RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1VELA INVESTMENT MANAGEMENT, LLC$1,215,743$103,338,151$103,338,151
2DEMMING FINANCIAL SERVICES CORP.$150,061$432,625,331$432,625,331
3HCM WEALTH ADVISORS$334,241$707,922,569$707,922,569
4ROSS, SINCLAIRE & ASSOCIATES, LLC$390,884$318,961,211$318,961,211
5WEALTH DIMENSIONS FAMILY OFFICE, INC$5,049,616$449,415,796$449,415,796
6MEYER CAPITAL MANAGEMENT LLC.$375,327$126,485,143$126,485,143
7FIRST FIDUCIARY INVESTMENT COUNSEL INC$1,285,381$577,135,960$577,135,960
8TRUE WEALTH DESIGN, LLC$250,388$160,749,129$160,749,129
9LESJAK PLANNING, LLC$750,000$270,000,000$270,000,000
10KMG FIDUCIARY PARTNERS, LLC$279,868$600,036,640$600,036,640
11DEAN INVESTMENTS$1,506,619$809,054,152$809,054,152
12BEESE FULMER PRIVATE WEALTH MANAGEMENT$1,082,516$1,012,152,565$1,012,152,565
13THE JOSEPH GROUP CAPITAL MANAGEMENT$882,019$508,042,933$508,042,933
14THOR WEALTH MANAGEMENT INC$258,111$336,060,988$336,060,988
15JENTNER WEALTH MANAGEMENT$470,354$401,212,374$401,212,374
16RAY|THEIL WEALTH MANAGEMENT, LLC$846,890$198,172,156$198,172,156
17SWS PARTNERS, LLC$355,818$211,000,000$211,000,000
18CLEAR PERSPECTIVES FINANCIAL PLANNING, LLC$281,237$229,208,263$229,208,263
19RUGGAARD & ASSOCIATES, INC.$461,381$195,625,342$195,625,342
20MICHAEL BRADY & CO., LLC$200,159$120,095,655$120,095,655
21INTERNATIONAL MANAGEMENT ADVISORS LTD.$1,605,632$112,394,227$112,394,227
22T.T.G. FINANCIAL, INC.$707,685$108,983,498$108,983,498
23TRINITY WEALTH MANAGEMENT LLC$2,221,053$211,000,000$211,000,000
24LIGHTHOUSE WEALTH MANAGEMENT, INC.$152,698$106,430,832$106,430,832
25TRINITY FINANCIAL ADVISORS LLC$407,470$263,632,857$263,632,857
26FSM WEALTH ADVISORS, LLC$1,097,944$245,939,522$245,939,522
27OXFORD FINANCIAL PARTNERS$472,059$218,091,293$218,091,293
28ARTIFEX FINANCIAL GROUP, LLC$128,709$126,649,768$126,649,768
29MADISON WEALTH MANAGEMENT$461,093$898,208,661$898,208,661
30GENERATIONS WEALTH, LLC$895,635$224,804,385$224,804,385
31LINDAHL & MANSAGER INC$193,555$139,747,000$139,747,000
32ST. CLAIR ADVISORS, LLC$1,283,433$681,502,999$681,502,999
33VAWTER FINANCIAL LTD$232,598$137,000,000$137,000,000
34SHAKER INVESTMENTS$1,184,021$176,419,129$176,419,129
35FULLEN FINANCIAL GROUP, INC.$274,332$165,421,934$165,421,934
36KEYSTONE FINANCIAL PLANNING, INC$645,285$261,985,605$261,985,605
37STRATEGIC PLANNING, INC.$198,805$170,574,900$170,574,900
38SPRENG CAPITAL MANAGEMENT, INC.$135,018$175,387,805$175,387,805
39WINFIELD ASSOCIATES INC$440,271$261,350,901$169,923$261,520,824
40FINANCIAL COUNSELING, INC.$118,163$147,288,839$532,756$147,821,595
41MERIDIAN CAPITAL MANAGEMENT GROUP, INC.$214,598$117,339,432$904,245$118,243,677
42ADAPTIVE FINANCIAL CONSULTING, LLC$578,227$138,202,121$1,150,502$139,352,623
43WEALTH DIMENSIONS GROUP, LTD.$1,002,354$489,547,658$1,605,808$491,153,466
44WEALTHQUEST CORPORATION$252,664$990,712,019$2,511,899$993,223,918
45STOREY & ASSOCIATES$394,682$292,225,071$2,602,265$294,827,336
46HIXON ZUERCHER CAPITAL MANAGEMENT$212,807$172,677,482$2,888,159$175,565,641
47LENOX WEALTH MANAGEMENT, INC.$312,445$640,333,665$3,302,331$643,635,996
48KOVALCIK & GERAGHTY WEALTH PARTNERS LLP$267,001$150,320,265$3,739,454$154,059,719
49REBEL FINANCIAL, LLC$403,674$132,210,271$4,231,590$136,441,861
50JOHN E. SESTINA AND COMPANY$168,936$401,045,889$4,570,000$405,615,889
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Showing 1 to 50 of 90 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.