RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BIRNAM WOOD CAPITAL, LLC$687,752$117,605,527$117,605,527
2OPTIMA ASSET MANAGEMENT INC$2,186,892$478,929,419$478,929,419
3PAUL COMSTOCK PARTNERS$18,977,394$7,525,251$2,383,626,385$2,391,151,636
4TRINITY FIDUCIARY PARTNERS, LLC$567,482$40,293,933$71,500,117$111,794,050
5SADDOCK WEALTH, LLC$1,868,116$72,400,000$56,500,000$128,900,000
6BIRD ROCK ASSET MANAGEMENT, LP$279,246$87,682,966$13,124,764$100,807,730
7CORPS CAPITAL ADVISORS, LLC$1,785,518$91,387,837$28,241,849$119,629,686
8DANIELS & ERICKSON FINANCIAL ADVISORS, LLC$742,143$106,126,443$106,126,443
9STARFOX FINANCIAL SERVICES, LLC$245,707$106,878,281$18,186,765$125,065,046
10D.R. SAUR FINANCIAL, INC.$324,045$110,175,327$110,175,327
11MILLER EQUITY CAPITAL ADVISORS$3,231,911$113,116,878$113,116,878
12THE RUDD COMPANY, LLC$238,429$115,532,566$13,457,359$128,989,925
13EUBANK, HUTSON & ASSOCIATES, LLC$220,644$118,485,840$118,485,840
14PARATUS FINANCIAL, INC.$715,332$119,950,972$1,405,137,386$1,525,088,358
15STRATEGIC ADVISORY SERVICES, L.L.C.$344,797$123,982,248$144,752$124,127,000
16TEAM FINANCIAL STRATEGIES$137,729$125,764,340$3,975,949$129,740,289
17IMPERIUM WEALTH MANAGEMENT, LLC$218,454$126,072,366$3,034,074$129,106,440
18J.K. FINANCIAL, INC.$343,089$126,600,000$126,600,000
19WISDOM INDEX ADVISORS$240,051$128,427,283$128,427,283
20MURPHY & SYLVEST$310,854$129,602,314$2,821,507$132,423,821
21SCHUBERT & COMPANY, INC.$317,464$130,160,222$130,160,222
22BEST INVEST$167,340$130,525,531$130,525,531
23KINGS PATH PARTNERS LLC$3,866,532$131,316,926$475,728,659$607,045,585
24MOSS, LUSE & WOMBLE, LLC$84,884$131,400,000$131,400,000
25HERITAGE RETIREMENT ADVISORS, LLC$449,977$136,343,014$136,343,014
26MILLER GLOBAL INVESTMENTS, L.L.C.$892,672$136,578,873$136,578,873
27LD LOWE WEALTH ADVISORY$176,336$137,366,071$137,366,071
28ASPEN WEALTH MANAGEMENT$303,932$138,050,665$2,061,985$140,112,650
29J.E. SIMMONS & CO., P.C.$390,035$138,462,341$138,462,341
30PARKSTONE WEALTH MANAGEMENT, LLC$1,838,954$141,599,460$141,599,460
31KEENER FINANCIAL PLANNING$422,162$141,833,652$6,767,484$148,601,136
32TRUE FINANCIAL GROUP$126,417$143,800,000$1,200,000$145,000,000
33CONCORDE INVESTMENT MANAGEMENT$1,768,180$144,564,257$53,471,868$198,036,125
34THE PERSONAL WEALTH COACH$198,759$148,075,470$148,075,470
35FORTHRIGHT FAMILY WEALTH ADVISORY LLC$578,547$149,265,105$149,265,105
36LUCIEN STIRLING & GRAY ADVISORY GROUP INC$176,593$154,548,275$70,607,258$225,155,533
37EQUISTAR WEALTH MANAGEMENT LLC$603,492$158,115,003$158,115,003
38SOFOS INVESTMENTS, INC.$113,656$160,937,014$160,937,014
39TRISPERITY ADVISORS, LLC$283,049$164,647,423$3,483,743$168,131,166
40HERITAGE WEALTH MANAGEMENT$372,643$165,080,862$165,080,862
41KM CAPITAL MANAGEMENT, LTD.$858,768$165,149,000$30,650,000$195,799,000
42RILEY WEALTH ADVISORS, LLC$221,095$165,600,000$165,600,000
43PARKER FINANCIAL ADVISORS LLC$568,395$167,009,159$98,972$167,108,131
44WEALTH MANAGEMENT GROUP, LLC$207,973$169,914,158$169,914,158
45WHITEROCK WEALTH MANAGEMENT CO.$497,909$174,268,096$174,268,096
46HAVEN WEALTH GROUP$347,023$174,552,792$174,552,792
47SILICON HILLS WEALTH MANAGEMENT$332,270$175,251,920$1,847,829$177,099,749
48TL PRIVATE WEALTH$355,270$175,414,694$1,154,539$176,569,233
49FOCUS WEALTH ADVISORS, LLC$523,167$175,500,000$2,900,000$178,400,000
50WEALTH COVENANT GROUP LLC$596,610$176,000,000$176,000,000
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Showing 1 to 50 of 149 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.