RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849
2North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
3Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
4Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
5Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
6Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
7Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
8Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
9Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
10Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
11Isthmus Partners, LLC$512,933$588,847,494$588,847,494
12Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
13PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
14Thun Financial Advisors$1,069,472$434,205,627$434,205,627
15Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
16SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
17Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
18Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
19Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
20McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
21Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
22Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
23RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
24Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
25WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
26Kyle Financial Services$1,443,719$215,114,109$215,114,109
27Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
28Financial Service Group Inc$233,101$196,270,860$196,270,860
29Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
30Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
31Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
32Mendota Financial Group$239,150$185,341,397$185,341,397
33Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
34Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
35Access Investment Advisors Inc$315,851$155,398,881$155,398,881
36Financial Fiduciaries$273,836$143,763,833$143,763,833
37Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
38Review Services Inc$149,454$134,060,322$134,060,322
39Vestura, LLC$621,721$129,939,600$129,939,600
40T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
41Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
42Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
43Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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