RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Thun Financial Advisors$1,069,472$434,205,627$434,205,627
2Review Services Inc$152,571$132,889,729$132,889,729
3Walkner Condon Financial Advisors Llc$126,420$95,630,815$13,217,192$108,848,007
4Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
5Navigen Wealth Management$182,213$113,336,704$113,336,704
6T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
7Vestura, Llc$621,721$129,939,600$129,939,600
8Michael A. Dubis Financial Planning, Llc$2,883,246$138,395,826$138,395,826
9Financial Fiduciaries, Llc$273,836$143,763,833$143,763,833
10Access Investment Advisors Inc$315,851$155,398,881$155,398,881
11Endowment Wealth Management, Inc.$296,725$156,509,687$1,644,544$158,154,231
12Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
13Voyager Capital Management, Llc$242,705$164,212,685$2,768,342$166,981,027
14Mendota Financial Group, Llc$239,150$185,341,397$185,341,397
15Jacobson & Schmitt Advisors, Llc$322,837$188,536,710$188,536,710
16Shakespeare Wealth Management, Inc.$1,025,400$189,699,001$189,699,001
17Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
18Financial Service Group Inc$233,101$196,270,860$196,270,860
19Wfa Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
20Enrich Financial Partners Llc$736,023$206,823,206$2,943,437$209,766,643
21Kyle Financial Services$1,443,719$215,114,109$215,114,109
22Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
23Mccarthy Grittinger Financial Group, Llc$360,826$221,915,926$33,909,397$255,825,323
24Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
25Poehling Capital Management, Inc.$208,546$228,283,955$282,590$228,566,545
26Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
27Rmr Wealth Advisors Llc$1,538,654$240,029,961$240,029,961
28Sumnicht & Associates, Llc$386,232$247,918,082$52,184,108$300,102,190
29Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
30Copper Harbor Investment Advisors, Llc$2,046,053$310,975,000$25,000$311,000,000
31Kerntke Otto Mcglone Wealth Management Group$125,819$347,916,907$14,190,665$362,107,572
32Sja Financial Advisory, Llc$283,012$362,546,881$557,966$363,104,847
33Resonant Capital Advisors, Llc$589,373$364,778,770$28,332,971$393,111,741
34Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
35Milestone Investment Advisors, Llc$556,713$487,284,000$175,205,000$662,489,000
36Pjs Investment Management$886,831$488,019,711$21,021,079$509,040,790
37Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
38Canopy Wealth Management$371,260$555,629,281$27,620,459$583,249,740
39Isthmus Partners, Llc$512,933$588,847,494$588,847,494
40Brookfield Investment Partners, Llc$17,073,427$648,790,222$648,790,222
41Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
42Northern Oak Wealth Management, Inc.$848,367$756,336,551$2,103,414$758,439,965
43Klcm Advisors, Inc.$1,650,203$759,093,361$759,093,361
44Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
45Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
46Sadoff Investment Management Llc$929,940$1,221,010,573$1,221,010,573
47Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
48North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
49Orgel Wealth Management, Llc$567,014$4,191,363,849$4,191,363,849

Showing 1 to 49 of 49 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.