RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Brookfield Investment Partners, Llc$17,073,427$648,790,222$648,790,222
2Michael A. Dubis Financial Planning, Llc$2,883,246$138,395,826$138,395,826
3Copper Harbor Investment Advisors, Llc$2,046,053$310,975,000$25,000$311,000,000
4Klcm Advisors, Inc.$1,650,203$759,093,361$759,093,361
5Rmr Wealth Advisors Llc$1,538,654$240,029,961$240,029,961
6Kyle Financial Services$1,443,719$215,114,109$215,114,109
7Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
8Thun Financial Advisors$1,069,472$434,205,627$434,205,627
9Shakespeare Wealth Management, Inc.$1,025,400$189,699,001$189,699,001
10Sadoff Investment Management Llc$929,940$1,221,010,573$1,221,010,573
11Pjs Investment Management$886,831$488,019,711$21,021,079$509,040,790
12Northern Oak Wealth Management, Inc.$848,367$756,336,551$2,103,414$758,439,965
13North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
14Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
15Enrich Financial Partners Llc$736,023$206,823,206$2,943,437$209,766,643
16Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
17Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
18Vestura, Llc$621,721$129,939,600$129,939,600
19Resonant Capital Advisors, Llc$589,373$364,778,770$28,332,971$393,111,741
20Orgel Wealth Management, Llc$567,014$4,191,363,849$4,191,363,849
21Milestone Investment Advisors, Llc$556,713$487,284,000$175,205,000$662,489,000
22Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
23Isthmus Partners, Llc$512,933$588,847,494$588,847,494
24Wfa Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
25Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
26Sumnicht & Associates, Llc$386,232$247,918,082$52,184,108$300,102,190
27Canopy Wealth Management$371,260$555,629,281$27,620,459$583,249,740
28Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
29Mccarthy Grittinger Financial Group, Llc$360,826$221,915,926$33,909,397$255,825,323
30Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
31Jacobson & Schmitt Advisors, Llc$322,837$188,536,710$188,536,710
32Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
33Access Investment Advisors Inc$315,851$155,398,881$155,398,881
34Endowment Wealth Management, Inc.$296,725$156,509,687$1,644,544$158,154,231
35Sja Financial Advisory, Llc$283,012$362,546,881$557,966$363,104,847
36Financial Fiduciaries, Llc$273,836$143,763,833$143,763,833
37Voyager Capital Management, Llc$242,705$164,212,685$2,768,342$166,981,027
38Mendota Financial Group, Llc$239,150$185,341,397$185,341,397
39Financial Service Group Inc$233,101$196,270,860$196,270,860
40Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
41Poehling Capital Management, Inc.$208,546$228,283,955$282,590$228,566,545
42Navigen Wealth Management$182,213$113,336,704$113,336,704
43T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
44Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
45Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
46Review Services Inc$152,571$132,889,729$132,889,729
47Walkner Condon Financial Advisors Llc$126,420$95,630,815$13,217,192$108,848,007
48Kerntke Otto Mcglone Wealth Management Group$125,819$347,916,907$14,190,665$362,107,572
49Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795

Showing 1 to 49 of 49 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.