RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
2ADVISORS MANAGEMENT GROUP INC$123,067$439,711,468$32,740,862$472,452,330
3BROOKFIELD INVESTMENT PARTNERS, LLC$18,529,526$704,121,979$704,121,979
4CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
5CHARTER CAPITAL MANAGEMENT, INC$725,929$215,974,314$2,530,388$218,504,702
6COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
7DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
8ENDOWMENT WEALTH MANAGEMENT, INC.$306,755$177,861,166$1,283,947$179,145,113
9ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
10FINANCIAL FIDUCIARIES, LLC$379,392$130,510,744$130,510,744
11FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
12FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
13ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
14JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
15KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP$166,842$450,927,524$24,904,693$475,832,217
16KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
17KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
18MADISON PARTNERS$166,759$162,256,488$162,256,488
19MBE WEALTH MANAGEMENT, LLC$137,751$285,500,000$118,800,000$404,300,000
20MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
21MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
22MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
23MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
24NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
25NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
26NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
27NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
28OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
29ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
30PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
31PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
32RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
33REVIEW SERVICES INC$140,658$117,449,233$117,449,233
34RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
35SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
36SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
37SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
38SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
39SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
40T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
41THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
42VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
43VESTURA, LLC$739,346$156,741,300$156,741,300
44VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
45WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
46WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
47WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670

Showing 1 to 47 of 47 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.