RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Access Investment Advisors Inc | $330,250 | $167,106,686 | — | $167,106,686 |
| 2 | Advisors Management Group Inc | $121,617 | $449,770,472 | $35,482,963 | $485,253,435 |
| 3 | BROOKFIELD INVESTMENT PARTNERS, LLC | $18,529,526 | $704,121,979 | — | $704,121,979 |
| 4 | Central Wealth Management LLC | $221,861 | $118,695,827 | — | $118,695,827 |
| 5 | Charter Capital Management, Inc. | $820,269 | $249,888,438 | $4,394,806 | $254,283,244 |
| 6 | Copper Harbor Investment Advisors, LLC | $2,318,586 | $442,817,000 | $33,000 | $442,850,000 |
| 7 | Diversified Management Inc | $899,491 | $1,288,917,247 | $74,711,421 | $1,363,628,668 |
| 8 | Endowment Wealth Management, Inc. | $204,773 | $212,713,885 | $17,040,970 | $229,754,855 |
| 9 | Enrich Financial Partners LLC | $1,002,524 | $309,900,000 | $7,900,000 | $317,800,000 |
| 10 | Ern Financial, LLC | $377,194 | $653,934,724 | $62,357,493 | $716,292,217 |
| 11 | Fiduciary First Advisors, LLC | $418,373 | $147,685,526 | — | $147,685,526 |
| 12 | Financial Planning And Information Services, Inc. | $854,727 | $874,385,377 | — | $874,385,377 |
| 13 | Financial Service Group Inc | $272,961 | $284,971,179 | — | $284,971,179 |
| 14 | Highland Investment Advisors LLC | $228,820 | $116,577,267 | $1,264,991 | $117,842,258 |
| 15 | Isthmus Partners, LLC | $655,146 | $779,624,047 | — | $779,624,047 |
| 16 | Jacobson & Schmitt Advisors, LLC | $450,248 | $354,345,480 | — | $354,345,480 |
| 17 | Kerntke Otto Mcglone Wealth Management Group | $181,953 | $542,366,203 | $24,054,198 | $566,420,401 |
| 18 | KLCM Advisors, Inc. | $1,957,936 | $857,576,139 | — | $857,576,139 |
| 19 | KYLE FINANCIAL SERVICES | $1,584,897 | $261,507,932 | — | $261,507,932 |
| 20 | Leverty Financial Group, LLC | $237,395 | $315,034,854 | $1,175,426 | $316,210,280 |
| 21 | Madison Wealth Partners, Inc. | $173,206 | $230,914,917 | $4,125,640 | $235,040,557 |
| 22 | MBE Wealth Management, LLC | $111,250 | $367,124,190 | — | $367,124,190 |
| 23 | McCarthy Grittinger Financial Group, LLC | $464,237 | $320,761,632 | $33,915,554 | $354,677,186 |
| 24 | Mendota Financial Group, LLC | $292,256 | $265,256,544 | $12,386,861 | $277,643,405 |
| 25 | Michael A. Dubis Financial Planning, LLC | $671,958 | $194,867,854 | — | $194,867,854 |
| 26 | Midland Financial Advisors, Inc. | $301,157 | $203,366,836 | $11,960,386 | $215,327,222 |
| 27 | Milestone Investment Advisors, LLC | $519,719 | $522,363,649 | $87,786,368 | $610,150,017 |
| 28 | Navigen, LLC | $233,935 | $160,713,137 | — | $160,713,137 |
| 29 | Next Generation Wealth Management, Inc. | $475,979 | $452,478,631 | $6,841,034 | $459,319,665 |
| 30 | North Star Asset Management Inc | $916,465 | $2,125,601,296 | $50,087,201 | $2,175,688,497 |
| 31 | Northern Oak Wealth Management, Inc. | $1,973,063 | $865,501,403 | $2,646,355 | $868,147,758 |
| 32 | Operose Advisors LLC | $1,118,683 | $316,810,306 | $22,150,668 | $338,960,974 |
| 33 | Orgel Wealth Management, LLC | $689,258 | $5,618,834,000 | — | $5,618,834,000 |
| 34 | P. J. Schmidt Investment Management, Inc | $1,121,055 | $626,487,429 | $25,966,514 | $652,453,943 |
| 35 | Pegasus Partners Ltd. | $828,422 | $1,748,466,452 | $278,681,389 | $2,027,147,841 |
| 36 | Poehling Capital Management, Inc. | $273,705 | $311,219,463 | $4,909,767 | $316,129,230 |
| 37 | Resonant Capital Advisors, LLC | $390,570 | $797,866,143 | $42,249,025 | $840,115,168 |
| 38 | Review Services Inc | $140,658 | — | $117,449,233 | $117,449,233 |
| 39 | RMR Wealth Advisors LLC | $2,060,075 | $315,191,474 | — | $315,191,474 |
| 40 | Sadoff Investment Management LLC | $1,221,163 | $1,473,943,668 | — | $1,473,943,668 |
| 41 | Sattell, Johnson, Appel Financial Advisory, LLC | $398,055 | $468,421,439 | $487,601 | $468,909,040 |
| 42 | Schaper Benz & Wise Investment Counsel Inc | $1,519,983 | $1,174,132,896 | $17,533,758 | $1,191,666,654 |
| 43 | Shakespeare Wealth Management, Inc. | $307,038 | $301,511,336 | — | $301,511,336 |
| 44 | Sumnicht & Associates, LLC | $505,388 | $317,330,231 | $52,613,613 | $369,943,844 |
| 45 | T. Anton Investment House, Inc. | $242,383 | $216,690,729 | — | $216,690,729 |
| 46 | THUN FINANCIAL ADVISORS | $1,261,408 | $1,000,000 | $637,272,632 | $638,272,632 |
| 47 | Verus Investment Advisory Group, Inc. | $417,410 | $146,510,847 | — | $146,510,847 |
| 48 | Vestura, LLC | $927,013 | $209,504,900 | — | $209,504,900 |
| 49 | Voyager Capital Management, LLC | $311,287 | $195,235,665 | $2,431,616 | $197,667,281 |
| 50 | Walkner Condon Financial Advisors LLC | $239,378 | $297,052,214 | $39,033,803 | $336,086,017 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
