RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Service Group Inc$272,961$284,971,179$284,971,179
2KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
3Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
4Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
5Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
6Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
7BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
8Navigen, LLC$233,935$160,713,137$160,713,137
9Access Investment Advisors Inc$330,250$167,106,686$167,106,686
10Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
11T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
12KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
13Central Wealth Management LLC$221,861$118,695,827$118,695,827
14MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
15Vestura, LLC$927,013$209,504,900$209,504,900
16Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
17RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
18Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
19Isthmus Partners, LLC$655,146$779,624,047$779,624,047
20Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
21Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
22Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
23Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
24Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
25Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
26Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
27Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
28Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
29Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
30Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
31Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
32Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
33Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
34Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
35WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
36Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
37Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
38Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
39Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
40P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
41McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
42Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
43Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
44Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
45North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
46Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
47Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
48Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
49Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
50Review Services Inc$140,658$117,449,233$117,449,233
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.