RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
2MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
3REVIEW SERVICES INC$140,658$117,449,233$117,449,233
4WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
5MADISON PARTNERS$166,759$162,256,488$162,256,488
6KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
7NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
8T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
9MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
10FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
11RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
12ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
13SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
14JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
15CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
16NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
17SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
18VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
19FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
20MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
21WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
22SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
23MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
24ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
25WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
26ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
27ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
28CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
29VESTURA, LLC$739,346$156,741,300$156,741,300
30VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
31FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
32ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
33PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
34NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
35DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
36OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
37NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
38PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
39SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
40THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
41SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
42KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
43RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
44KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
45COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
46MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
47BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.