RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hallett Advisors$131,625$104,773,524$104,773,524
2Asset Planning & Management, Inc.$1,329,275$105,012,694$105,012,694
3Kaufman Kampe Advisors$393,952$109,124,626$109,124,626
4Fort Vancouver Investment Management, LLC$741,822$110,531,461$110,531,461
5Helmsman Financial Group, LLC$406,600$43,046,748$67,548,344$110,595,092
6Bear Mountain Capital Inc.$223,525$115,097,000$689,000$115,786,000
7Harbour Investment Management L.L.C.$566,142$70,355,065$55,328,529$125,683,594
8Seneschal Advisors, LLC$281,528$138,511,768$138,511,768
9Madison Park Capital Advisors$165,224$131,441,933$8,172,161$139,614,094
10Breakwater Investment Management$334,360$147,118,493$147,118,493
11S.R. Schill & Associates Inc.$315,134$166,467,740$1,498,618$167,966,358
12Miller Advisors, Inc.$339,793$166,499,036$9,853,406$176,352,442
13Sovereign Wealth Advisors, Inc.$281,623$169,889,821$18,797,636$188,687,457
14Dental Wealth Advisors, LLC$287,352$189,652,062$189,652,062
15Bogdanovich Wealth Management PLLC$1,186,112$192,150,221$192,150,221
16Ramsey & Associates Inc$592,271$56,854,852$143,925,139$200,779,991
17Chaney Capital Management Inc.$238,824$203,000,000$203,000,000
18Eq Wealth Management$241,514$187,808,682$15,546,322$203,355,004
19Lesa Sroufe & Company, Inc.$594,054$189,352,312$17,972,380$207,324,692
20Oliver Capital Management$155,011$20,786,551$187,857,767$208,644,318
21Soundview Advisors$227,223$205,500,000$4,000,000$209,500,000
22Bellevue Asset Management$370,701$212,040,932$212,040,932
23Talbot Financial$1,288,627$220,260,473$94,682$220,355,155
24Clear Creek Financial Management, LLC$148,110$257,414,816$257,414,816
25Conway Jarvis$1,203,540$272,000,000$272,000,000
26Trellis Advisors$271,416$265,830,243$6,671,490$272,501,733
27Robinswood Financial$266,623$272,011,165$2,344,402$274,355,567
28Private Advisory Group LLC$323,802$278,591,528$1,497,268$280,088,796
29Northern Capital Management, Inc.$162,014$280,842,393$576,138$281,418,531
30Harbour Investment Management LLC$657,264$290,510,784$290,510,784
31Joslin Capital Advisors LLC$559,703$188,417,629$109,344,171$297,761,800
32HBC Financial Services, PLLC$494,931$262,306,690$39,601,235$301,907,925
33McIlrath & Eck, LLC$164,508$308,288,873$308,288,873
34Executive Wealth Group, LLC$1,403,009$310,064,952$310,064,952
35Quantum Financial Planning Services, Inc.$179,150$290,375,608$26,540,008$316,915,616
36Kutscher Benner Barsness & Stevens, Inc.$541,361$325,357,941$325,357,941
37Columbia River Advisors$309,079$311,436,135$14,023,855$325,459,990
38Capital Planning LLC$280,537$264,541,310$62,564,274$327,105,584
39Ten Capital Investment Advisors$237,492$320,180,182$23,470,566$343,650,748
40Personal Investment Management Inc$368,116$347,501,297$347,501,297
41180 Wealth Advisors, LLC$184,104$275,395,565$87,841,444$363,237,009
42Hart Capital Management, Inc.$346,277$331,391,601$32,199,634$363,591,235
43Financial Insights Inc$566,105$366,591,409$1,376,605$367,968,014
44Vestory$203,003$360,199,529$21,039,846$381,239,375
45James R. Martin Consulting, Inc$650,181$386,207,585$386,207,585
46Avier Wealth Advisors$282,671$401,768,173$26,760,537$428,528,710
47Strategic Wealth Management Inc$4,711,622$418,234,434$24,658,044$442,892,478
48Leonard Rickey Investment Advisors, PLLC$205,882$428,906,867$15,798,298$444,705,165
49Financial Plan, Inc.$215,087$465,878,923$465,878,923
50Conlon Dart Wealth Management$1,534,686$484,960,806$484,960,806
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Showing 1 to 50 of 73 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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