RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
2North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
3Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
4Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
5Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
6Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
7Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
8Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
9KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
10Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
11Isthmus Partners, LLC$655,146$779,624,047$779,624,047
12Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
13P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
14THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
15Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
16Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
17Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
18Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
19Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
20Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
21McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
22Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
23Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
24Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
25Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
26Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
27Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
28RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
29Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
30WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
31Financial Service Group Inc$272,961$284,971,179$284,971,179
32Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
33KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
34Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
35T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
36Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
37Vestura, LLC$927,013$209,504,900$209,504,900
38Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
39Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
40Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
41Access Investment Advisors Inc$330,250$167,106,686$167,106,686
42Navigen, LLC$233,935$160,713,137$160,713,137
43Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
44Central Wealth Management LLC$221,861$118,695,827$118,695,827

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.