RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
2Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
3RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
4Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
5Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
6KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
7KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
8Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
9THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
10Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
11P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
12Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
13Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
14Vestura, LLC$927,013$209,504,900$209,504,900
15North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
16Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
17Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
18Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
19Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
20Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
21WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
22Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
23Isthmus Partners, LLC$655,146$779,624,047$779,624,047
24Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
25Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
26Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
27McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
28Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
29Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
30Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
31Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
32Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
33Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
34Access Investment Advisors Inc$330,250$167,106,686$167,106,686
35Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
36Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
37Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
38Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
39Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
40Financial Service Group Inc$272,961$284,971,179$284,971,179
41T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
42Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
43Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
44Navigen, LLC$233,935$160,713,137$160,713,137
45Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
46Central Wealth Management LLC$221,861$118,695,827$118,695,827
47Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
48Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
49Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
50Review Services Inc$140,658$117,449,233$117,449,233
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Showing 1 to 50 of 52 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.