RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    51CLEAR SKY FINANCIAL, LP$387,405$116,221,613$116,221,613
    52LIVE OAK WEALTH ADVISORY GROUP, LLC$393,301$125,463,109$125,463,109
    53CULTIVAR CAPITAL, INC.$400,895$319,112,724$319,112,724
    54HAVEN WEALTH GROUP$403,820$260,867,459$260,867,459
    55WPWEALTH LLP$404,317$645,821,639$268,742,490$914,564,129
    56STRATEGIC ADVISORY SERVICES, L.L.C.$404,380$152,855,585$152,855,585
    57HFG WEALTH MANAGEMENT, LLC$412,712$525,794,823$525,794,823
    58BRAZOS CAPITAL$423,134$127,585,289$1,047,321$128,632,610
    59DBA STONE WEALTH MANAGEMENT$423,792$306,873,271$4,614,118$311,487,389
    60RHAME & GORRELL WEALTH MANAGEMENT$425,491$537,821,041$537,821,041
    61PATRON PARTNERS, LLC$426,227$244,505,837$8,246,816$252,752,653
    62J.E. SIMMONS & CO., P.C.$429,592$153,794,049$153,794,049
    63ASPEN WEALTH MANAGEMENT$429,725$284,369,696$7,843,247$292,212,943
    64HERITAGE WEALTH MANAGEMENT$437,966$208,548,000$10,435,140$218,983,140
    65J.K. FINANCIAL, INC.$438,182$168,700,000$168,700,000
    66WATERWAY WEALTH MANAGEMENT, L.L.C.$440,587$498,744,808$498,744,808
    67ALLRED CAPITAL MANAGEMENT, LLC$441,490$367,458,220$35,180,922$402,639,142
    68FMP WEALTH ADVISERS$447,611$895,814,000$45,959,000$941,773,000
    69PROVIDENT FINANCIAL PLANNING, LLC$448,538$99,004,023$8,196,566$107,200,589
    70STEWARD WEALTH MANAGEMENT$459,387$507,163,091$507,163,091
    71SILICON HILLS WEALTH MANAGEMENT$461,838$271,037,498$2,370,510$273,408,008
    72PARROTT WEALTH MANAGEMENT, LLC$469,752$161,125,000$161,125,000
    73VANNOY ADVISORY GROUP, INC.$471,231$126,289,783$126,289,783
    74ROSEROCK WEALTH MANAGEMENT, LLC$483,217$132,500,000$5,700,000$138,200,000
    75LD LOWE WEALTH ADVISORY$484,437$120,140,383$120,140,383
    76RICHARD P. SLAUGHTER ASSOCIATES, INC.$486,710$741,546,369$13,827,189$755,373,558
    77INVESTMENT ADVISORY SERVICES, INC$490,158$427,908,045$427,908,045
    78TL PRIVATE WEALTH$490,692$282,638,789$282,638,789
    79KEENER FINANCIAL PLANNING$494,674$212,457,431$2,725,966$215,183,397
    80FINANCIAL LIFE ADVISORS$500,078$281,565,731$78,990,591$360,556,322
    81CONSILIUM WEALTH ADVISORY, LLC$510,762$247,719,618$247,719,618
    82DELOS WEALTH ADVISORS$513,924$129,660,011$876,800$130,536,811
    83HERITAGE FINANCIAL PLANNING$520,828$262,497,085$262,497,085
    84BEAIRD HARRIS$525,799$1,402,052,000$120,662,000$1,522,714,000
    85SECURE FINANCIAL MANAGEMENT$530,318$164,398,425$164,398,425
    86STOWE FINANCIAL PLANNING, L.L.C.$534,632$145,420,000$145,420,000
    87THE SUM$535,583$128,004,388$128,004,388
    88ROTH FINANCIAL PARTNERS LLC$538,166$359,494,846$359,494,846
    89HORIZON WEALTH ADVISORS$539,150$319,913,586$45,629,911$365,543,497
    90KEENE & DORCHAK$541,242$166,262,698$1,522,228$167,784,926
    91KMH WEALTH MANAGEMENT, LLC$544,121$639,400,430$11,368,738$650,769,168
    92NO FATE BWWM$546,584$103,581,425$22,679,384$126,260,809
    93PENNEY FINANCIAL$552,759$127,687,390$127,687,390
    94TRINITY LEGACY PARTNERS, LLC$553,329$325,609,741$37,374,141$362,983,882
    95BEACON FINANCIAL ADVISORS LTD$553,682$313,152,905$6,875,274$320,028,179
    96LAUTERBACH FINANCIAL ADVISORS, LLC$556,110$524,558,268$1,521,769$526,080,037
    97CORDA INVESTMENT MANAGEMENT, LLC$556,491$1,445,659,872$54,084,429$1,499,744,301
    98THE FINANCIAL ADVISORY GROUP, INC.$557,177$1,200,159,117$1,200,159,117
    99SFMG WEALTH ADVISORS$557,538$1,844,382,981$130,975,596$1,975,358,577
    100CAERUS INVESTMENT ADVISORS, LLC$561,612$149,010,444$55,416,430$204,426,874
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.