RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Fiduciaries, Llc$379,392$130,510,744$130,510,744
2Navigen Wealth Management$184,813$132,695,412$132,695,412
3Review Services Inc$152,571$132,889,729$132,889,729
4Verus Investment Advisory Group, Inc.$369,454$131,664,194$2,816,928$134,481,122
5Walkner Condon Financial Advisors Llc$145,833$137,228,929$137,228,929
6Access Investment Advisors Inc$623,988$149,133,027$149,133,027
7Vestura, Llc$739,346$156,741,300$156,741,300
8Windward Wealth Strategies, Inc.$423,838$160,210,670$160,210,670
9Michael A. Dubis Financial Planning, Llc$3,273,969$160,424,468$160,424,468
10T. Anton Investment House, Inc.$210,930$171,486,456$171,486,456
11Operose Advisors Llc$905,195$197,999,542$3,858,831$201,858,373
12Charter Capital Management, Inc$725,929$215,974,314$2,530,388$218,504,702
13Mendota Financial Group, Llc$233,416$229,214,102$229,214,102
14Enrich Financial Partners Llc$790,000$233,500,000$3,500,000$237,000,000
15Financial Service Group Inc$257,076$248,849,259$248,849,259
16Midland Financial Advisors, Inc.$254,000$244,310,899$11,974,917$256,285,816
17Kyle Financial Services$1,584,897$261,507,932$261,507,932
18Rmr Wealth Advisors Llc$1,884,155$261,897,539$261,897,539
19Jacobson & Schmitt Advisors, Llc$344,228$257,913,702$9,206,859$267,120,561
20Shakespeare Wealth Management, Inc.$341,143$274,279,242$274,279,242
21Freedom Wealth Alliance$186,935$274,813,603$1,102,257$275,915,860
22Wfa Asset Management Corp$616,645$269,366,484$16,140,063$285,506,547
23Mccarthy Grittinger Financial Group, Llc$417,516$277,666,483$30,460,252$308,126,735
24Sumnicht & Associates, Llc$462,751$291,092,136$46,253,020$337,345,156
25Next Generation Wealth Management, Inc.$366,086$341,772,508$4,910,972$346,683,480
26Copper Harbor Investment Advisors, Llc$2,236,025$359,955,000$45,000$360,000,000
27Marietta Investment Partners, Llc$1,467,025$435,706,303$435,706,303
28Sja Financial Advisory, Llc$366,934$437,961,402$891,822$438,853,224
29Advisors Management Group Inc$123,067$439,711,468$32,740,862$472,452,330
30Kerntke Otto Mcglone Wealth Management Group$166,842$450,927,524$24,904,693$475,832,217
31Thun Financial Advisors$1,168,914$2,000,000$571,936,816$573,936,816
32Canopy Wealth Management$362,911$553,833,361$35,533,704$589,367,065
33Pjs Investment Management$1,029,425$574,410,160$24,715,218$599,125,378
34Milestone Investment Advisors, Llc$531,189$514,359,363$89,071,053$603,430,416
35Resonant Capital Advisors, Llc$280,464$583,997,739$63,874,784$647,872,523
36Isthmus Partners, Llc$591,038$696,242,577$696,242,577
37Brookfield Investment Partners, Llc$18,529,526$704,121,979$704,121,979
38Financial Planning And Information Services, Inc.$771,505$771,504,952$771,504,952
39Northern Oak Wealth Management, Inc.$921,530$879,488,942$2,415,122$881,904,064
40Klcm Advisors, Inc.$1,922,409$893,920,294$893,920,294
41Ellenbecker Investment Group$185,766$931,002,235$17,705,817$948,708,052
42Schaper Benz & Wise Investment Counsel Inc$1,406,735$1,026,669,459$21,348,147$1,048,017,606
43Diversified Management Inc$829,500$1,162,012,521$89,703,600$1,251,716,121
44Sadoff Investment Management Llc$1,157,168$1,460,346,509$1,460,346,509
45Pegasus Partners$794,851$1,695,304,695$94,699,202$1,790,003,897
46North Star Asset Management Inc$814,929$1,891,452,136$45,633,426$1,937,085,562
47Orgel Wealth Management, Llc$650,018$5,068,194,052$5,068,194,052

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.