RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
2Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
3Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
4Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
5Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
6Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
7North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
8Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
9Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
10McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
11P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
12Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
13Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
14Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
15Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
16WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
17Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
18Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
19Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
20Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
21Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
22Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
23Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
24Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
25Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
26Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
27Financial Service Group Inc$272,961$284,971,179$284,971,179
28KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
29Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
30Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
31Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
32Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
33Navigen, LLC$233,935$160,713,137$160,713,137
34Access Investment Advisors Inc$330,250$167,106,686$167,106,686
35T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
36KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
37Central Wealth Management LLC$221,861$118,695,827$118,695,827
38Vestura, LLC$927,013$209,504,900$209,504,900
39Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
40RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
41Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
42Isthmus Partners, LLC$655,146$779,624,047$779,624,047
43Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
44Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.