RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Access Investment Advisors Inc$330,250$167,106,686$167,106,686
2Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
3BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
4Central Wealth Management LLC$221,861$118,695,827$118,695,827
5Charter Capital Management, Inc.$820,269$249,888,438$4,394,806$254,283,244
6Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
7Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
8Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
9Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
10Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
11Fiduciary First Advisors, LLC$418,373$147,685,526$147,685,526
12Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
13Financial Service Group Inc$272,961$284,971,179$284,971,179
14Highland Investment Advisors LLC$228,820$116,577,267$1,264,991$117,842,258
15Isthmus Partners, LLC$655,146$779,624,047$779,624,047
16Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
17Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
18KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
19KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
20Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
21Madison Wealth Partners, Inc.$173,206$230,914,917$4,125,640$235,040,557
22MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
23McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
24Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
25Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
26Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
27Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
28Navigen, LLC$233,935$160,713,137$160,713,137
29Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
30North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
31Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
32Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
33Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
34P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
35Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
36Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
37Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
38Review Services Inc$140,658$117,449,233$117,449,233
39RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
40Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
41Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
42Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
43Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
44Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
45T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
46THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
47Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
48Vestura, LLC$927,013$209,504,900$209,504,900
49Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
50Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.