RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
2MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
3REVIEW SERVICES INC$140,658$117,449,233$117,449,233
4PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
5DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
6MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
7RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
8SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
9NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
10CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
11ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
12MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
13KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
14PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
15SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
16WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
17JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
18NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
19OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
20ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
21VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
22CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
23NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
24ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
25SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
26VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
27COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
28MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
29FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
30MADISON PARTNERS$166,759$162,256,488$162,256,488
31KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
32SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
33FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
34SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
35BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
36NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
37ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
38FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
39T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
40KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
41VESTURA, LLC$739,346$156,741,300$156,741,300
42RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
43WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
44MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
45ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
46WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
47ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.