RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    101MILLER EQUITY CAPITAL ADVISORS$606,875$138,367,494$138,367,494
    102MILLER GLOBAL INVESTMENTS, L.L.C.$1,017,134$164,775,737$164,775,737
    103MILLS WEALTH ADVISORS, LLC$223,355$260,787,437$32,031,411$292,818,848
    104MOSS, LUSE & WOMBLE, LLC$202,508$298,700,000$298,700,000
    105NEW CAPITAL MANAGEMENT, LP$3,868,687$369,000,000$14,000,000$383,000,000
    106NO FATE BWWM$546,584$103,581,425$22,679,384$126,260,809
    107OPTIMA ASSET MANAGEMENT INC$2,555,546$669,553,144$669,553,144
    108PALADINI FINANCIAL ADVISORS, LLC$307,417$162,008,884$162,008,884
    109PARAGON FINANCIAL ADVISORS$339,079$553,377,657$553,377,657
    110PARATUS FINANCIAL, INC.$1,168,327$294,430,035$199,772,313$494,202,348
    111PARKER FINANCIAL ADVISORS LLC$580,966$194,796,490$408,022$195,204,512
    112PARKSTONE WEALTH MANAGEMENT, LLC$2,056,163$170,661,553$170,661,553
    113PARROTT WEALTH MANAGEMENT, LLC$469,752$161,125,000$161,125,000
    114PATRON PARTNERS, LLC$426,227$244,505,837$8,246,816$252,752,653
    115PAUL COMSTOCK PARTNERS$30,318,857$3,365,393,181$3,365,393,181
    116PENNEY FINANCIAL$552,759$127,687,390$127,687,390
    117PERSONAL MONEY PLANNING, LLC$218,655$120,916,461$120,916,461
    118PIN OAK INVESTMENT ADVISORS INC$888,455$616,588,013$616,588,013
    119PIONEER WEALTH MANAGEMENT GROUP, INC$154,229$154,000,000$1,000,000$155,000,000
    120PROVIDENT FINANCIAL PLANNING, LLC$448,538$99,004,023$8,196,566$107,200,589
    121QUADCAP WEALTH MANAGEMENT, LLC$614,386$680,926,918$4,727,999$685,654,917
    122REDBUD ADVISORS$601,233$117,240,530$117,240,530
    123RELEVANCE CAPITAL MANAGEMENT$1,332,441$325,115,698$325,115,698
    124REQUISITE CAPITAL MANAGEMENT LLC$2,199,514$489,190,675$559,977,584$1,049,168,259
    125RGT WEALTH ADVISORS$1,257,080$5,555,737,222$195,402,804$5,751,140,026
    126RHAME & GORRELL WEALTH MANAGEMENT$425,491$537,821,041$537,821,041
    127RICHARD P. SLAUGHTER ASSOCIATES, INC.$486,710$741,546,369$13,827,189$755,373,558
    128ROSEROCK WEALTH MANAGEMENT, LLC$483,217$132,500,000$5,700,000$138,200,000
    129ROTH FINANCIAL PARTNERS LLC$538,166$359,494,846$359,494,846
    130SATHER FINANCIAL GROUP, INC.$1,225,133$1,430,955,241$1,430,955,241
    131SAXON FINANCIAL GROUP$324,536$299,705,318$149,128,428$448,833,746
    132SCHERER FINANCIAL ADVISORY SERVICES, LLC$307,434$112,301,175$10,057,632$122,358,807
    133SCHUBERT & COMPANY, INC.$678,142$322,795,724$322,795,724
    134SECURE FINANCIAL MANAGEMENT$530,318$164,398,425$164,398,425
    135SEQUENT ASSET MANAGEMENT, LLC$1,759,124$377,413,283$433,542,857$810,956,140
    136SFMG WEALTH ADVISORS$557,538$1,844,382,981$130,975,596$1,975,358,577
    137SHELTON WEALTH MANAGEMENT, LLC$688,258$189,590,083$87,089,498$276,679,581
    138SILICON HILLS WEALTH MANAGEMENT$461,838$271,037,498$2,370,510$273,408,008
    139SINECERA CAPITAL, LLC$1,245,054$112,508,806$4,526,269$117,035,075
    140SIZEMORE CAPITAL MANAGEMENT, LLC$123,570$109,483,441$109,483,441
    141SLOAN INVESTMENT MANAGEMENT, L.L.C.$2,214,597$665,656,768$3,151,435$668,808,203
    142SOLUTIONS 4 WEALTH$281,082$63,816,122$79,535,689$143,351,811
    143STARFOX FINANCIAL SERVICES, LLC$323,887$162,381,500$35,513,349$197,894,849
    144STEGENT EQUITY ADVISORS INC.$571,534$225,147,361$1,751,490$226,898,851
    145STEWARD WEALTH MANAGEMENT$459,387$507,163,091$507,163,091
    146STOREHOUSE FINANCIAL LLC$165,390$119,576,759$119,576,759
    147STOWE FINANCIAL PLANNING, L.L.C.$534,632$145,420,000$145,420,000
    148STRATEGIC ADVISORY SERVICES, L.L.C.$404,380$152,855,585$152,855,585
    149STRATEGIC FINANCIAL PLANNING, INC.$311,308$163,436,933$163,436,933
    150T.O.S. ADVISORS, LLC$1,469,866$306,947,116$203,096,455$510,043,571
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.