RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CATALYST FINANCIAL NW CORPORATION$121,919$117,000,000$12,600,000$129,600,000
2CAPSTONE WEALTH ADVISORS, LLC$147,641$193,556,948$193,556,948
3STANGIER WEALTH MANAGEMENT$148,054$176,924,286$176,924,286
4SMB FINANCIAL SERVICES, INC.$152,344$112,095,752$5,818,838$117,914,590
5TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
6CLEARVIEW WEALTH ADVISORS, LLC$185,024$187,333,171$5,647,352$192,980,523
7MY LEGACY ADVISORS, LLC$187,698$175,497,326$175,497,326
8HORST & GRABEN WEALTH MANAGEMENT, LLC$193,503$385,541,950$23,330,435$408,872,385
9PORTLAND PRIVATE WEALTH MANAGEMENT, INC.$198,716$126,584,990$4,766,601$131,351,591
10MSP WEALTH MANAGEMENT, LLC$216,701$103,100,000$2,000,000$105,100,000
11RETIREMENT PLANNING SPECIALISTS, INC.$220,568$205,569,016$205,569,016
12THE H GROUP WASHINGTON, INC.$278,208$114,065,193$114,065,193
13BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
14ASCENT CAPITAL MANAGEMENT, LLC$293,252$240,791,289$2,314,256$243,105,545
15CAIRN INVESTMENT GROUP$300,229$175,872,592$33,687,037$209,559,629
16CORDANT, INC.$302,436$193,375,787$5,627,250$199,003,037
17VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
18KEUDELL MORRISON WEALTH MANAGEMENT, LLC$314,407$386,165,379$123,802,889$509,968,268
19THE H GROUP, INC.$315,198$654,036,123$654,036,123
20KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
21PEREGRINE ASSET ADVISERS, INC.$323,232$332,561,526$10,387,535$342,949,061
22HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
23CABLE HILL PARTNERS, LLC$376,721$832,820,000$155,318,000$988,138,000
24JGP WEALTH MANAGEMENT, LLC$398,504$628,440,669$628,440,669
25SILVER OAK ADVISORY GROUP$445,026$189,494,032$75,296,183$264,790,215
26DELAP WEALTH ADVISORY, LLC$495,329$102,533,136$102,533,136
27NORTHWEST INVESTMENT COUNSELORS$543,751$452,400,420$452,400,420
28RAIN CAPITAL MANAGEMENT$544,428$353,878,000$353,878,000
29SUMMA GLOBAL ADVISORS, LLC$552,658$120,909,207$83,021,605$203,930,812
30CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
31VISION CAPITAL MANAGEMENT INC$585,346$728,170,319$728,170,319
32IMS CAPITAL MANAGEMENT$649,733$310,155,240$416,953$310,572,193
33VISTA CAPITAL PARTNERS, INC.$749,653$1,620,750,645$1,620,750,645
34TRUE NORTH RETIREMENT ADVISORS, LLC$877,904$237,839,125$27,287,780$265,126,905
35PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
36ALLIUM FINANCIAL ADVISORS, LLC$1,034,084$252,531,397$17,364,525$269,895,922
37SHEPPARD WEALTH MANAGEMENT, LLC$1,058,632$129,153,099$129,153,099
38BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
39SPRINGWATER WEALTH MANAGEMENT, LLC$1,140,000$130,498,000$40,502,000$171,000,000
40ETESIAN WEALTH ADVISORS, INC.$1,529,412$231,500,000$2,500,000$234,000,000
41SOUND INVESTMENT MANAGEMENT INC$1,545,417$156,087,132$156,087,132
42FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.$1,888,986$5,961,638,487$5,961,638,487
43VERGEPOINTE WEALTH MANAGEMENT, LLC$2,614,685$185,328,384$5,543,640$190,872,024
44BECKER CAPITAL MANAGEMENT, INC.$3,336,859$4,307,884,565$4,307,884,565

Showing 1 to 44 of 44 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.