RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
2FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
3KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
4SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
5FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
6SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
7NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
8ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
9T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
10KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
11VESTURA, LLC$739,346$156,741,300$156,741,300
12RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
13WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
14MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
15ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
16WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
17ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
18COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
19VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
20SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
21NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
22VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
23ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
24OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
25NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
26JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
27WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
28SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
29PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
30MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
31CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
32NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
33SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
34RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
35MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
36DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
37PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
38THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.