RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849
2North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
3Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
4Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
5Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
6Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
7Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
8Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
9Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
10Isthmus Partners, LLC$512,933$588,847,494$588,847,494
11Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
12PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
13Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
14Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
15SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
16Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
17Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
18Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
19RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
20Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
21Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
22McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
23Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
24Kyle Financial Services$1,443,719$215,114,109$215,114,109
25Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
26WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
27Financial Service Group Inc$233,101$196,270,860$196,270,860
28Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
29Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
30Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
31Mendota Financial Group$239,150$185,341,397$185,341,397
32Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
33Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
34Access Investment Advisors Inc$315,851$155,398,881$155,398,881
35Financial Fiduciaries$273,836$143,763,833$143,763,833
36Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
37Vestura, LLC$621,721$129,939,600$129,939,600
38T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
39Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
40Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
41Thun Financial Advisors$1,069,472$434,205,627$434,205,627
42Review Services Inc$149,454$134,060,322$134,060,322
43Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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