RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Access Investment Advisors Inc$623,988$149,133,027$149,133,027
2Advisors Management Group Inc$123,067$439,711,468$32,740,862$472,452,330
3Brookfield Investment Partners, Llc$18,529,526$704,121,979$704,121,979
4Canopy Wealth Management$362,911$553,833,361$35,533,704$589,367,065
5Charter Capital Management, Inc$725,929$215,974,314$2,530,388$218,504,702
6Copper Harbor Investment Advisors, Llc$2,236,025$359,955,000$45,000$360,000,000
7Diversified Management Inc$829,500$1,162,012,521$89,703,600$1,251,716,121
8Ellenbecker Investment Group$185,766$931,002,235$17,705,817$948,708,052
9Enrich Financial Partners Llc$790,000$233,500,000$3,500,000$237,000,000
10Financial Fiduciaries, Llc$379,392$130,510,744$130,510,744
11Financial Planning And Information Services, Inc.$771,505$771,504,952$771,504,952
12Financial Service Group Inc$257,076$248,849,259$248,849,259
13Freedom Wealth Alliance$186,935$274,813,603$1,102,257$275,915,860
14Isthmus Partners, Llc$591,038$696,242,577$696,242,577
15Jacobson & Schmitt Advisors, Llc$344,228$257,913,702$9,206,859$267,120,561
16Kerntke Otto Mcglone Wealth Management Group$166,842$450,927,524$24,904,693$475,832,217
17Klcm Advisors, Inc.$1,922,409$893,920,294$893,920,294
18Kyle Financial Services$1,584,897$261,507,932$261,507,932
19Marietta Investment Partners, Llc$1,467,025$435,706,303$435,706,303
20Mccarthy Grittinger Financial Group, Llc$417,516$277,666,483$30,460,252$308,126,735
21Mendota Financial Group, Llc$233,416$229,214,102$229,214,102
22Michael A. Dubis Financial Planning, Llc$3,273,969$160,424,468$160,424,468
23Midland Financial Advisors, Inc.$254,000$244,310,899$11,974,917$256,285,816
24Milestone Investment Advisors, Llc$531,189$514,359,363$89,071,053$603,430,416
25Navigen Wealth Management$184,813$132,695,412$132,695,412
26Next Generation Wealth Management, Inc.$366,086$341,772,508$4,910,972$346,683,480
27North Star Asset Management Inc$814,929$1,891,452,136$45,633,426$1,937,085,562
28Northern Oak Wealth Management, Inc.$921,530$879,488,942$2,415,122$881,904,064
29Operose Advisors Llc$905,195$197,999,542$3,858,831$201,858,373
30Orgel Wealth Management, Llc$650,018$5,068,194,052$5,068,194,052
31Pegasus Partners$794,851$1,695,304,695$94,699,202$1,790,003,897
32Pjs Investment Management$1,029,425$574,410,160$24,715,218$599,125,378
33Resonant Capital Advisors, Llc$280,464$583,997,739$63,874,784$647,872,523
34Review Services Inc$152,571$132,889,729$132,889,729
35Rmr Wealth Advisors Llc$1,884,155$261,897,539$261,897,539
36Sadoff Investment Management Llc$1,157,168$1,460,346,509$1,460,346,509
37Schaper Benz & Wise Investment Counsel Inc$1,406,735$1,026,669,459$21,348,147$1,048,017,606
38Shakespeare Wealth Management, Inc.$341,143$274,279,242$274,279,242
39Sja Financial Advisory, Llc$366,934$437,961,402$891,822$438,853,224
40Sumnicht & Associates, Llc$462,751$291,092,136$46,253,020$337,345,156
41T. Anton Investment House, Inc.$210,930$171,486,456$171,486,456
42Thun Financial Advisors$1,168,914$2,000,000$571,936,816$573,936,816
43Verus Investment Advisory Group, Inc.$369,454$131,664,194$2,816,928$134,481,122
44Vestura, Llc$739,346$156,741,300$156,741,300
45Walkner Condon Financial Advisors Llc$145,833$137,228,929$137,228,929
46Wfa Asset Management Corp$616,645$269,366,484$16,140,063$285,506,547
47Windward Wealth Strategies, Inc.$423,838$160,210,670$160,210,670

Showing 1 to 47 of 47 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.