RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Optima Asset Management Inc$2,186,892$478,929,419$478,929,419
2Paul Comstock Partners$19,600,037$7,525,251$2,462,079,377$2,469,604,628
3Saddock Wealth, Llc$1,868,116$72,400,000$56,500,000$128,900,000
4Bird Rock Asset Management, Lp$279,246$87,682,966$13,124,764$100,807,730
5Daniels & Erickson Financial Advisors, Llc$742,143$106,126,443$106,126,443
6D.R. Saur Financial, Inc.$324,045$110,175,327$110,175,327
7Miller Equity Capital Advisors$3,231,911$113,116,878$113,116,878
8The Rudd Company, Llc$238,429$115,532,566$13,457,359$128,989,925
9Paratus Financial, Inc.$715,332$119,950,972$1,405,137,386$1,525,088,358
10Strategic Advisory Services, L.L.C.$344,797$123,982,248$144,752$124,127,000
11Team Financial Strategies$137,729$125,764,340$3,975,949$129,740,289
12Imperium Wealth Management, Llc$218,454$126,072,366$3,034,074$129,106,440
13J.K. Financial, Inc.$343,089$126,600,000$126,600,000
14Wisdom Index Advisors$240,051$128,427,283$128,427,283
15Murphy & Sylvest$310,854$129,602,314$2,821,507$132,423,821
16Schubert & Company, Inc.$319,050$130,160,222$3,521,747$133,681,969
17Best Invest$167,340$130,525,531$130,525,531
18Kings Path Partners Llc$3,866,532$131,316,926$475,728,659$607,045,585
19Moss, Luse & Womble, Llc$84,884$131,400,000$131,400,000
20Heritage Retirement Advisors, Llc$449,977$136,343,014$136,343,014
21Miller Global Investments, L.L.C.$892,672$136,578,873$136,578,873
22Ld Lowe Wealth Advisory$176,336$137,366,071$137,366,071
23Aspen Wealth Management$303,932$138,050,665$2,061,985$140,112,650
24J.E. Simmons & Co., P.C.$390,035$138,462,341$138,462,341
25True Financial Group$126,417$143,800,000$1,200,000$145,000,000
26Concorde Investment Management$1,768,180$144,564,257$53,471,868$198,036,125
27The Personal Wealth Coach$198,759$148,075,470$148,075,470
28Forthright Family Wealth Advisory Llc$578,547$149,265,105$149,265,105
29Lucien Stirling & Gray Advisory Group Inc$176,593$154,548,275$70,607,258$225,155,533
30Bonner & Smith, Llc$672,851$156,101,442$156,101,442
31Equistar Wealth Management Llc$603,492$158,115,003$158,115,003
32Trisperity Advisors, Llc$283,049$164,647,423$3,483,743$168,131,166
33Heritage Wealth Management$372,643$165,080,862$165,080,862
34Km Capital Management, Ltd.$858,768$165,149,000$30,650,000$195,799,000
35Wealth Management Group, Llc$207,973$169,914,158$169,914,158
36Whiterock Wealth Management Co.$497,909$174,268,096$174,268,096
37Haven Wealth Group$347,023$174,552,792$174,552,792
38Tl Private Wealth$355,270$175,414,694$1,154,539$176,569,233
39Focus Wealth Advisors, Llc$523,167$175,500,000$2,900,000$178,400,000
40Wealth Covenant Group Llc$596,610$176,000,000$176,000,000
41Grunden Financial Advisory, Inc.$194,604$182,538,120$182,538,120
42Stegent Equity Advisors Inc.$495,009$187,912,066$1,676,554$189,588,620
43Engrave Wealth Partners, Llc$400,834$190,138,964$2,261,240$192,400,204
44Financial Life Advisors$347,354$190,450,323$41,582,449$232,032,772
45Barnett Financial, Inc.$424,557$193,173,269$193,173,269
46Teamwork Financial Advisors, Llc$140,638$196,330,583$196,330,583
47Mills Wealth Advisors, Llc$185,016$203,324,973$25,910,316$229,235,289
48Camden Wealth Advisors Llc$1,708,816$206,637,644$3,546,664$210,184,308
49Trinity Legacy Partners, Llc$510,363$211,423,382$50,392,998$261,816,380
50Lifeway Financial Corporation$571,486$214,307,229$214,307,229
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Showing 1 to 50 of 122 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.