RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
2Financial Forum, Inc.$139,213$182,508,594$182,508,594
3Hallett Investments, LLC$158,810$114,819,960$114,819,960
4Clear Creek Financial Management, LLC$162,329$834,996,069$23,888,493$858,884,562
5Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
6Security First Advisors, Inc.$194,933$338,014,365$338,014,365
7Northern Capital Management, Inc.$198,482$341,192,244$395,091$341,587,335
8Quantum Financial Planning Services, Inc.$199,026$348,632,815$37,876,520$386,509,335
9VESTORY, LLC$207,548$433,424,640$22,351,831$455,776,471
10McIlrath & Eck, LLC$214,028$501,039,323$501,039,323
11Leonard Rickey Investment Advisors, P.L.L.C.$237,918$560,430,525$19,850,930$580,281,455
12Moulton Wealth Management, Inc$243,701$142,565,000$142,565,000
13Financial Plan, Inc.$245,530$713,018,175$713,018,175
14Columbia River Financial Group, LLC$248,558$100,969,189$9,887,865$110,857,054
15180 Wealth Advisors, LLC$248,653$340,000,000$260,000,000$600,000,000
16Integrity Financial Corporation$251,331$279,771,214$81,140,653$360,911,867
17Wayfinding Financial, LLC$260,258$228,974,655$2,655,266$231,629,921
18Tradewinds Capital Management, LLC$260,281$1,009,631,757$1,009,631,757
19R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
20Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
21Martel Wealth Advisors Inc$296,655$692,691,790$123,407,471$816,099,261
22Soundview Advisors, Inc.$300,549$276,447,038$6,369,252$282,816,290
23Robinswood Financial LLC$306,534$334,223,205$2,657,276$336,880,481
24Chaney Capital Management Inc.$315,127$283,299,003$283,299,003
25First Pacific Financial, Inc.$316,683$841,111,158$841,111,158
26Jarvis Financial Services, Inc.$330,860$191,000,000$5,200,000$196,200,000
27Bear Mountain Capital Inc.$331,478$222,912,580$835,315$223,747,895
28EQ, LLC$334,742$271,927,804$96,957,437$368,885,241
29Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
30Ram Investment Partners, LLC$342,524$415,434,597$116,504,857$531,939,454
31Mars Jewett Financial Group, Inc.$345,255$496,322,864$1,535,506$497,858,370
32Kaizen Financial Advisors, LLC$347,617$157,462,863$44,502,872$201,965,735
33Capital Advisors Wealth Management, LLC$350,081$370,864,559$109,796,500$480,661,059
34Ten Capital Wealth Advisors, LLC$354,842$762,866,935$35,173,747$798,040,682
35Trellis Advisors, LLC$355,650$390,599,487$3,460,392$394,059,879
36NEWFOCUS FINANCIAL GROUP, LLC$380,186$602,974,548$602,974,548
37Truenorth Financial Services, LLC$388,085$157,174,402$157,174,402
38Seneschal Advisors, LLC$388,782$191,669,405$191,669,405
39Buckley Investment Group, LLC$390,738$114,095,579$114,095,579
40Personal Investment Management Inc$391,981$487,623,800$487,623,800
41Capital Planning LLC$399,868$493,781,639$1,655,228$495,436,867
42Sovereign Wealth Advisors, Inc.$401,505$239,057,678$40,791,209$279,848,887
43S. R. Schill & Associates Inc.$407,213$228,318,118$2,978,733$231,296,851
44Seattle Wealth Management LLC$414,634$136,000,000$136,000,000
45Stolz & Associates, Ps$417,100$116,876,271$17,012,757$133,889,028
46Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
47HART CAPITAL MANAGEMENT, INC.$431,870$394,927,629$38,669,882$433,597,511
48Private Advisory Group LLC$437,780$475,899,456$843,000$476,742,456
49Columbia River Advisors, LLC$448,681$425,653,677$16,297,097$441,950,774
50Miller Advisors Inc$462,351$187,916,830$17,367,128$205,283,958
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Showing 1 to 50 of 99 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.