RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
2FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
3MADISON PARTNERS$166,759$162,256,488$162,256,488
4KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
5SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
6FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
7SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
8BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
9NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
10ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
11FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
12T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
13KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
14VESTURA, LLC$739,346$156,741,300$156,741,300
15RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
16WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
17MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
18ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
19WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
20ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
21COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
22VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
23SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
24ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
25NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
26CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
27VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
28ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
29OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
30NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
31JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
32WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
33SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
34PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
35KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
36MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
37ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
38CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
39NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
40SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
41RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
42MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
43DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
44PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
45REVIEW SERVICES INC$140,658$117,449,233$117,449,233
46MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
47THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.