RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1HALLETT ADVISORS$145,127$104,491,200$104,491,200
2BHJ WEALTH ADVISORS$430,984$114,210,681$114,210,681
3STOLZ & ASSOCIATES, PS$385,400$103,838,748$12,552,105$116,390,853
4FORT VANCOUVER INVESTMENT MANAGEMENT, LLC$247,383$117,012,129$117,012,129
5ASSET PLANNING & MANAGEMENT, INC.$1,465,827$117,266,150$117,266,150
6DENTAL WEALTH ADVISORS, LLC$287,897$122,356,229$122,356,229
7FINANCIAL FORUM, INC.$135,386$125,367,342$125,367,342
8PRIVATE ASSET MANAGEMENT INC$526,725$10,638,337$116,302,489$126,940,826
9KAUFMAN KAMPE ADVISORS$421,018$128,410,391$128,410,391
10HELMSMAN FINANCIAL GROUP, LLC$506,169$50,522,410$78,550,670$129,073,080
11TRUENORTH WEALTH ADVISORS$348,375$132,382,445$132,382,445
12MOULTON WEALTH MANAGEMENT, INC$237,780$141,479,151$141,479,151
13KAIZEN FINANCIAL ADVISORS, LLC$1,112,110$144,049,215$1,637,138$145,686,353
14MOSER WEALTH ADVISORS$409,024$151,338,747$151,338,747
15AGATE PASS INVESTMENT, LLC$653,946$156,292,987$156,292,987
16SENESCHAL ADVISORS, LLC$373,305$161,267,780$161,267,780
17HAMRICK INVESTMENT COUNSEL, LLC$1,240,489$163,744,508$163,744,508
18WAYFINDING FINANCIAL, LLC$193,158$169,399,605$169,399,605
19EVANS CAPITAL MANAGEMENT ASSOCIATES$264,882$109,100,000$60,954,000$170,054,000
20BREAKWATER INVESTMENT MANAGEMENT$373,429$172,150,691$172,150,691
21LESA SROUFE & COMPANY, INC.$625,914$162,224,163$20,542,695$182,766,858
22BEAR MOUNTAIN CAPITAL INC.$290,032$182,829,584$760,416$183,590,000
23S. R. SCHILL & ASSOCIATES INC.$359,009$199,360,783$966,248$200,327,031
24UNIONVIEW WEALTH PARTNERS$535,236$198,369,213$2,879,497$201,248,710
25SMART PORTFOLIOS, LLC$417,914$201,619,195$1,487,043$203,106,238
26MILLER ADVISORS, INC.$393,969$189,622,657$14,847,254$204,469,911
27BOGDANOVICH WEALTH MANAGEMENT PLLC$1,382,523$219,821,159$219,821,159
28RAMSEY & ASSOCIATES INC$671,897$62,199,166$162,886,318$225,085,484
29SOVEREIGN WEALTH ADVISORS, INC.$361,619$196,154,990$33,473,219$229,628,209
30OLIVER CAPITAL MANAGEMENT$168,972$26,306,853$216,337,159$242,644,012
31SOUNDVIEW ADVISORS$264,947$240,148,560$6,251,854$246,400,414
32CHANEY CAPITAL MANAGEMENT INC.$879,620$247,173,340$247,173,340
33BELLEVUE ASSET MANAGEMENT, LLC$461,765$261,820,715$261,820,715
34EQ WEALTH MANAGEMENT$319,783$191,685,702$81,728,615$273,414,317
35ROBINSWOOD FINANCIAL$264,701$281,025,403$1,675,716$282,701,119
36INTEGRITY FINANCIAL CORPORATION$214,648$252,137,956$40,856,126$292,994,082
37SECURITY FIRST ADVISORS$234,873$297,349,257$297,349,257
38EMERALD ADVISORS, LLC$1,117,057$311,658,921$311,658,921
39TALBOT FINANCIAL, LLC$1,590,481$321,078,631$198,500$321,277,131
40CONWAY JARVIS LLC$1,387,931$322,000,000$322,000,000
41NORTHERN CAPITAL MANAGEMENT, INC.$189,661$326,881,141$662,654$327,543,795
42TRELLIS ADVISORS, LLC$311,694$324,890,122$3,947,493$328,837,615
43QUANTUM FINANCIAL PLANNING SERVICES, INC.$185,771$302,376,637$32,754,012$335,130,649
44HARBOUR INVESTMENT MANAGEMENT L.L.C.$704,502$345,206,026$345,206,026
45JOSLIN CAPITAL ADVISORS LLC$646,115$234,653,515$112,956,615$347,610,130
46EXECUTIVE WEALTH GROUP, LLC$1,590,215$353,027,792$353,027,792
47HBC FINANCIAL SERVICES, PLLC$571,963$331,285,896$32,482,871$363,768,767
48COLUMBIA RIVER ADVISORS$374,255$349,327,360$15,945,690$365,273,050
49PRIVATE ADVISORY GROUP LLC$374,093$365,357,250$2,376,000$367,733,250
50PERSONAL INVESTMENT MANAGEMENT INC$420,719$382,433,546$382,433,546
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Showing 1 to 50 of 84 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.