RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management, Llc$650,018$5,068,194,052$5,068,194,052
2North Star Asset Management Inc$814,929$1,891,452,136$45,633,426$1,937,085,562
3Pegasus Partners$794,851$1,695,304,695$94,699,202$1,790,003,897
4Sadoff Investment Management Llc$1,157,168$1,460,346,509$1,460,346,509
5Diversified Management Inc$829,500$1,162,012,521$89,703,600$1,251,716,121
6Schaper Benz & Wise Investment Counsel Inc$1,406,735$1,026,669,459$21,348,147$1,048,017,606
7Ellenbecker Investment Group$185,766$931,002,235$17,705,817$948,708,052
8Klcm Advisors, Inc.$1,922,409$893,920,294$893,920,294
9Northern Oak Wealth Management, Inc.$921,530$879,488,942$2,415,122$881,904,064
10Financial Planning And Information Services, Inc.$771,505$771,504,952$771,504,952
11Brookfield Investment Partners, Llc$18,529,526$704,121,979$704,121,979
12Isthmus Partners, Llc$591,038$696,242,577$696,242,577
13Resonant Capital Advisors, Llc$280,464$583,997,739$63,874,784$647,872,523
14Milestone Investment Advisors, Llc$531,189$514,359,363$89,071,053$603,430,416
15Pjs Investment Management$1,029,425$574,410,160$24,715,218$599,125,378
16Canopy Wealth Management$362,911$553,833,361$35,533,704$589,367,065
17Thun Financial Advisors$1,168,914$2,000,000$571,936,816$573,936,816
18Kerntke Otto Mcglone Wealth Management Group$166,842$450,927,524$24,904,693$475,832,217
19Advisors Management Group Inc$123,067$439,711,468$32,740,862$472,452,330
20Sja Financial Advisory, Llc$366,934$437,961,402$891,822$438,853,224
21Marietta Investment Partners, Llc$1,467,025$435,706,303$435,706,303
22Copper Harbor Investment Advisors, Llc$2,236,025$359,955,000$45,000$360,000,000
23Next Generation Wealth Management, Inc.$366,086$341,772,508$4,910,972$346,683,480
24Sumnicht & Associates, Llc$462,751$291,092,136$46,253,020$337,345,156
25Mccarthy Grittinger Financial Group, Llc$417,516$277,666,483$30,460,252$308,126,735
26Wfa Asset Management Corp$616,645$269,366,484$16,140,063$285,506,547
27Freedom Wealth Alliance$186,935$274,813,603$1,102,257$275,915,860
28Shakespeare Wealth Management, Inc.$341,143$274,279,242$274,279,242
29Jacobson & Schmitt Advisors, Llc$344,228$257,913,702$9,206,859$267,120,561
30Rmr Wealth Advisors Llc$1,884,155$261,897,539$261,897,539
31Kyle Financial Services$1,584,897$261,507,932$261,507,932
32Midland Financial Advisors, Inc.$254,000$244,310,899$11,974,917$256,285,816
33Financial Service Group Inc$257,076$248,849,259$248,849,259
34Enrich Financial Partners Llc$790,000$233,500,000$3,500,000$237,000,000
35Mendota Financial Group, Llc$233,416$229,214,102$229,214,102
36Charter Capital Management, Inc$725,929$215,974,314$2,530,388$218,504,702
37Operose Advisors Llc$905,195$197,999,542$3,858,831$201,858,373
38T. Anton Investment House, Inc.$210,930$171,486,456$171,486,456
39Michael A. Dubis Financial Planning, Llc$3,273,969$160,424,468$160,424,468
40Windward Wealth Strategies, Inc.$423,838$160,210,670$160,210,670
41Vestura, Llc$739,346$156,741,300$156,741,300
42Access Investment Advisors Inc$623,988$149,133,027$149,133,027
43Walkner Condon Financial Advisors Llc$145,833$137,228,929$137,228,929
44Verus Investment Advisory Group, Inc.$369,454$131,664,194$2,816,928$134,481,122
45Review Services Inc$152,571$132,889,729$132,889,729
46Navigen Wealth Management$184,813$132,695,412$132,695,412
47Financial Fiduciaries, Llc$379,392$130,510,744$130,510,744

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.