RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Monticello Wealth Management, LLC$1,386,152$476,836,286$476,836,286
2Optima Asset Management Inc$1,841,208$452,937,101$452,937,101
3David M. Lee, P.C.$1,623,143$397,669,969$397,669,969
4Paul Comstock Partners$16,548,711$5,975,723$2,178,454,129$2,184,429,852
5Bird Rock Asset Management, LP$542,190$74,916,947$104,547,914$179,464,861
6Imperium Wealth Management, LLC$217,547$97,198,284$11,792,857$108,991,141
7The Rudd Company, LLC$206,358$100,818,307$12,472,111$113,290,418
8Mercantile Investment Advisors$1,475,197$107,689,413$107,689,413
9Eubank, Hutson & Associates, LLC$206,627$109,512,142$109,512,142
10Strategic Advisory Services, L.L.C.$320,638$109,598,237$701,326$110,299,563
11True Financial Group$97,267$110,000,000$11,000,000$121,000,000
12Sms Capital Management$316,742$110,269,239$1,224,110$111,493,349
13The Archer Consulting Group, LLC$466,387$111,000,000$111,000,000
14Concorde Investment Management$1,424,339$114,285,307$48,089,294$162,374,601
15The Personal Wealth Coach$161,347$117,944,368$117,944,368
16Parkstone Wealth Management, LLC$1,617,896$121,342,197$121,342,197
17Heritage Retirement Advisors, LLC$118,195$121,859,323$121,859,323
18Focus Wealth Advisors$326,538$121,909,505$2,828,091$124,737,596
19Pauley Financial$302,750$125,469,461$22,877,851$148,347,312
20LD Lowe Wealth Advisory$193,138$130,561,369$130,561,369
21Mills Wealth Advisors, LLC$163,029$132,884,061$31,123,533$164,007,594
22Trisperity Advisors, LLC$267,891$133,471,984$11,992,794$145,464,778
23Heritage Wealth Management$336,396$133,885,505$133,885,505
24KM Capital Management, Ltd..$809,821$135,070,763$10,697,103$145,767,866
25Equistar Wealth Management LLC$559,531$137,085,190$137,085,190
26Lucien Stirling & Gray Advisory Group Inc$152,541$137,645,686$40,521,926$178,167,612
27Mosaic Advisors LLC$1,826,930$138,590,890$82,467,643$221,058,533
28Wealth Management Group, LLC$170,182$141,080,538$141,080,538
29Haven Wealth Group$296,304$141,337,039$141,337,039
30Eggerss Capital Management$302,292$147,065,742$3,173,531$150,239,273
31WhiteRock Wealth Management$1,192,462$151,442,676$151,442,676
32M.C. Byrd Wealth Management, LLC$262,683$153,424,483$59,873,942$213,298,425
33Wealth Covenant Group LLC$495,663$154,646,928$154,646,928
34Bonner & Smith$184,307$156,108,087$156,108,087
35Heritage Financial Planning$391,832$157,516,524$157,516,524
36Parker Financial Advisors$549,296$161,493,020$161,493,020
37Riverstone Advisors, LLC$737,065$163,353,633$4,697,205$168,050,838
38Simplyrich$862,041$164,649,901$164,649,901
39TL Private Wealth$413,521$168,016,934$7,729,401$175,746,335
40Stegent Equity Advisors Inc.$463,221$168,781,929$1,683,437$170,465,366
41Stone Asset Management, Inc.$289,897$169,066,050$1,393,131$170,459,181
42Barnett Financial, Inc.$341,787$169,184,728$169,184,728
43Trinity Legacy Partners, LLC$334,921$169,346,880$458,291$169,805,171
44Camden Wealth Advisors LLC$399,762$173,650,248$3,044,610$176,694,858
45Chessman Wealth Strategies$162,117$175,534,187$4,739,931$180,274,118
46Republic Wealth Advisors$192,693$180,001,558$24,059,910$204,061,468
47Lifeway Financial Corporation$511,690$182,161,533$182,161,533
48Paratus Financial, Inc.$648,535$185,704,159$1,504,378,841$1,690,083,000
49Clear Rock Advisors, LLC$1,185,959$187,381,570$187,381,570
50One Advocate Group$406,048$188,000,000$188,000,000
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Showing 1 to 50 of 122 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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