RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Shakespeare Wealth Management, Inc. | $120,859 | — | $102,125,772 | $102,125,772 |
| 2 | Verus Investment Advisory Group, Inc. | $321,293 | $108,721,668 | $2,767,016 | $111,488,684 |
| 3 | Sumnicht & Associates, Llc | $484,594 | $115,333,428 | — | $115,333,428 |
| 4 | T. Anton Investment House, Inc. | $172,822 | $126,678,526 | — | $126,678,526 |
| 5 | Vestura, LLC | $621,721 | $129,939,600 | — | $129,939,600 |
| 6 | Review Services Inc | $149,454 | — | $134,060,322 | $134,060,322 |
| 7 | Michael A. Dubis Financial Planning, LLC | $2,883,246 | $138,395,826 | — | $138,395,826 |
| 8 | Financial Fiduciaries | $273,836 | $143,763,833 | — | $143,763,833 |
| 9 | Access Investment Advisors Inc | $315,851 | $155,398,881 | — | $155,398,881 |
| 10 | Windward Wealth Strategies, Inc. | $366,569 | $157,258,057 | — | $157,258,057 |
| 11 | Voyager Capital Management | $242,705 | $164,212,685 | $2,768,342 | $166,981,027 |
| 12 | Mendota Financial Group | $239,150 | $185,341,397 | — | $185,341,397 |
| 13 | Jacobson & Schmitt Advisors | $322,837 | $188,536,710 | — | $188,536,710 |
| 14 | Shakespeare Wealth Management | $1,025,400 | $189,699,001 | — | $189,699,001 |
| 15 | Charter Capital Management, Inc | $667,893 | $192,563,587 | $2,461,160 | $195,024,747 |
| 16 | Financial Service Group Inc | $233,101 | $196,270,860 | — | $196,270,860 |
| 17 | Enrich Financial Partners LLC | $736,023 | $206,823,206 | $2,943,437 | $209,766,643 |
| 18 | Kyle Financial Services | $1,443,719 | $215,114,109 | — | $215,114,109 |
| 19 | WFA Asset Management Corp | $501,168 | $202,827,095 | $21,195,034 | $224,022,129 |
| 20 | Freedom Wealth Alliance | $156,393 | $225,582,666 | $1,343,886 | $226,926,552 |
| 21 | RMR Wealth Advisors | $1,538,654 | $240,029,961 | — | $240,029,961 |
| 22 | Hogan Financial | $455,759 | $219,537,840 | $22,470,169 | $242,008,009 |
| 23 | Cedarpoint Investment Advisors, Inc. | $218,778 | $229,789,859 | $13,491,377 | $243,281,236 |
| 24 | McCarthy Grittinger Financial Group | $360,826 | $221,915,926 | $33,909,397 | $255,825,323 |
| 25 | Copper Harbor Investment Advisors | $2,000,000 | $269,975,000 | $25,000 | $270,000,000 |
| 26 | Sumnicht & Associates | $386,232 | $247,918,082 | $52,184,108 | $300,102,190 |
| 27 | Next Generation Wealth Management, Inc. | $338,848 | $304,293,300 | $3,041,766 | $307,335,066 |
| 28 | SJA Financial Advisory, LLC | $283,012 | $362,546,881 | $557,966 | $363,104,847 |
| 29 | Advisors Management Group Inc | $105,850 | $367,773,340 | $27,471,455 | $395,244,795 |
| 30 | Thun Financial Advisors | $1,069,472 | — | $434,205,627 | $434,205,627 |
| 31 | PJS Investment Management | $886,831 | $488,019,711 | $21,021,079 | $509,040,790 |
| 32 | Financial Planning And Information Services, Inc. | $547,090 | $517,000,000 | — | $517,000,000 |
| 33 | Isthmus Partners, LLC | $512,933 | $588,847,494 | — | $588,847,494 |
| 34 | Brookfield Investment Partners | $17,073,427 | $648,790,222 | — | $648,790,222 |
| 35 | Milestone Investment Advisors | $556,713 | $487,284,000 | $175,205,000 | $662,489,000 |
| 36 | Ellenbecker Investment Group | $154,048 | $698,726,834 | $13,436,475 | $712,163,309 |
| 37 | Northern Oak Wealth Management. Inc | $848,367 | $756,336,551 | $2,103,414 | $758,439,965 |
| 38 | Schaper Benz & Wise Investment Counsel Inc | $1,269,343 | $814,560,445 | $13,050,999 | $827,611,444 |
| 39 | Diversified Management Inc | $680,907 | $935,022,440 | $84,976,772 | $1,019,999,212 |
| 40 | Sadoff Investment Management | $929,940 | $1,221,010,573 | — | $1,221,010,573 |
| 41 | Pegasus Partners | $741,386 | $1,314,698,063 | $89,486,566 | $1,404,184,629 |
| 42 | North Star Asset Management Inc | $764,815 | $1,551,233,500 | $25,815,519 | $1,577,049,019 |
| 43 | Orgel Wealth Management | $567,014 | $4,191,363,849 | — | $4,191,363,849 |
Showing 1 to 43 of 43 entries
Page 1
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
