RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Service Group Inc$272,961$284,971,179$284,971,179
2KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
3Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
4Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
5Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
6Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
7Navigen, LLC$233,935$160,713,137$160,713,137
8Access Investment Advisors Inc$330,250$167,106,686$167,106,686
9T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
10KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
11Central Wealth Management LLC$221,861$118,695,827$118,695,827
12Vestura, LLC$927,013$209,504,900$209,504,900
13Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
14RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
15Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
16Isthmus Partners, LLC$655,146$779,624,047$779,624,047
17Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
18Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
19Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
20Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
21Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
22Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
23Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
24Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
25Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
26Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
27Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
28Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
29WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
30Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
31Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
32Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
33Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
34P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
35McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
36Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
37Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
38North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
39Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
40Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
41Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
42Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
43Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
44THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632

Showing 1 to 44 of 44 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.