RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Milestones Private Investment Advisors LLC$257,534$80,706,961$70,208,124$150,915,085
102Miller Gesko & Co Inc.$616,874$128,270,000$32,734,000$161,004,000
103NEXT CAPITAL MANAGEMENT LLC$1,119,994$772,963,661$189,111,357$962,075,018
104Nottingham Advisors Inc.$611,904$1,329,384,916$70,039,372$1,399,424,288
105Ogorek Wealth Management, LLC$2,354,808$445,058,704$445,058,704
106Otto & Associates, Inc.$332,461$187,507,950$187,507,950
107Oxler Private Wealth LLC$1,894,320$414,153,988$2,596,384$416,750,372
108Paolino, William John$222,156$139,736,325$139,736,325
109Payne Capital Management, LLC$241,755$260,662,403$621,502,942$882,165,345
110Pelkonen And Associates LLC$220,641$176,071,230$176,071,230
111Perennial Advisors, LLC$1,114,271$390,558,227$3,893,545$394,451,772
112Permanens Capital L.P.$46,001,258$2,360,559,062$1,365,542,870$3,726,101,932
113Piermont Wealth Management Inc.$502,820$227,274,744$227,274,744
114Pine Ridge Advisers LLC$79,198,267$1,425,568,811$1,425,568,811
115Pinnacle Associates, Ltd.$1,446,083$6,657,766,030$6,657,766,030
116Prato Capital Management, Inc.$293,290$152,217,450$152,217,450
117Pratt Collard Advisory Partners, LLC$339,098$262,122,448$262,122,448
118Professional Financial Strategies, Inc$415,220$157,857,345$22,763,281$180,620,626
119QP Global Family Offices, LLC$4,282,559$4,600,000$821,933,928$826,533,928
120R.W. Roge & Company, Inc$418,404$283,537,292$15,621,573$299,158,865
121Regal Wealth Management, LLC$849,662$113,957,549$746,856$114,704,405
122Rockbridge Investment Management, LLC$319,096$965,163,260$65,835,873$1,030,999,133
123ROOSEVELT INVESTMENTS$572,661$2,538,869,168$158,366,293$2,697,235,461
124S.E.E.D. Planning Group, LLC$232,445$239,883,391$239,883,391
125Safran Wealth Advisors, LLC$260,749$97,851,844$7,229,914$105,081,758
126Sage Capital Management LLC$751,120$252,190,649$82,057,808$334,248,457
127Samalin Investment Counsel, LLC$309,880$239,938,764$32,135,894$272,074,658
128Sanderson Wealth Management, LLC$740,997$110,245,143$747,829,536$858,074,679
129Saratoga Wealth Advisors, LLC$358,406$106,496,951$1,024,973$107,521,924
130SCHNALL ADVISORY SERVICES, INC$617,040$119,088,788$119,088,788
131Seneca Financial Advisors LLC$620,267$435,843,784$60,369,886$496,213,670
132Seven Bridges Advisors LLC$42,429,521$2,748,960,828$3,657,896,854$6,406,857,682
133Shade Tree Advisors LLC$8,401,016$149,239,517$77,587,903$226,827,420
134Shikiar Asset Management Inc$2,229,730$446,000,000$49,000,000$495,000,000
135Shulman Demeo Asset Management, LLC$710,709$515,306,328$66,764,122$582,070,450
136Sicart Associates, LLC$2,043,069$551,628,605$551,628,605
137Signalert Asset Management LLC$607,924$268,094,582$268,094,582
138Silvercrest Asset Management Group LLC$22,025,802$20,649,758,635$7,168,829,885$27,818,588,520
139Socha Financial Group, LLC$423,082$304,618,768$304,618,768
140SOURCE FINANCIAL ADVISORS, LLC$1,533,962$398,176,690$66,613,880$464,790,570
141Southwind Associates Of Nj Inc.$5,366,102$83,794,167$189,877,043$273,671,210
142Spielberger & Brooks, Inc.$1,709,228$385,561,985$7,560,356$393,122,341
143Stelac Advisory Services LLC$5,896,881$2,859,810,316$312,711,661$3,172,521,977
144Summit Rock Advisors, Lp$113,938,334$9,650,039,882$9,947,353,638$19,597,393,520
145Tag Associates LLC$6,591,510$294,600,000$8,346,870,000$8,641,470,000
146Taylor And Taylor Financial Services Usa LLC$690,474$100,118,658$100,118,658
147THE DAVID J. YVARS GROUP, INC.$290,704$178,953,863$61,458,245$240,412,108
148Tiedemann Advisors, LLC$48,206,804$14,005,399,924$4,409,599,152$18,414,999,076
149Tortoise Investment Management, LLC$505,904$1,152,792,253$12,811,065$1,165,603,318
150Total Management Group, Inc.$533,986$300,967,054$1,803,000$302,770,054
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.