RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Barker Wealth Management, LLC$642,060$110,434,260$110,434,260
2Columbia River Financial Group, LLC$248,558$100,969,189$9,887,865$110,857,054
3Buckley Investment Group, LLC$390,738$114,095,579$114,095,579
4Hallett Investments, LLC$158,810$114,819,960$114,819,960
5ASSET PLANNING & MANAGEMENT, INC.$1,465,827$117,266,150$117,266,150
6Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
7PRIVATE ASSET MANAGEMENT INC$526,725$10,638,337$116,302,489$126,940,826
8The Planner'S Edge LLC$583,245$127,147,487$127,147,487
9Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
10John T. Mccarthy, LLC$1,231,481$133,000,000$133,000,000
11Stolz & Associates, Ps$417,100$116,876,271$17,012,757$133,889,028
12Waycross Investment Management Company$1,053,401$134,835,353$134,835,353
13Seattle Wealth Management LLC$414,634$136,000,000$136,000,000
14Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
15My Personal CFO, LLC$1,130,843$141,355,357$141,355,357
16Brooks, Hughes & Jones, Inc.$542,256$142,071,013$142,071,013
17Moulton Wealth Management, Inc$243,701$142,565,000$142,565,000
18Helmsman Financial Group, LLC$560,380$53,610,175$89,847,023$143,457,198
19Lesa Sroufe & Company, Inc.$580,769$137,788,782$14,372,699$152,161,481
20Kaufman Kampe Advisors LLC$475,622$154,577,200$154,577,200
21Truenorth Financial Services, LLC$388,085$157,174,402$157,174,402
22R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
23Agate Pass Investment Management, LLC$707,015$180,288,735$180,288,735
24Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
25Financial Forum, Inc.$139,213$182,508,594$182,508,594
26Breakwater Investment Management, LLC$738,257$191,208,464$191,208,464
27Seneschal Advisors, LLC$388,782$191,669,405$191,669,405
28Smart Portfolios, LLC$508,136$193,008,564$2,115,660$195,124,224
29Jarvis Financial Services, Inc.$330,860$191,000,000$5,200,000$196,200,000
30Kaizen Financial Advisors, LLC$347,617$157,462,863$44,502,872$201,965,735
31Miller Advisors Inc$462,351$187,916,830$17,367,128$205,283,958
32Hamrick Investment Counsel, LLC$965,513$219,171,346$219,171,346
33Bear Mountain Capital Inc.$331,478$222,912,580$835,315$223,747,895
34Jeffrey Jay Bogdanovich$1,473,835$225,496,783$225,496,783
35Unionview, LLC$516,177$226,609,076$3,089,845$229,698,921
36S. R. Schill & Associates Inc.$407,213$228,318,118$2,978,733$231,296,851
37Wayfinding Financial, LLC$260,258$228,974,655$2,655,266$231,629,921
38Ramsey & Associates Inc$728,224$63,550,939$175,306,455$238,857,394
39Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
40Sovereign Wealth Advisors, Inc.$401,505$239,057,678$40,791,209$279,848,887
41Soundview Advisors, Inc.$300,549$276,447,038$6,369,252$282,816,290
42Chaney Capital Management Inc.$315,127$283,299,003$283,299,003
43Bellevue Asset Management, LLC$504,768$296,803,634$296,803,634
44TALBOT FINANCIAL, LLC$1,590,481$321,078,631$198,500$321,277,131
45Lakeside Advisors Inc$554,927$326,063,560$9,667,082$335,730,642
46Robinswood Financial LLC$306,534$334,223,205$2,657,276$336,880,481
47Security First Advisors, Inc.$194,933$338,014,365$338,014,365
48Northern Capital Management, Inc.$198,482$341,192,244$395,091$341,587,335
49Integrity Financial Corporation$251,331$279,771,214$81,140,653$360,911,867
50Harbour Investment Management L.L.C.$730,079$365,039,380$365,039,380
Next Page »

Showing 1 to 50 of 99 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.