RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Access Investment Advisors Inc | $315,851 | $155,398,881 | — | $155,398,881 |
| 2 | Advisors Management Group Inc | $105,850 | $367,773,340 | $27,471,455 | $395,244,795 |
| 3 | Brookfield Investment Partners | $17,073,427 | $648,790,222 | — | $648,790,222 |
| 4 | Cedarpoint Investment Advisors, Inc. | $218,778 | $229,789,859 | $13,491,377 | $243,281,236 |
| 5 | Charter Capital Management, Inc | $667,893 | $192,563,587 | $2,461,160 | $195,024,747 |
| 6 | Copper Harbor Investment Advisors | $2,000,000 | $269,975,000 | $25,000 | $270,000,000 |
| 7 | Diversified Management Inc | $680,907 | $935,022,440 | $84,976,772 | $1,019,999,212 |
| 8 | Ellenbecker Investment Group | $154,048 | $698,726,834 | $13,436,475 | $712,163,309 |
| 9 | Enrich Financial Partners LLC | $736,023 | $206,823,206 | $2,943,437 | $209,766,643 |
| 10 | Financial Fiduciaries | $273,836 | $143,763,833 | — | $143,763,833 |
| 11 | Financial Planning And Information Services, Inc. | $547,090 | $517,000,000 | — | $517,000,000 |
| 12 | Financial Service Group Inc | $233,101 | $196,270,860 | — | $196,270,860 |
| 13 | Freedom Wealth Alliance | $156,393 | $225,582,666 | $1,343,886 | $226,926,552 |
| 14 | Hogan Financial | $455,759 | $219,537,840 | $22,470,169 | $242,008,009 |
| 15 | Isthmus Partners, LLC | $512,933 | $588,847,494 | — | $588,847,494 |
| 16 | Jacobson & Schmitt Advisors | $322,837 | $188,536,710 | — | $188,536,710 |
| 17 | Kyle Financial Services | $1,443,719 | $215,114,109 | — | $215,114,109 |
| 18 | McCarthy Grittinger Financial Group | $360,826 | $221,915,926 | $33,909,397 | $255,825,323 |
| 19 | Mendota Financial Group | $239,150 | $185,341,397 | — | $185,341,397 |
| 20 | Michael A. Dubis Financial Planning, LLC | $2,883,246 | $138,395,826 | — | $138,395,826 |
| 21 | Milestone Investment Advisors | $556,713 | $487,284,000 | $175,205,000 | $662,489,000 |
| 22 | Next Generation Wealth Management, Inc. | $338,848 | $304,293,300 | $3,041,766 | $307,335,066 |
| 23 | North Star Asset Management Inc | $764,815 | $1,551,233,500 | $25,815,519 | $1,577,049,019 |
| 24 | Northern Oak Wealth Management. Inc | $848,367 | $756,336,551 | $2,103,414 | $758,439,965 |
| 25 | Orgel Wealth Management | $567,014 | $4,191,363,849 | — | $4,191,363,849 |
| 26 | Pegasus Partners | $741,386 | $1,314,698,063 | $89,486,566 | $1,404,184,629 |
| 27 | PJS Investment Management | $886,831 | $488,019,711 | $21,021,079 | $509,040,790 |
| 28 | Review Services Inc | $149,454 | — | $134,060,322 | $134,060,322 |
| 29 | RMR Wealth Advisors | $1,538,654 | $240,029,961 | — | $240,029,961 |
| 30 | Sadoff Investment Management | $929,940 | $1,221,010,573 | — | $1,221,010,573 |
| 31 | Schaper Benz & Wise Investment Counsel Inc | $1,269,343 | $814,560,445 | $13,050,999 | $827,611,444 |
| 32 | Shakespeare Wealth Management | $1,025,400 | $189,699,001 | — | $189,699,001 |
| 33 | Shakespeare Wealth Management, Inc. | $120,859 | — | $102,125,772 | $102,125,772 |
| 34 | SJA Financial Advisory, LLC | $283,012 | $362,546,881 | $557,966 | $363,104,847 |
| 35 | Sumnicht & Associates | $386,232 | $247,918,082 | $52,184,108 | $300,102,190 |
| 36 | Sumnicht & Associates, Llc | $484,594 | $115,333,428 | — | $115,333,428 |
| 37 | T. Anton Investment House, Inc. | $172,822 | $126,678,526 | — | $126,678,526 |
| 38 | Thun Financial Advisors | $1,069,472 | — | $434,205,627 | $434,205,627 |
| 39 | Verus Investment Advisory Group, Inc. | $321,293 | $108,721,668 | $2,767,016 | $111,488,684 |
| 40 | Vestura, LLC | $621,721 | $129,939,600 | — | $129,939,600 |
| 41 | Voyager Capital Management | $242,705 | $164,212,685 | $2,768,342 | $166,981,027 |
| 42 | WFA Asset Management Corp | $501,168 | $202,827,095 | $21,195,034 | $224,022,129 |
| 43 | Windward Wealth Strategies, Inc. | $366,569 | $157,258,057 | — | $157,258,057 |
Showing 1 to 43 of 43 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
