RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
2Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
3Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
4T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
5Vestura, LLC$621,721$129,939,600$129,939,600
6Review Services Inc$149,454$134,060,322$134,060,322
7Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
8Financial Fiduciaries$273,836$143,763,833$143,763,833
9Access Investment Advisors Inc$315,851$155,398,881$155,398,881
10Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
11Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
12Mendota Financial Group$239,150$185,341,397$185,341,397
13Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
14Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
15Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
16Financial Service Group Inc$233,101$196,270,860$196,270,860
17Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
18Kyle Financial Services$1,443,719$215,114,109$215,114,109
19WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
20Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
21RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
22Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
23Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
24McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
25Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
26Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
27Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
28SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
29Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
30Thun Financial Advisors$1,069,472$434,205,627$434,205,627
31PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
32Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
33Isthmus Partners, LLC$512,933$588,847,494$588,847,494
34Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
35Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
36Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
37Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
38Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
39Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
40Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
41Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
42North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
43Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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