RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Review Services Inc$140,658$117,449,233$117,449,233
2Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
3Central Wealth Management LLC$221,861$118,695,827$118,695,827
4Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
5Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
6Navigen, LLC$233,935$160,713,137$160,713,137
7Access Investment Advisors Inc$330,250$167,106,686$167,106,686
8Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
9Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
10Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
11Vestura, LLC$927,013$209,504,900$209,504,900
12Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
13T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
14Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
15Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
16Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
17KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
18Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
19Financial Service Group Inc$272,961$284,971,179$284,971,179
20WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
21Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
22RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
23Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
24Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
25Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
26Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
27Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
28Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
29McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
30MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
31Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
32Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
33Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
34Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
35Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
36Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
37Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
38THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
39P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
40BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
41Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
42Isthmus Partners, LLC$655,146$779,624,047$779,624,047
43Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
44KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
45Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
46Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
47Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
48Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
49Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
50Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.