RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SOUND INVESTMENT MANAGEMENT INC$1,545,417$156,087,132$156,087,132
2CABLE HILL PARTNERS, LLC$376,721$832,820,000$155,318,000$988,138,000
3KEUDELL MORRISON WEALTH MANAGEMENT, LLC$314,407$386,165,379$123,802,889$509,968,268
4SUMMA GLOBAL ADVISORS, LLC$552,658$120,909,207$83,021,605$203,930,812
5SILVER OAK ADVISORY GROUP$445,026$189,494,032$75,296,183$264,790,215
6SPRINGWATER WEALTH MANAGEMENT, LLC$1,140,000$130,498,000$40,502,000$171,000,000
7CAIRN INVESTMENT GROUP$300,229$175,872,592$33,687,037$209,559,629
8HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
9TRUE NORTH RETIREMENT ADVISORS, LLC$877,904$237,839,125$27,287,780$265,126,905
10HORST & GRABEN WEALTH MANAGEMENT, LLC$193,503$385,541,950$23,330,435$408,872,385
11ALLIUM FINANCIAL ADVISORS, LLC$1,034,084$252,531,397$17,364,525$269,895,922
12BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
13CATALYST FINANCIAL NW CORPORATION$121,919$117,000,000$12,600,000$129,600,000
14PEREGRINE ASSET ADVISERS, INC.$323,232$332,561,526$10,387,535$342,949,061
15CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
16SMB FINANCIAL SERVICES, INC.$152,344$112,095,752$5,818,838$117,914,590
17CLEARVIEW WEALTH ADVISORS, LLC$185,024$187,333,171$5,647,352$192,980,523
18CORDANT, INC.$302,436$193,375,787$5,627,250$199,003,037
19VERGEPOINTE WEALTH MANAGEMENT, LLC$2,614,685$185,328,384$5,543,640$190,872,024
20PORTLAND PRIVATE WEALTH MANAGEMENT, INC.$198,716$126,584,990$4,766,601$131,351,591
21ETESIAN WEALTH ADVISORS, INC.$1,529,412$231,500,000$2,500,000$234,000,000
22ASCENT CAPITAL MANAGEMENT, LLC$293,252$240,791,289$2,314,256$243,105,545
23MSP WEALTH MANAGEMENT, LLC$216,701$103,100,000$2,000,000$105,100,000
24IMS CAPITAL MANAGEMENT$649,733$310,155,240$416,953$310,572,193
25THE H GROUP, INC.$315,198$654,036,123$654,036,123
26SHEPPARD WEALTH MANAGEMENT, LLC$1,058,632$129,153,099$129,153,099
27MY LEGACY ADVISORS, LLC$187,698$175,497,326$175,497,326
28THE H GROUP WASHINGTON, INC.$278,208$114,065,193$114,065,193
29VISION CAPITAL MANAGEMENT INC$585,346$728,170,319$728,170,319
30DELAP WEALTH ADVISORY, LLC$495,329$102,533,136$102,533,136
31RAIN CAPITAL MANAGEMENT$544,428$353,878,000$353,878,000
32JGP WEALTH MANAGEMENT, LLC$398,504$628,440,669$628,440,669
33TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
34BECKER CAPITAL MANAGEMENT, INC.$3,336,859$4,307,884,565$4,307,884,565
35PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
36STANGIER WEALTH MANAGEMENT$148,054$176,924,286$176,924,286
37BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
38VISTA CAPITAL PARTNERS, INC.$749,653$1,620,750,645$1,620,750,645
39VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
40KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
41RETIREMENT PLANNING SPECIALISTS, INC.$220,568$205,569,016$205,569,016
42FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.$1,888,986$5,961,638,487$5,961,638,487
43CAPSTONE WEALTH ADVISORS, LLC$147,641$193,556,948$193,556,948
44NORTHWEST INVESTMENT COUNSELORS$543,751$452,400,420$452,400,420

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.