RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
144 Wealth Management LLC$347,626$363,964,862$363,964,862
2Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
3Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
4BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
5Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
6BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
7Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
8Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
9Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
10Capstone Wealth Advisors, LLC$468,694$568,057,190$568,057,190
11Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
12Catalyst Financial Nw Corporation$113,436$112,000,000$13,800,000$125,800,000
13Clearview Wealth Advisors, LLC$195,452$219,617,000$6,326,000$225,943,000
14CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
15Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
16Cutler Investment Counsel, LLC$676,895$725,000,000$25,000,000$750,000,000
17CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
18Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
19Elevation Capital Advisory, LLC$119,721$164,496,000$164,496,000
20Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
21Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294
22Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
23Gretchen Stangier, Inc.$150,438$185,339,268$185,339,268
24HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
25Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
26IMS Capital Management Inc.$659,953$317,725,352$1,691,691$319,417,043
27JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
28Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
29Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
30KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
31Littlejohn Financial Services, Inc$92,972$101,369,105$9,918,749$111,287,854
32MSP Wealth Management, LLC$276,122$134,682,686$5,863,243$140,545,929
33My Legacy Advisors, LLC$584,183$244,772,704$244,772,704
34Northwest Investment Counselors LLC$623,161$508,499,398$508,499,398
35Oswego Wealth Advisors Inc.$337,676$217,801,000$217,801,000
36Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
37Portland Private Wealth Management, Inc.$211,112$179,825,322$9,542,422$189,367,744
38PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
39Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
40Pure Portfolios Holdings LLC$355,555$203,021,939$203,021,939
41Rain Capital Management, LLC$575,573$377,000,000$377,000,000
42S & P Financial, Inc.$220,568$205,569,016$205,569,016
43Scott Capital Advisors, LLC$1,550,623$647,274,000$35,000,000$682,274,000
44Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
45Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
46Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
47SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
48Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
49Springwater Wealth Management, LLC$1,054,312$127,050,000$38,477,000$165,527,000
50Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
Next Page »

Showing 1 to 50 of 62 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.