RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1REVIEW SERVICES INC$140,658$117,449,233$117,449,233
2FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
3NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
4VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
5WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
6ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
7VESTURA, LLC$739,346$156,741,300$156,741,300
8WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
9MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
10MADISON PARTNERS$166,759$162,256,488$162,256,488
11T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
12ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
13VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
14OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
15CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
16MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
17ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
18FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
19KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
20RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
21JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
22SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
23WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
24MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
25SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
26NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
27COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
28MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
29SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
30ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
31KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
32PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
33MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
34CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
35THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
36RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
37ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
38BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
39FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
40NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
41KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
42SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
43DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
44SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
45PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
46NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
47ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.