RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
2Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
3Review Services Inc$140,658$117,449,233$117,449,233
4Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
5Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
6Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
7Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
8North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
9Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
10Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
11Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
12McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
13P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
14Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
15Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
16Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
17Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
18WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
19Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
20Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
21Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
22Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
23Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
24Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
25Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
26Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
27Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
28Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
29Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
30Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
31Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
32Financial Service Group Inc$272,961$284,971,179$284,971,179
33KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
34Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
35Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
36Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
37Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
38BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
39Navigen, LLC$233,935$160,713,137$160,713,137
40Access Investment Advisors Inc$330,250$167,106,686$167,106,686
41Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
42T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
43KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
44Central Wealth Management LLC$221,861$118,695,827$118,695,827
45MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
46Vestura, LLC$927,013$209,504,900$209,504,900
47Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
48RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
49Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
50Isthmus Partners, LLC$655,146$779,624,047$779,624,047
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.