RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
2Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
3Review Services Inc$140,658$117,449,233$117,449,233
4Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
5Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
6Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
7Central Wealth Management LLC$221,861$118,695,827$118,695,827
8Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
9Navigen, LLC$233,935$160,713,137$160,713,137
10Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
11Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
12T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
13Financial Service Group Inc$272,961$284,971,179$284,971,179
14Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
15Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
16Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
17Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
18Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
19Access Investment Advisors Inc$330,250$167,106,686$167,106,686
20Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
21Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
22Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
23Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
24Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
25Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
26McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
27Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
28Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
29Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
30Isthmus Partners, LLC$655,146$779,624,047$779,624,047
31Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
32WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
33Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
34Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
35Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
36Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
37Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
38North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
39Vestura, LLC$927,013$209,504,900$209,504,900
40Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
41Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
42P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
43Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
44THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
45Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
46KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
47KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
48Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
49Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
50RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.