RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Access Investment Advisors Inc$315,851$155,398,881$155,398,881
2Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
3Brookfield Investment Partners$17,073,427$648,790,222$648,790,222
4Cedarpoint Investment Advisors, Inc.$218,778$229,789,859$13,491,377$243,281,236
5Charter Capital Management, Inc$667,893$192,563,587$2,461,160$195,024,747
6Copper Harbor Investment Advisors$2,000,000$269,975,000$25,000$270,000,000
7Diversified Management Inc$680,907$935,022,440$84,976,772$1,019,999,212
8Ellenbecker Investment Group$154,048$698,726,834$13,436,475$712,163,309
9Enrich Financial Partners LLC$736,023$206,823,206$2,943,437$209,766,643
10Financial Fiduciaries$273,836$143,763,833$143,763,833
11Financial Planning And Information Services, Inc.$547,090$517,000,000$517,000,000
12Financial Service Group Inc$233,101$196,270,860$196,270,860
13Freedom Wealth Alliance$156,393$225,582,666$1,343,886$226,926,552
14Hogan Financial$455,759$219,537,840$22,470,169$242,008,009
15Isthmus Partners, LLC$512,933$588,847,494$588,847,494
16Jacobson & Schmitt Advisors$322,837$188,536,710$188,536,710
17Kyle Financial Services$1,443,719$215,114,109$215,114,109
18McCarthy Grittinger Financial Group$360,826$221,915,926$33,909,397$255,825,323
19Mendota Financial Group$239,150$185,341,397$185,341,397
20Michael A. Dubis Financial Planning, LLC$2,883,246$138,395,826$138,395,826
21Milestone Investment Advisors$556,713$487,284,000$175,205,000$662,489,000
22Next Generation Wealth Management, Inc.$338,848$304,293,300$3,041,766$307,335,066
23North Star Asset Management Inc$764,815$1,551,233,500$25,815,519$1,577,049,019
24Northern Oak Wealth Management. Inc$848,367$756,336,551$2,103,414$758,439,965
25Orgel Wealth Management$567,014$4,191,363,849$4,191,363,849
26Pegasus Partners$741,386$1,314,698,063$89,486,566$1,404,184,629
27PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
28Review Services Inc$149,454$134,060,322$134,060,322
29RMR Wealth Advisors$1,538,654$240,029,961$240,029,961
30Sadoff Investment Management$929,940$1,221,010,573$1,221,010,573
31Schaper Benz & Wise Investment Counsel Inc$1,269,343$814,560,445$13,050,999$827,611,444
32Shakespeare Wealth Management$1,025,400$189,699,001$189,699,001
33Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
34SJA Financial Advisory, LLC$283,012$362,546,881$557,966$363,104,847
35Sumnicht & Associates$386,232$247,918,082$52,184,108$300,102,190
36Sumnicht & Associates, Llc$484,594$115,333,428$115,333,428
37T. Anton Investment House, Inc.$172,822$126,678,526$126,678,526
38Thun Financial Advisors$1,069,472$434,205,627$434,205,627
39Verus Investment Advisory Group, Inc.$321,293$108,721,668$2,767,016$111,488,684
40Vestura, LLC$621,721$129,939,600$129,939,600
41Voyager Capital Management$242,705$164,212,685$2,768,342$166,981,027
42WFA Asset Management Corp$501,168$202,827,095$21,195,034$224,022,129
43Windward Wealth Strategies, Inc.$366,569$157,258,057$157,258,057

Showing 1 to 43 of 43 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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