RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101RODGERS & ASSOCIATES$423,877$1,382,262,598$1,382,262,598
102ROFFMAN MILLER ASSOCIATES INC$1,733,325$2,301,428,075$26,426,884$2,327,854,959
103ROOTSTOCK ADVISORS$2,805,134$300,011,967$235,768,687$535,780,654
104SAGE FINANCIAL GROUP INC.$861,694$2,771,034,162$244,895,036$3,015,929,198
105SENSENIG CAPITAL ADVISORS, INC.$610,309$119,005,056$93,382,462$212,387,518
106SEVENBRIDGE FINANCIAL GROUP, LLC$531,320$475,000,000$475,000,000
107SFG INVESTMENT ADVISORS, INC.$512,772$328,174,026$328,174,026
108SMITHBRIDGE ASSET MANAGEMENT INC$708,011$432,974,362$20,152,868$453,127,230
109STEVEN G. BLUM AND ASSOCIATES, LLC$411,574$131,291,996$131,291,996
110STEWARDSHIP ADVISORS, LLC$239,647$321,606,300$321,606,300
111STILLWATER CAPITAL ADVISORS, LLC$477,711$802,766,409$85,298,088$888,064,497
112STONE PINE FINANCIAL PARTNERS$264,612$132,306,000$132,306,000
113STONECROP WEALTH ADVISORS, LLC$427,229$234,429,857$1,827,558$236,257,415
114STRUCTURED ASSET MANAGEMENT, INC.$1,587,096$134,865,050$4,799,432$139,664,482
115TGS FINANCIAL ADVISORS$317,557$331,828,741$25,740,447$357,569,188
116THE ARANDA GROUP ADVISORS, LLC$502,598$111,980,736$88,053,413$200,034,149
117THE ESTATE PLANNERS GROUP$1,149,600$283,900,000$3,500,000$287,400,000
118THE FAIRMAN GROUP, LLC$856,824$483,105,906$322,308,184$805,414,090
119THE MARSHALL FINANCIAL GROUP, INC$562,735$822,649,177$12,449,285$835,098,462
120THE SHARP FINANCIAL GROUP$496,487$145,613,404$1,843,238$147,456,642
121THRIVE WEALTH MANAGEMENT, LLC$426,082$730,163,962$43,174,296$773,338,258
122TOWERCREST CAPITAL MANAGEMENT, LLC$488,937$606,770,591$606,770,591
123TRAYNOR CAPITAL MANAGEMENT$491,654$794,257,688$139,884,118$934,141,806
124TREBUCHET CONSULTING, LLC$980,555$597,158,245$597,158,245
125TRINITY WEALTH MANAGEMENT, LLC$426,939$168,190,878$34,605,151$202,796,029
126TRUNORTH FINANCIAL SERVICES, INC.$267,147$200,100,827$526,471$200,627,298
127VALLEY BROOK CAPITAL GROUP$596,005$161,146,323$17,059,190$178,205,513
128VERICREST PRIVATE WEALTH, LLC$1,121,753$121,149,333$121,149,333
129WALDRON PRIVATE WEALTH$1,680,007$4,037,332,744$100,524,666$4,137,857,410
130WARREN FINANCIAL SERVICE$1,007,111$361,095,247$4,486,056$365,581,303
131WEALTH MANAGEMENT SOLUTIONS$278,969$385,535,080$385,535,080
132WEDGEWOOD INVESTORS INC$750,843$215,040,887$1,201,790$216,242,677
133WEDMONT PRIVATE CAPITAL$937,062$488,911,422$12,416,752$501,328,174
134WEST CAPITAL MANAGEMENT$637,846$943,782,885$15,536,931$959,319,816
135WHARTON BUSINESS GROUP, LLC$9,969,720$3,152,023,592$287,529,662$3,439,553,254
136WICK CAPITAL PARTNERS, LLC$508,067$294,170,732$294,170,732
137WMS WEALTH PLANNERS$386,182$236,343,377$236,343,377
138WRIGHT ASSOCIATES$2,269,329$304,090,020$304,090,020
139YOUNGS ADVISORY GROUP, INC.$609,704$587,755,086$587,755,086
« Previous Page

Showing 101 to 139 of 139 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.