RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
2Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
3Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
4Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
5Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
6Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
7Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
8Springwater Wealth Management, LLC$1,054,312$127,050,000$38,477,000$165,527,000
9Scott Capital Advisors, LLC$1,550,623$647,274,000$35,000,000$682,274,000
10Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
11HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
12True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
13Cutler Investment Counsel, LLC$676,895$725,000,000$25,000,000$750,000,000
14Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
15Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
16Catalyst Financial Nw Corporation$113,436$112,000,000$13,800,000$125,800,000
17BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
18Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
19CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
20Littlejohn Financial Services, Inc$92,972$101,369,105$9,918,749$111,287,854
21Portland Private Wealth Management, Inc.$211,112$179,825,322$9,542,422$189,367,744
22SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
23Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
24Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
25Clearview Wealth Advisors, LLC$195,452$219,617,000$6,326,000$225,943,000
26Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
27MSP Wealth Management, LLC$276,122$134,682,686$5,863,243$140,545,929
28Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
29Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
30CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
31Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
32Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
33Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
34IMS Capital Management Inc.$659,953$317,725,352$1,691,691$319,417,043
35The H Group, Inc.$311,866$712,614,862$712,614,862
36Welch Investment Group, LLC$250,401$180,038,322$180,038,322
37My Legacy Advisors, LLC$584,183$244,772,704$244,772,704
38The H Group Washington, Inc.$977,506$147,603,399$147,603,399
39Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
40Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
41Pure Portfolios Holdings LLC$355,555$203,021,939$203,021,939
42Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
4344 Wealth Management LLC$347,626$363,964,862$363,964,862
44Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
45Rain Capital Management, LLC$575,573$377,000,000$377,000,000
46Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
47JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
48TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
49Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
50PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
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Showing 1 to 50 of 62 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.