RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Financial Service Group Inc | $272,961 | $284,971,179 | — | $284,971,179 |
| 2 | KYLE FINANCIAL SERVICES | $1,584,897 | $261,507,932 | — | $261,507,932 |
| 3 | Sadoff Investment Management LLC | $1,221,163 | $1,473,943,668 | — | $1,473,943,668 |
| 4 | Financial Planning And Information Services, Inc. | $854,727 | $874,385,377 | — | $874,385,377 |
| 5 | Shakespeare Wealth Management, Inc. | $307,038 | $301,511,336 | — | $301,511,336 |
| 6 | Verus Investment Advisory Group, Inc. | $417,410 | $146,510,847 | — | $146,510,847 |
| 7 | BROOKFIELD INVESTMENT PARTNERS, LLC | $18,529,526 | $704,121,979 | — | $704,121,979 |
| 8 | Navigen, LLC | $233,935 | $160,713,137 | — | $160,713,137 |
| 9 | Access Investment Advisors Inc | $330,250 | $167,106,686 | — | $167,106,686 |
| 10 | Fiduciary First Advisors, LLC | $418,373 | $147,685,526 | — | $147,685,526 |
| 11 | T. Anton Investment House, Inc. | $242,383 | $216,690,729 | — | $216,690,729 |
| 12 | KLCM Advisors, Inc. | $1,957,936 | $857,576,139 | — | $857,576,139 |
| 13 | Central Wealth Management LLC | $221,861 | $118,695,827 | — | $118,695,827 |
| 14 | MBE Wealth Management, LLC | $111,250 | $367,124,190 | — | $367,124,190 |
| 15 | Vestura, LLC | $927,013 | $209,504,900 | — | $209,504,900 |
| 16 | Jacobson & Schmitt Advisors, LLC | $450,248 | $354,345,480 | — | $354,345,480 |
| 17 | RMR Wealth Advisors LLC | $2,060,075 | $315,191,474 | — | $315,191,474 |
| 18 | Michael A. Dubis Financial Planning, LLC | $671,958 | $194,867,854 | — | $194,867,854 |
| 19 | Isthmus Partners, LLC | $655,146 | $779,624,047 | — | $779,624,047 |
| 20 | Windward Wealth Strategies, Inc. | $2,014,682 | $173,262,637 | — | $173,262,637 |
| 21 | Orgel Wealth Management, LLC | $689,258 | $5,618,834,000 | — | $5,618,834,000 |
| 22 | Copper Harbor Investment Advisors, LLC | $2,318,586 | $442,817,000 | $33,000 | $442,850,000 |
| 23 | Sattell, Johnson, Appel Financial Advisory, LLC | $398,055 | $468,421,439 | $487,601 | $468,909,040 |
| 24 | Leverty Financial Group, LLC | $237,395 | $315,034,854 | $1,175,426 | $316,210,280 |
| 25 | Highland Investment Advisors LLC | $228,820 | $116,577,267 | $1,264,991 | $117,842,258 |
| 26 | Voyager Capital Management, LLC | $311,287 | $195,235,665 | $2,431,616 | $197,667,281 |
| 27 | Northern Oak Wealth Management, Inc. | $1,973,063 | $865,501,403 | $2,646,355 | $868,147,758 |
| 28 | Madison Wealth Partners, Inc. | $173,206 | $230,914,917 | $4,125,640 | $235,040,557 |
| 29 | Charter Capital Management, Inc. | $820,269 | $249,888,438 | $4,394,806 | $254,283,244 |
| 30 | Poehling Capital Management, Inc. | $273,705 | $311,219,463 | $4,909,767 | $316,129,230 |
| 31 | Next Generation Wealth Management, Inc. | $475,979 | $452,478,631 | $6,841,034 | $459,319,665 |
| 32 | Enrich Financial Partners LLC | $1,002,524 | $309,900,000 | $7,900,000 | $317,800,000 |
| 33 | Midland Financial Advisors, Inc. | $301,157 | $203,366,836 | $11,960,386 | $215,327,222 |
| 34 | Mendota Financial Group, LLC | $292,256 | $265,256,544 | $12,386,861 | $277,643,405 |
| 35 | WFA Asset Management Corp | $673,206 | $272,447,445 | $17,031,247 | $289,478,692 |
| 36 | Endowment Wealth Management, Inc. | $204,773 | $212,713,885 | $17,040,970 | $229,754,855 |
| 37 | Schaper Benz & Wise Investment Counsel Inc | $1,519,983 | $1,174,132,896 | $17,533,758 | $1,191,666,654 |
| 38 | Operose Advisors LLC | $1,118,683 | $316,810,306 | $22,150,668 | $338,960,974 |
| 39 | Kerntke Otto Mcglone Wealth Management Group | $181,953 | $542,366,203 | $24,054,198 | $566,420,401 |
| 40 | P. J. Schmidt Investment Management, Inc | $1,121,055 | $626,487,429 | $25,966,514 | $652,453,943 |
| 41 | McCarthy Grittinger Financial Group, LLC | $464,237 | $320,761,632 | $33,915,554 | $354,677,186 |
| 42 | Advisors Management Group Inc | $121,617 | $449,770,472 | $35,482,963 | $485,253,435 |
| 43 | Walkner Condon Financial Advisors LLC | $239,378 | $297,052,214 | $39,033,803 | $336,086,017 |
| 44 | Resonant Capital Advisors, LLC | $390,570 | $797,866,143 | $42,249,025 | $840,115,168 |
| 45 | North Star Asset Management Inc | $916,465 | $2,125,601,296 | $50,087,201 | $2,175,688,497 |
| 46 | Sumnicht & Associates, LLC | $505,388 | $317,330,231 | $52,613,613 | $369,943,844 |
| 47 | Ern Financial, LLC | $377,194 | $653,934,724 | $62,357,493 | $716,292,217 |
| 48 | Diversified Management Inc | $899,491 | $1,288,917,247 | $74,711,421 | $1,363,628,668 |
| 49 | Milestone Investment Advisors, LLC | $519,719 | $522,363,649 | $87,786,368 | $610,150,017 |
| 50 | Review Services Inc | $140,658 | — | $117,449,233 | $117,449,233 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
