RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
2Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
3Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
4Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
5Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
6Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
7Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
8Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
9HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
10True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
11Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
12Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
13BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
14Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
15CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
16SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
17Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
18Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
19Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
20Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
21Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
22CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
23Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
24Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
25Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
26Welch Investment Group, LLC$250,401$180,038,322$180,038,322
27The H Group Washington, Inc.$977,506$147,603,399$147,603,399
28Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
29Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
30Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
3144 Wealth Management LLC$347,626$363,964,862$363,964,862
32Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
33Rain Capital Management, LLC$575,573$377,000,000$377,000,000
34Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
35JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
36TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
37Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
38PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
39Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
40BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
41Vista Capital Partners, Inc.$780,456$1,881,679,753$1,881,679,753
42VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
43KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
44Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.