RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
2NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
3PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
4SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
5DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
6SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
7KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
8NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
9FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
10BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
11ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
12RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
13PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
14CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
15MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
16KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
17ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
18SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
19COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
20NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
21SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
22MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
23MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
24SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
25WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
26RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
27KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
28JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
29FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
30ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
31MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
32CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
33OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
34VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
35ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
36T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
37MADISON PARTNERS$166,759$162,256,488$162,256,488
38MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
39WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
40VESTURA, LLC$739,346$156,741,300$156,741,300
41ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
42WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
43NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
44VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
45FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
46THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
47REVIEW SERVICES INC$140,658$117,449,233$117,449,233

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.