RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849
2Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
3Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
4Isthmus Partners, LLC$512,933$588,847,494$588,847,494
5Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
6RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
7Kyle Financial Services$1,443,719$215,114,109$215,114,109
8Financial Service Group Inc$233,101$196,270,860$196,270,860
9Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
10Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
11Mendota Financial Group$239,150$185,341,397$185,341,397
12Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
13Access Investment Advisors Inc$315,851$155,398,881$155,398,881
14Financial Fiduciaries$273,836$143,763,833$143,763,833
15Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
16Vestura, LLC$621,721$129,939,600$129,939,600
17T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
18Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
19Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
20SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
21Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
22Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
23Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
24Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
25Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
26Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
27Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
28Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
29Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
30Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
31PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
32WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
33Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
34North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
35Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
36McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
37Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
38Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
39Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
40Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
41Review Services Inc$149,454$134,060,322$134,060,322
42Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
43Thun Financial Advisors$1,069,472$434,205,627$434,205,627

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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