RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Review Services Inc$140,658$117,449,233$117,449,233
2THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
3Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
4Central Wealth Management LLC$221,861$118,695,827$118,695,827
5Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
6Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
7Navigen, LLC$233,935$160,713,137$160,713,137
8Access Investment Advisors Inc$330,250$167,106,686$167,106,686
9Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
10Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
11Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
12Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
13Vestura, LLC$927,013$209,504,900$209,504,900
14Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
15T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
16Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
17Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
18KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
19Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
20WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
21Financial Service Group Inc$272,961$284,971,179$284,971,179
22Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
23Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
24Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
25Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
26Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
27RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
28Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
29Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
30McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
31Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
32MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
33Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
34Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
35Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
36Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
37Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
38Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
39P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
40Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
41BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
42Isthmus Partners, LLC$655,146$779,624,047$779,624,047
43Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
44KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
45Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
46Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
47Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
48Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
49Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
50Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
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Showing 1 to 50 of 52 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.