RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
2North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
3Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
4Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
5Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
6Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
7Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
8Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
9KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
10Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
11Isthmus Partners, LLC$655,146$779,624,047$779,624,047
12Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
13BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
14P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
15THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
16Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
17Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
18Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
19Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
20Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
21Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
22Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
23MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
24McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
25Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
26Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
27Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
28Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
29Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
30Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
31RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
32Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
33WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
34Financial Service Group Inc$272,961$284,971,179$284,971,179
35Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
36KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
37Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
38Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
39Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
40T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
41Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
42Vestura, LLC$927,013$209,504,900$209,504,900
43Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
44Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
45Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
46Access Investment Advisors Inc$330,250$167,106,686$167,106,686
47Navigen, LLC$233,935$160,713,137$160,713,137
48Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
49Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
50Central Wealth Management LLC$221,861$118,695,827$118,695,827
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.