RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101ARISTA ADVISORY GROUP, LLC$302,998$206,079,038$10,564,793$216,643,831
102MERIT FINANCIAL PARTNERS LLC$473,140$203,923,433$203,923,433
103PROFESSIONAL FINANCIAL$456,461$182,389,518$21,191,944$203,581,462
104BLACKTOWER FINANCIAL MANAGEMENT (US) LLC$636,863$200,611,899$200,611,899
105FAMILY CFO, LLC$1,154,703$190,914,451$7,694,526$198,608,977
106COLLEY ASSET MANAGEMENT, INC.$448,177$196,749,914$196,749,914
107FLOWER CITY CAPITAL LLC$379,408$174,473,221$22,060,084$196,533,305
108PELKONEN AND ASSOCIATES LLC$230,077$185,065,722$8,658,918$193,724,640
109BCK PARTNERS, INC.$355,978$191,516,171$191,516,171
110CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$412,556$184,000,000$184,000,000
111BEACON FINANCIAL ADVISORS$569,403$170,734,240$12,613,621$183,347,861
112CONTINUUM WEALTH ADVISORS, LLC$275,828$177,502,000$5,648,000$183,150,000
113UNITED FINANCIAL PLANNING GROUP LLC$338,505$172,431,995$4,605,881$177,037,876
114BREWSTER FINANCIAL PLANNING LLC$321,310$176,065,178$333,875$176,399,053
115ADC WEALTH MANAGEMENT, LLC$797,781$174,714,000$174,714,000
116BLUE SPARK CAPITAL ADVISORS$619,225$173,382,911$173,382,911
117PAOLINO, WILLIAM$257,635$169,008,747$169,008,747
118MILESTONES PRIVATE INVESTMENT ADVISORS LLC$268,889$86,712,264$80,805,397$167,517,661
119MILLER, GESKO & COMPANY INC.$680,069$135,086,606$30,850,177$165,936,783
120FORTERIS WEALTH MANAGEMENT, INC.$366,276$155,084,200$949,500$156,033,700
121INFINITI WEALTH MANAGEMENT$291,731$155,492,849$155,492,849
122CANTY FINANCIAL MANAGEMENT, INC.$385,381$138,149,263$14,076,171$152,225,434
123WINTHROP PARTNERS - WNY, LLC$587,456$149,238,516$2,912,544$152,151,060
124SAGE INVESTMENT ADVISERS LLC$319,329$152,000,840$152,000,840
125GOLDEN BAY ADVISORS LLC$611,951$133,663,150$15,040,906$148,704,056
126DEL-SETTE CAPITAL MANAGEMENT, LLC$236,107$147,094,691$147,094,691
127KEYSTONE GLOBAL PARTNERS LLC$608,872$136,281,762$6,803,148$143,084,910
128FLORIAN FINANCIAL GROUP LLC$196,969$142,802,713$142,802,713
129EXCOMP ASSET MANAGEMENT LTD$368,809$142,360,199$142,360,199
130SAFRAN WEALTH ADVISORS, LLC$1,384,059$131,136,094$10,037,954$141,174,048
131FIFTH SET PRIVATE WEALTH MANAGEMENT LLC$508,739$111,132,418$28,262,102$139,394,520
132LONG ISLAND WEALTH MANAGEMENT, INC.$386,203$134,738,135$3,522,542$138,260,677
133BPC ADVISORS LLC$1,101,170$131,039,283$131,039,283
134CAPITAL FINANCIAL SERVICES LLC$263,645$127,604,183$127,604,183
135BROOKLYN FI, LLC$186,964$127,509,298$127,509,298
136HUDSON COMPANIES$352,477$100,190,827$23,176,053$123,366,880
137HURLEY CAPITAL, LLC$628,128$120,600,581$120,600,581
138CAPSTONE INVESTMENT FINANCIAL GROUP, LLC$131,708$114,611,957$4,583,890$119,195,847
139ARMORY CAPITAL MANAGEMENT, LLC$412,216$100,185,590$18,944,965$119,130,555
140SARATOGA WEALTH ADVISORS, LLC$403,443$116,082,230$512,747$116,594,977
141MARATHON WEALTH MANAGEMENT, INC.$525,114$115,000,000$115,000,000
142WISE WEALTH MANAGEMENT, LLC$454,359$114,222,962$275,535$114,498,497
143FREEDOM FAMILY OFFICE, LLC$1,034,790$110,722,483$110,722,483
144COVE PRIVATE WEALTH, LLC$9,938,607$109,324,677$109,324,677
145MARATHON MISSION$238,557$106,635,049$106,635,049
146GODFREY FINANCIAL ASSOCIATES, INC.$181,670$101,553,523$101,553,523
147HEYDORN STONE CAPITAL MANAGEMENT LLC$357,284$99,926,910$1,541,612$101,468,522
148KUTZ AND COMPANY INC.$851,051$100,424,042$100,424,042
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Showing 101 to 148 of 148 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.