RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
2Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
3Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
4RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
5Kyle Financial Services$1,443,719$215,114,109$215,114,109
6Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
7Thun Financial Advisors$1,069,472$434,205,627$434,205,627
8Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
9Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
10PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
11Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
12North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
13Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
14Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
15Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
16Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
17Vestura, LLC$621,721$129,939,600$129,939,600
18Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849
19Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
20Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
21Isthmus Partners, LLC$512,933$588,847,494$588,847,494
22WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
23Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
24Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
25Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
26Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057
27McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
28Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
29Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
30Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
31Access Investment Advisors Inc$315,851$155,398,881$155,398,881
32SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
33Financial Fiduciaries$273,836$143,763,833$143,763,833
34Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
35Mendota Financial Group$239,150$185,341,397$185,341,397
36Financial Service Group Inc$233,101$196,270,860$196,270,860
37Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
38T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
39Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
40Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
41Review Services Inc$149,454$134,060,322$134,060,322
42Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
43Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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