RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | 44 Wealth Management LLC | $347,626 | $363,964,862 | — | $363,964,862 |
| 2 | Allium Financial Advisors, LLC | $714,764 | $333,498,940 | $4,584,296 | $338,083,236 |
| 3 | Ascent Capital Management, LLC | $404,553 | $328,944,907 | $6,429,798 | $335,374,705 |
| 4 | BAKER ELLIS ASSET MANAGEMENT LLC | $1,091,173 | $590,324,664 | — | $590,324,664 |
| 5 | Becker Capital Management Inc | $2,562,018 | $3,574,014,983 | — | $3,574,014,983 |
| 6 | BLUE WATER WEALTH | $278,912 | $192,000,000 | $13,000,000 | $205,000,000 |
| 7 | Cable Hill Partners, LLC | $538,379 | $1,018,738,550 | $184,000,000 | $1,202,738,550 |
| 8 | Cairn Investment Group, Inc. | $319,543 | $179,038,921 | $38,569,522 | $217,608,443 |
| 9 | Capital Financial Planners, LLC | $357,724 | $186,016,363 | — | $186,016,363 |
| 10 | Capstone Wealth Advisors, LLC | $468,694 | $568,057,190 | — | $568,057,190 |
| 11 | Capstone Wealth Management Group, LLC | $269,380 | $148,100,699 | $32,383,796 | $180,484,495 |
| 12 | Catalyst Financial Nw Corporation | $113,436 | $112,000,000 | $13,800,000 | $125,800,000 |
| 13 | Clearview Wealth Advisors, LLC | $195,452 | $219,617,000 | $6,326,000 | $225,943,000 |
| 14 | CONFLUENCE WEALTH MANAGEMENT LLC | $569,718 | $772,279,810 | $9,943,485 | $782,223,295 |
| 15 | Cordant, Inc. | $312,116 | $217,762,241 | $6,024,761 | $223,787,002 |
| 16 | Cutler Investment Counsel, LLC | $676,895 | $725,000,000 | $25,000,000 | $750,000,000 |
| 17 | CWC Advisors, LLC | $234,690 | $118,849,004 | $3,659,212 | $122,508,216 |
| 18 | Delap Wealth Advisory, LLC | $703,075 | $140,615,057 | — | $140,615,057 |
| 19 | Elevation Capital Advisory, LLC | $119,721 | $164,496,000 | — | $164,496,000 |
| 20 | Etesian Wealth Advisors, Inc. | $1,391,714 | $264,709,008 | $2,500,000 | $267,209,008 |
| 21 | Ferguson Wellman Capital Management, Inc. | $2,051,730 | $6,854,828,294 | — | $6,854,828,294 |
| 22 | Grange Capital, LLC | $265,178 | $107,685,000 | $2,629,000 | $110,314,000 |
| 23 | Gretchen Stangier, Inc. | $150,438 | $185,339,268 | — | $185,339,268 |
| 24 | HARFST AND ASSOCIATES, INC. | $349,500 | $403,479,730 | $29,900,136 | $433,379,866 |
| 25 | Horst & Graben Wealth Management, LLC | $243,930 | $446,877,628 | $96,355,112 | $543,232,740 |
| 26 | IMS Capital Management Inc. | $659,953 | $317,725,352 | $1,691,691 | $319,417,043 |
| 27 | JGP Wealth Management, LLC | $411,355 | $747,021,315 | — | $747,021,315 |
| 28 | Keudell Morrison Wealth Management, LLC | $336,873 | $450,559,746 | $108,649,211 | $559,208,957 |
| 29 | Koenig Investment Advisory, LLC | $282,977 | $199,781,708 | — | $199,781,708 |
| 30 | KOENIG INVESTMENT ADVISORY, LLC | $318,273 | $183,007,038 | — | $183,007,038 |
| 31 | Littlejohn Financial Services, Inc | $92,972 | $101,369,105 | $9,918,749 | $111,287,854 |
| 32 | MSP Wealth Management, LLC | $276,122 | $134,682,686 | $5,863,243 | $140,545,929 |
| 33 | My Legacy Advisors, LLC | $584,183 | $244,772,704 | — | $244,772,704 |
| 34 | Northwest Investment Counselors LLC | $623,161 | $508,499,398 | — | $508,499,398 |
| 35 | Oswego Wealth Advisors Inc. | $337,676 | $217,801,000 | — | $217,801,000 |
| 36 | Peregrine Asset Advisers, Inc. | $1,015,744 | $373,322,433 | $3,518,670 | $376,841,103 |
| 37 | Portland Private Wealth Management, Inc. | $211,112 | $179,825,322 | $9,542,422 | $189,367,744 |
| 38 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | $999,272 | $446,674,442 | — | $446,674,442 |
| 39 | Provest Capital Management LLC | $383,921 | $110,683,420 | $11,019,496 | $121,702,916 |
| 40 | Pure Portfolios Holdings LLC | $355,555 | $203,021,939 | — | $203,021,939 |
| 41 | Rain Capital Management, LLC | $575,573 | $377,000,000 | — | $377,000,000 |
| 42 | S & P Financial, Inc. | $220,568 | $205,569,016 | — | $205,569,016 |
| 43 | Scott Capital Advisors, LLC | $1,550,623 | $647,274,000 | $35,000,000 | $682,274,000 |
| 44 | Sheppard Wealth Management, LLC | $380,545 | $124,244,299 | $18,079,593 | $142,323,892 |
| 45 | Silver Oak Advisory Group, Inc. | $480,257 | $211,492,673 | $83,385,118 | $294,877,791 |
| 46 | Sittner & Nelson, LLC | $488,675 | $572,004,625 | $16,849,050 | $588,853,675 |
| 47 | SMB Financial Services, Inc. | $170,995 | $128,965,331 | $7,317,522 | $136,282,853 |
| 48 | Sound Investment Management Inc | $1,623,784 | — | $165,625,974 | $165,625,974 |
| 49 | Springwater Wealth Management, LLC | $1,054,312 | $127,050,000 | $38,477,000 | $165,527,000 |
| 50 | Summa Global Advisors, LLC | $670,895 | $136,868,301 | $109,350,173 | $246,218,474 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
