RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Orgel Wealth Management, LLC | $689,258 | $5,618,834,000 | — | $5,618,834,000 |
| 2 | North Star Asset Management Inc | $916,465 | $2,125,601,296 | $50,087,201 | $2,175,688,497 |
| 3 | Pegasus Partners Ltd. | $828,422 | $1,748,466,452 | $278,681,389 | $2,027,147,841 |
| 4 | Sadoff Investment Management LLC | $1,221,163 | $1,473,943,668 | — | $1,473,943,668 |
| 5 | Diversified Management Inc | $899,491 | $1,288,917,247 | $74,711,421 | $1,363,628,668 |
| 6 | Schaper Benz & Wise Investment Counsel Inc | $1,519,983 | $1,174,132,896 | $17,533,758 | $1,191,666,654 |
| 7 | Financial Planning And Information Services, Inc. | $854,727 | $874,385,377 | — | $874,385,377 |
| 8 | Northern Oak Wealth Management, Inc. | $1,973,063 | $865,501,403 | $2,646,355 | $868,147,758 |
| 9 | KLCM Advisors, Inc. | $1,957,936 | $857,576,139 | — | $857,576,139 |
| 10 | Resonant Capital Advisors, LLC | $390,570 | $797,866,143 | $42,249,025 | $840,115,168 |
| 11 | Isthmus Partners, LLC | $655,146 | $779,624,047 | — | $779,624,047 |
| 12 | BROOKFIELD INVESTMENT PARTNERS, LLC | $18,529,526 | $704,121,979 | — | $704,121,979 |
| 13 | Ern Financial, LLC | $377,194 | $653,934,724 | $62,357,493 | $716,292,217 |
| 14 | P. J. Schmidt Investment Management, Inc | $1,121,055 | $626,487,429 | $25,966,514 | $652,453,943 |
| 15 | Kerntke Otto Mcglone Wealth Management Group | $181,953 | $542,366,203 | $24,054,198 | $566,420,401 |
| 16 | Milestone Investment Advisors, LLC | $519,719 | $522,363,649 | $87,786,368 | $610,150,017 |
| 17 | Sattell, Johnson, Appel Financial Advisory, LLC | $398,055 | $468,421,439 | $487,601 | $468,909,040 |
| 18 | Next Generation Wealth Management, Inc. | $475,979 | $452,478,631 | $6,841,034 | $459,319,665 |
| 19 | Advisors Management Group Inc | $121,617 | $449,770,472 | $35,482,963 | $485,253,435 |
| 20 | Copper Harbor Investment Advisors, LLC | $2,318,586 | $442,817,000 | $33,000 | $442,850,000 |
| 21 | MBE Wealth Management, LLC | $111,250 | $367,124,190 | — | $367,124,190 |
| 22 | Jacobson & Schmitt Advisors, LLC | $450,248 | $354,345,480 | — | $354,345,480 |
| 23 | McCarthy Grittinger Financial Group, LLC | $464,237 | $320,761,632 | $33,915,554 | $354,677,186 |
| 24 | Sumnicht & Associates, LLC | $505,388 | $317,330,231 | $52,613,613 | $369,943,844 |
| 25 | Operose Advisors LLC | $1,118,683 | $316,810,306 | $22,150,668 | $338,960,974 |
| 26 | RMR Wealth Advisors LLC | $2,060,075 | $315,191,474 | — | $315,191,474 |
| 27 | Leverty Financial Group, LLC | $237,395 | $315,034,854 | $1,175,426 | $316,210,280 |
| 28 | Poehling Capital Management, Inc. | $273,705 | $311,219,463 | $4,909,767 | $316,129,230 |
| 29 | Enrich Financial Partners LLC | $1,002,524 | $309,900,000 | $7,900,000 | $317,800,000 |
| 30 | Shakespeare Wealth Management, Inc. | $307,038 | $301,511,336 | — | $301,511,336 |
| 31 | Walkner Condon Financial Advisors LLC | $239,378 | $297,052,214 | $39,033,803 | $336,086,017 |
| 32 | Financial Service Group Inc | $272,961 | $284,971,179 | — | $284,971,179 |
| 33 | WFA Asset Management Corp | $673,206 | $272,447,445 | $17,031,247 | $289,478,692 |
| 34 | Mendota Financial Group, LLC | $292,256 | $265,256,544 | $12,386,861 | $277,643,405 |
| 35 | KYLE FINANCIAL SERVICES | $1,584,897 | $261,507,932 | — | $261,507,932 |
| 36 | Charter Capital Management, Inc. | $820,269 | $249,888,438 | $4,394,806 | $254,283,244 |
| 37 | Madison Wealth Partners, Inc. | $173,206 | $230,914,917 | $4,125,640 | $235,040,557 |
| 38 | T. Anton Investment House, Inc. | $242,383 | $216,690,729 | — | $216,690,729 |
| 39 | Endowment Wealth Management, Inc. | $204,773 | $212,713,885 | $17,040,970 | $229,754,855 |
| 40 | Vestura, LLC | $927,013 | $209,504,900 | — | $209,504,900 |
| 41 | Midland Financial Advisors, Inc. | $301,157 | $203,366,836 | $11,960,386 | $215,327,222 |
| 42 | Voyager Capital Management, LLC | $311,287 | $195,235,665 | $2,431,616 | $197,667,281 |
| 43 | Michael A. Dubis Financial Planning, LLC | $671,958 | $194,867,854 | — | $194,867,854 |
| 44 | Windward Wealth Strategies, Inc. | $2,014,682 | $173,262,637 | — | $173,262,637 |
| 45 | Access Investment Advisors Inc | $330,250 | $167,106,686 | — | $167,106,686 |
| 46 | Navigen, LLC | $233,935 | $160,713,137 | — | $160,713,137 |
| 47 | Fiduciary First Advisors, LLC | $418,373 | $147,685,526 | — | $147,685,526 |
| 48 | Verus Investment Advisory Group, Inc. | $417,410 | $146,510,847 | — | $146,510,847 |
| 49 | Central Wealth Management LLC | $221,861 | $118,695,827 | — | $118,695,827 |
| 50 | Highland Investment Advisors LLC | $228,820 | $116,577,267 | $1,264,991 | $117,842,258 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
