RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hallett Advisors$131,625$104,773,524$104,773,524
2The Pacific Financial Group, Inc.$140,495$2,540,649,043$23,954,982$2,564,604,025
3Clear Creek Financial Management, LLC$148,110$257,414,816$257,414,816
4Oliver Capital Management$155,011$20,786,551$187,857,767$208,644,318
5Tradewinds Capital Management$158,400$764,279,147$764,279,147
6Northern Capital Management, Inc.$162,014$280,842,393$576,138$281,418,531
7McIlrath & Eck, LLC$164,508$308,288,873$308,288,873
8Madison Park Capital Advisors$165,224$131,441,933$8,172,161$139,614,094
9Quantum Financial Planning Services, Inc.$179,150$290,375,608$26,540,008$316,915,616
10180 Wealth Advisors, LLC$184,104$275,395,565$87,841,444$363,237,009
11Vestory$203,003$360,199,529$21,039,846$381,239,375
12Leonard Rickey Investment Advisors, PLLC$205,882$428,906,867$15,798,298$444,705,165
13Financial Plan, Inc.$215,087$465,878,923$465,878,923
14Bear Mountain Capital Inc.$223,525$115,097,000$689,000$115,786,000
15Soundview Advisors$227,223$205,500,000$4,000,000$209,500,000
16Ten Capital Investment Advisors$237,492$320,180,182$23,470,566$343,650,748
17Chaney Capital Management Inc.$238,824$203,000,000$203,000,000
18Eq Wealth Management$241,514$187,808,682$15,546,322$203,355,004
19Viridian Ria, LLC$246,794$490,830,487$55,323,710$546,154,197
20First Pacific Financial, Inc.$249,338$556,771,575$556,771,575
21Robinswood Financial$266,623$272,011,165$2,344,402$274,355,567
22Trellis Advisors$271,416$265,830,243$6,671,490$272,501,733
23Capital Planning LLC$280,537$264,541,310$62,564,274$327,105,584
24Seneschal Advisors, LLC$281,528$138,511,768$138,511,768
25Sovereign Wealth Advisors, Inc.$281,623$169,889,821$18,797,636$188,687,457
26Avier Wealth Advisors$282,671$401,768,173$26,760,537$428,528,710
27Dental Wealth Advisors, LLC$287,352$189,652,062$189,652,062
28Columbia River Advisors$309,079$311,436,135$14,023,855$325,459,990
29S.R. Schill & Associates Inc.$315,134$166,467,740$1,498,618$167,966,358
30Private Advisory Group LLC$323,802$278,591,528$1,497,268$280,088,796
31Breakwater Investment Management$334,360$147,118,493$147,118,493
32Miller Advisors, Inc.$339,793$166,499,036$9,853,406$176,352,442
33Hart Capital Management, Inc.$346,277$331,391,601$32,199,634$363,591,235
34NewFocus Financial Group$361,341$503,709,525$503,709,525
35Personal Investment Management Inc$368,116$347,501,297$347,501,297
36Bellevue Asset Management$370,701$212,040,932$212,040,932
37Kaufman Kampe Advisors$393,952$109,124,626$109,124,626
38Helmsman Financial Group, LLC$406,600$43,046,748$67,548,344$110,595,092
39Auxano Advisors$490,702$448,367,100$121,338,400$569,705,500
40HBC Financial Services, PLLC$494,931$262,306,690$39,601,235$301,907,925
41Kutscher Benner Barsness & Stevens, Inc.$541,361$325,357,941$325,357,941
42Joslin Capital Advisors LLC$559,703$188,417,629$109,344,171$297,761,800
43Financial Insights Inc$566,105$366,591,409$1,376,605$367,968,014
44Harbour Investment Management L.L.C.$566,142$70,355,065$55,328,529$125,683,594
45Freestone Capital Management, LLC$568,431$4,041,967,180$647,585,491$4,689,552,671
46Ramsey & Associates Inc$592,271$56,854,852$143,925,139$200,779,991
47Lesa Sroufe & Company, Inc.$594,054$189,352,312$17,972,380$207,324,692
48Paracle Advisors$626,752$897,472,775$8,183,196$905,655,971
49James R. Martin Consulting, Inc$650,181$386,207,585$386,207,585
50Harbour Investment Management LLC$657,264$290,510,784$290,510,784
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Showing 1 to 50 of 73 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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