RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Delap Wealth Advisory, Llc$495,329$102,533,136$102,533,136
2The H Group Washington, Inc.$278,208$114,065,193$114,065,193
3Physician Family Financial Advisors Inc$269,344$115,010,054$115,010,054
4Tenbridge Partners Llc$164,481$117,603,812$117,603,812
5Sheppard Wealth Management, Llc$1,058,632$129,153,099$129,153,099
6Catalyst Financial Nw Corporation$121,919$117,000,000$12,600,000$129,600,000
7Capstone Wealth Management Group, Llc$203,031$107,830,316$23,936,500$131,766,816
8Valentine Ventures, Llc$310,804$137,685,982$137,685,982
9Sound Investment Management Inc$1,545,417$156,087,132$156,087,132
10Springwater Wealth Management, Llc$1,140,000$130,498,000$40,502,000$171,000,000
11My Legacy Advisors, Llc$187,698$175,497,326$175,497,326
12Stangier Wealth Management$148,054$176,924,286$176,924,286
13Vergepointe Wealth Management, Llc$2,614,685$185,328,384$5,543,640$190,872,024
14Cordant, Inc.$302,436$193,375,787$5,627,250$199,003,037
15Summa Global Advisors, Llc$552,658$120,909,207$83,021,605$203,930,812
16Blue Water Wealth$278,912$192,000,000$13,000,000$205,000,000
17Cairn Investment Group$300,229$175,872,592$33,687,037$209,559,629
18Retirement Planning Specialists, Inc.$263,487$19,948,186$194,793,814$214,742,000
19Etesian Wealth Advisors, Inc.$1,529,412$231,500,000$2,500,000$234,000,000
20Ascent Capital Management, Llc$293,252$240,791,289$2,314,256$243,105,545
21Silver Oak Advisory Group$445,026$189,494,032$75,296,183$264,790,215
22True North Retirement Advisors, Llc$877,904$237,839,125$27,287,780$265,126,905
23Allium Financial Advisors, Llc$1,034,084$252,531,397$17,364,525$269,895,922
24Ims Capital Management$649,733$310,155,240$416,953$310,572,193
25Peregrine Asset Advisers, Inc.$323,232$332,561,526$10,387,535$342,949,061
26Rain Capital Management$544,428$353,878,000$353,878,000
27Horst & Graben Wealth Management, Llc$193,503$385,541,950$23,330,435$408,872,385
28Harfst And Associates, Inc.$349,500$403,479,730$29,900,136$433,379,866
29Progressive Investment Management Corporation$999,272$446,674,442$446,674,442
30Northwest Investment Counselors$543,751$452,400,420$452,400,420
31Keudell Morrison Wealth Management, Llc$314,407$386,165,379$123,802,889$509,968,268
32Baker Ellis Asset Management Llc$1,091,173$590,324,664$590,324,664
33Jgp Wealth Management, Llc$398,504$628,440,669$628,440,669
34Vision Capital Management Inc$585,346$728,170,319$728,170,319
35Confluence Wealth Management Llc$569,718$772,279,810$9,943,485$782,223,295
36Cable Hill Partners, Llc$376,721$832,820,000$155,318,000$988,138,000
37Kingsview Wealth Management, Llc$214,668$1,460,387,068$1,460,387,068
38Vista Capital Partners, Inc.$749,653$1,620,750,645$1,620,750,645
39Becker Capital Management, Inc.$3,336,859$4,307,884,565$4,307,884,565
40Ferguson Wellman Capital Management, Inc.$1,888,986$5,961,638,487$5,961,638,487

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.