $431,442 | $204,921,092 | $34,529,471 | $239,450,563 |
| 53 | Cornell Pochily Investment Advisors, Inc. | $432,397 | $408,053,971 | $116,876,322 | $524,930,293 |
| 54 | James J. Burns & Company, LLC | $434,651 | $574,608,136 | — | $574,608,136 |
| 55 | BRITE ADVISORS USA, INC. | $442,744 | — | $384,744,795 | $384,744,795 |
| 56 | Altfest L J & Co Inc | $445,841 | $1,484,687,455 | $15,565,887 | $1,500,253,342 |
| 57 | Beacon Financial Advisors, Inc. | $457,852 | $142,071,361 | $10,393,340 | $152,464,701 |
| 58 | Hudson Valley Wealth Management, Inc | $461,453 | $114,869,915 | $2,800,673 | $117,670,588 |
| 59 | Keystone Global Partners LLC | $482,464 | $97,500,000 | $4,300,000 | $101,800,000 |
| 60 | Wise Wealth Management, LLC | $484,230 | $113,130,152 | $1,148,084 | $114,278,236 |
| 61 | TOUCHSTONE ADVISORY, LLC | $498,547 | — | $106,689,027 | $106,689,027 |
| 62 | Francis Financial, Inc. | $499,470 | $340,308,038 | $40,787,428 | $381,095,466 |
| 63 | Piermont Wealth Management Inc. | $502,820 | $227,274,744 | — | $227,274,744 |
| 64 | Tortoise Investment Management, LLC | $505,904 | $1,152,792,253 | $12,811,065 | $1,165,603,318 |
| 65 | Global Capital Strategies Ii, LLC | $520,612 | $120,849,402 | $4,618,138 | $125,467,540 |
| 66 | Carswell Investments, LLC | $528,037 | $239,729,015 | — | $239,729,015 |
| 67 | Total Management Group, Inc. | $533,986 | $300,967,054 | $1,803,000 | $302,770,054 |
| 68 | Cherrydale Wealth Management, LLC | $544,810 | $142,195,477 | — | $142,195,477 |
| 69 | Crescent Hill Partners LLC | $552,344 | $93,477,086 | $168,334,188 | $261,811,274 |
| 70 | Winthrop Partners - Wny, LLC | $553,617 | $118,545,665 | $2,696,554 | $121,242,219 |
| 71 | Blue Spark Capital Advisors LLC | $555,593 | $155,565,977 | — | $155,565,977 |
| 72 | Collins Advisors, LLC | $555,844 | $100,283,251 | $3,103,691 | $103,386,942 |
| 73 | Forte Capital LLC | $562,392 | $1,129,876,092 | $73,643,383 | $1,203,519,475 |
| 74 | Hudson Valley Investment Advisors, Inc. | $567,697 | $680,616,618 | $224,293,175 | $904,909,793 |
| 75 | Blacktower Financial Management (Us) LLC | $568,364 | — | $131,291,982 | $131,291,982 |
| 76 | ROOSEVELT INVESTMENTS | $572,661 | $2,538,869,168 | $158,366,293 | $2,697,235,461 |
| 77 | Blue Square Asset Management, LLC | $586,425 | $189,037,987 | $62,538,510 | $251,576,497 |
| 78 | W.G.Shaheen & Associates,Ltd. | $590,939 | $630,418,456 | $71,617,663 | $702,036,119 |
| 79 | Ascent Wealth Partners, LLC | $597,800 | $853,248,091 | $42,854,559 | $896,102,650 |
| 80 | Signalert Asset Management LLC | $607,924 | $268,094,582 | — | $268,094,582 |
| 81 | McCollum Christoferson Group, LLC | $607,994 | $443,227,390 | — | $443,227,390 |
| 82 | Wealthstream Advisors, Inc. | $608,155 | $968,790,124 | — | $968,790,124 |
| 83 | Nottingham Advisors Inc. | $611,904 | $1,329,384,916 | $70,039,372 | $1,399,424,288 |
| 84 | Miller Gesko & Co Inc. | $616,874 | $128,270,000 | $32,734,000 | $161,004,000 |
| 85 | SCHNALL ADVISORY SERVICES, INC | $617,040 | $119,088,788 | — | $119,088,788 |
| 86 | Financial Decisions, LLC | $620,038 | $299,380,027 | $98,161 | $299,478,188 |
| 87 | Seneca Financial Advisors LLC | $620,267 | $435,843,784 | $60,369,886 | $496,213,670 |
| 88 | Burns J W & Co Inc | $621,075 | $709,558,760 | $24,552,038 | $734,110,798 |
| 89 | ADC Wealth Management, LLC | $623,500 | — | $143,405,000 | $143,405,000 |
| 90 | Greystone Wealth Advisors LLC | $651,549 | $295,802,226 | $16,941,060 | $312,743,286 |
| 91 | Amore Ambro, LLC | $651,797 | $87,496,000 | $76,105,164 | $163,601,164 |
| 92 | Matrix Asset Advisors Inc | $680,056 | $790,905,683 | — | $790,905,683 |
| 93 | Weber Asset Management, Inc. | $687,213 | $445,314,132 | — | $445,314,132 |
| 94 | Taylor And Taylor Financial Services Usa LLC | $690,474 | — | $100,118,658 | $100,118,658 |
| 95 | Shulman Demeo Asset Management, LLC | $710,709 | $515,306,328 | $66,764,122 | $582,070,450 |
| 96 | Howe And Rusling, Inc. | $740,213 | $1,382,275,090 | $3,404,498 | $1,385,679,588 |
| 97 | Bridgewater Advisors Inc. | $740,371 | $1,744,313,109 | — | $1,744,313,109 |
| 98 | Sanderson Wealth Management, LLC | $740,997 | $110,245,143 | $747,829,536 | $858,074,679 |
| 99 | Sage Capital Management LLC | $751,120 | $252,190,649 | $82,057,808 | $334,248,457 |
| 100 | IFC Personal Money Managers, Inc. | $764,444 | — | $172,000,000 | $172,000,000 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
