RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    51SEQUENT ASSET MANAGEMENT, LLC$1,759,124$377,413,283$433,542,857$810,956,140
    52SECURE FINANCIAL MANAGEMENT$530,318$164,398,425$164,398,425
    53SCHUBERT & COMPANY, INC.$678,142$322,795,724$322,795,724
    54SCHERER FINANCIAL ADVISORY SERVICES, LLC$307,434$112,301,175$10,057,632$122,358,807
    55SAXON FINANCIAL GROUP$324,536$299,705,318$149,128,428$448,833,746
    56SATHER FINANCIAL GROUP, INC.$1,225,133$1,430,955,241$1,430,955,241
    57ROTH FINANCIAL PARTNERS LLC$538,166$359,494,846$359,494,846
    58ROSEROCK WEALTH MANAGEMENT, LLC$483,217$132,500,000$5,700,000$138,200,000
    59RICHARD P. SLAUGHTER ASSOCIATES, INC.$486,710$741,546,369$13,827,189$755,373,558
    60RHAME & GORRELL WEALTH MANAGEMENT$425,491$537,821,041$537,821,041
    61RGT WEALTH ADVISORS$1,257,080$5,555,737,222$195,402,804$5,751,140,026
    62REQUISITE CAPITAL MANAGEMENT LLC$2,199,514$489,190,675$559,977,584$1,049,168,259
    63RELEVANCE CAPITAL MANAGEMENT$1,332,441$325,115,698$325,115,698
    64REDBUD ADVISORS$601,233$117,240,530$117,240,530
    65QUADCAP WEALTH MANAGEMENT, LLC$614,386$680,926,918$4,727,999$685,654,917
    66PROVIDENT FINANCIAL PLANNING, LLC$448,538$99,004,023$8,196,566$107,200,589
    67PIONEER WEALTH MANAGEMENT GROUP, INC$154,229$154,000,000$1,000,000$155,000,000
    68PIN OAK INVESTMENT ADVISORS INC$888,455$616,588,013$616,588,013
    69PERSONAL MONEY PLANNING, LLC$218,655$120,916,461$120,916,461
    70PENNEY FINANCIAL$552,759$127,687,390$127,687,390
    71PAUL COMSTOCK PARTNERS$30,318,857$3,365,393,181$3,365,393,181
    72PATRON PARTNERS, LLC$426,227$244,505,837$8,246,816$252,752,653
    73PARROTT WEALTH MANAGEMENT, LLC$469,752$161,125,000$161,125,000
    74PARKSTONE WEALTH MANAGEMENT, LLC$2,056,163$170,661,553$170,661,553
    75PARKER FINANCIAL ADVISORS LLC$580,966$194,796,490$408,022$195,204,512
    76PARATUS FINANCIAL, INC.$1,168,327$294,430,035$199,772,313$494,202,348
    77PARAGON FINANCIAL ADVISORS$339,079$553,377,657$553,377,657
    78PALADINI FINANCIAL ADVISORS, LLC$307,417$162,008,884$162,008,884
    79OPTIMA ASSET MANAGEMENT INC$2,555,546$669,553,144$669,553,144
    80NO FATE BWWM$546,584$103,581,425$22,679,384$126,260,809
    81NEW CAPITAL MANAGEMENT, LP$3,868,687$369,000,000$14,000,000$383,000,000
    82MOSS, LUSE & WOMBLE, LLC$202,508$298,700,000$298,700,000
    83MILLS WEALTH ADVISORS, LLC$223,355$260,787,437$32,031,411$292,818,848
    84MILLER GLOBAL INVESTMENTS, L.L.C.$1,017,134$164,775,737$164,775,737
    85MILLER EQUITY CAPITAL ADVISORS$606,875$138,367,494$138,367,494
    86MERIDIAN WEALTH ADVISORS, LLC$827,462$1,006,831,794$10,945,886$1,017,777,680
    87MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC$261,658$462,873,543$462,873,543
    88MCDONALD CAPITAL MANAGEMENT$676,481$233,385,998$233,385,998
    89MARTIN CAPITAL ADVISORS, LLP$1,382,583$168,737,906$1,319,833$170,057,739
    90MAQRO ADVISORS LLC$213,899$18,185,813$123,201,377$141,387,190
    91M.C. BYRD WEALTH MANAGEMENT, LLC$270,484$184,284,080$53,471,206$237,755,286
    92LUCIEN STIRLING & GRAY ADVISORY GROUP INC$208,402$93,099,607$37,151,393$130,251,000
    93LIVE OAK WEALTH ADVISORY GROUP, LLC$393,301$125,463,109$125,463,109
    94LIFEWAY FINANCIAL CORPORATION$678,544$271,417,780$271,417,780
    95LEGACY ASSET MANAGEMENT, INC.$695,079$139,015,884$139,015,884
    96LEE FINANCIAL COMPANY, LLC$894,850$1,303,848,268$2,633,020$1,306,481,288
    97LD LOWE WEALTH ADVISORY$484,437$120,140,383$120,140,383
    98LBJ FAMILY WEALTH ADVISORS, LTD.$4,013,143$361,182,830$361,182,830
    99LAUTERBACH FINANCIAL ADVISORS, LLC$556,110$524,558,268$1,521,769$526,080,037
    100LAKE HILLS WEALTH MANAGEMENT, LLC$231,796$160,866,640$160,866,640
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.